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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Apr-21 4:30 PM View:  | Hookipa Pharma Inc. (HOOK) | 21-Apr-21 | Market Sale | 328,620 | $11.60 | $3,812,390.00 | (9%) 3.51M to 3.18M | (6%) |
| 31-Mar-21 4:06 PM View: | Hookipa Pharma Inc. (HOOK) | 29-Mar-21 | Market Sale (Planned) | 36,829 | $13.67 | $503,570.00 | (1%) 3.54M to 3.51M | 2% |
| 31-Mar-21 6:01 AM View: | Hookipa Pharma Inc. (HOOK) | 26-Mar-21 | Market Sale (Planned) | 35,171 | $13.69 | $481,642.00 | (< 1%) 3.58M to 3.54M | 3% |
| 29-Mar-21 4:01 PM View: | Hookipa Pharma Inc. (HOOK) | 25-Mar-21 | Market Sale (Planned) | 28,546 | $13.12 | $374,569.00 | (< 1%) 3.61M to 3.58M | (6%) |
| 26-Mar-21 7:12 PM View: | Hookipa Pharma Inc. (HOOK) | 24-Mar-21 | Market Sale (Planned) | 52,690 | $13.70 | $721,616.00 | (1%) 3.66M to 3.61M | 1% |
| 25-Mar-21 6:13 PM View: | Hookipa Pharma Inc. (HOOK) | 23-Mar-21 | Market Sale (Planned) | 40,000 | $13.91 | $556,476.00 | (1%) 3.7M to 3.66M | 5% |
| 24-Mar-21 6:16 PM View: | Hookipa Pharma Inc. (HOOK) | 22-Mar-21 | Market Sale (Planned) | 40,534 | $14.54 | $589,263.00 | (1%) 3.74M to 3.7M | 6% |
| 23-Mar-21 4:31 PM View: | Hookipa Pharma Inc. (HOOK) | 19-Mar-21 | Market Sale (Planned) | 166,230 | $14.60 | $2,427,740.00 | (4%) 3.91M to 3.74M | 1% |
| 06-Oct-20 4:01 PM View: | Hookipa Pharma Inc. (HOOK) | 02-Oct-20 | Market Sale (Planned) | 300 | $10.00 | $3,000.00 | (< 1%) 3.91M to 3.91M | (26%) |
| 17-Sep-20 4:02 PM View: | Hookipa Pharma Inc. (HOOK) | 15-Sep-20 | Market Sale (Planned) | 41,597 | $12.61 | $524,476.00 | (1%) 3.95M to 3.91M | < 1% |
| 22-Jul-20 4:03 PM View: | Hookipa Pharma Inc. (HOOK) | 20-Jul-20 | Market Sale (Planned) | 12,483 | $11.94 | $149,102.00 | (< 1%) 3.96M to 3.95M | (5%) |
| 01-Jul-20 4:16 PM View: | Hookipa Pharma Inc. (HOOK) | 29-Jun-20 | Market Sale (Planned) | 3,280 | $11.78 | $38,627.60 | (< 1%) 3.96M to 3.96M | (7%) |
| 22-Jul-20 4:03 PM View: | Hookipa Pharma Inc. (HOOK) | 29-Jun-20 | Market Sale (Planned) Duplicate | 3,280 | $11.78 | $38,627.60 | (< 1%) 3.96M to 3.96M | (7%) |
| 25-Apr-19 4:15 PM View: | Hookipa Pharma Inc. (HOOK) | 23-Apr-19 | Conversion | 3,524,260 | -- | -- | 4274% 82.45K to 3.61M | |
| 25-Apr-19 4:15 PM View: | Hookipa Pharma Inc. (HOOK) | 23-Apr-19 | Purchase | 357,142 | $14.00 | $4,999,990.00 | 10% 3.61M to 3.96M | |
| 18-Jul-13 1:47 PM View: | Omthera Pharmaceuticals, Inc. (OMTH) | 18-Jul-13 | Disposition | 7,159,320 | -- | -- | (100%) 7.16M to 0 | |
| 16-May-13 5:38 PM View: | BioAmber Inc. (BIOA) | 14-May-13 | Purchase | 880,000 | -- | -- | 30% 2.92M to 3.8M | |
| 18-Apr-13 10:23 AM View: | Omthera Pharmaceuticals, Inc. (OMTH) | 16-Apr-13 | Conversion | 6,534,510 | $0.78 | $5,067,310.00 | 100% 0 to 6.53M | |
| 18-Apr-13 10:23 AM View: | Omthera Pharmaceuticals, Inc. (OMTH) | 16-Apr-13 | Market Purchase | 625,000 | $8.00 | $5,000,000.00 | 10% 6.53M to 7.16M | (3%) |
| 18-Apr-13 10:23 AM View: | Omthera Pharmaceuticals, Inc. (OMTH) | 16-Apr-13 | Market Sale | 196 | $8.00 | $1,568.00 | (< 1%) 7.16M to 7.16M | 3% |