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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Dec-18 8:52 PM View:  | Spectra Energy Partners, LP (SEP) | 17-Dec-18 | Disposition | 4,411 | -- | -- | (100%) 4.41K to 0 | |
| 01-Mar-17 1:14 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 12,011 | -- | -- | (70%) 17.15K to 5.14K | |
| 01-Mar-17 1:14 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 5,136 | -- | -- | (100%) 5.14K to 0 | |
| 21-Feb-17 12:36 PM View: | Spectra Energy Corp. (SE) | 16-Feb-17 | Disposition | 155 | -- | -- | (< 1%) 16.94K to 16.79K | |
| 21-Feb-17 12:36 PM View: | Spectra Energy Corp. (SE) | 16-Feb-17 | Option Exercise | 155 | -- | -- | < 1% 16.79K to 16.94K | |
| 18-Jan-17 7:10 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Payment of Exercise | 131 | $42.20 | $5,528.20 | (< 1%) 16.92K to 16.79K | 61% |
| 18-Jan-17 7:10 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Option Exercise | 400 | -- | -- | 2% 16.52K to 16.92K | |
| 19-Dec-16 4:31 PM View: | Spectra Energy Corp. (SE) | 16-Dec-16 | Disposition | 10,100 | $41.79 | $422,079.00 | (51%) 19.85K to 9.75K | 61% |
| 20-Dec-16 2:08 PM View: | Spectra Energy Corp. (SE) | 16-Dec-16 | Payment of Exercise | 2,547 | $41.79 | $106,439.00 | (13%) 19.06K to 16.52K | 61% |
| 19-Dec-16 4:31 PM View: | Spectra Energy Corp. (SE) | 16-Dec-16 | Option Exercise | 10,100 | $25.64 | $258,964.00 | 104% 9.75K to 19.85K | |
| 20-Dec-16 2:08 PM View: | Spectra Energy Corp. (SE) | 16-Dec-16 | Option Exercise | 9,310 | -- | -- | 95% 9.75K to 19.06K | |
| 23-Feb-16 3:59 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Payment of Exercise | 520 | $28.63 | $14,887.60 | (5%) 10.27K to 9.75K | 41% |
| 23-Feb-16 3:59 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Option Exercise | 1,900 | -- | -- | 23% 8.37K to 10.27K | |
| 17-Feb-16 3:36 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Payment of Exercise | 273 | $28.49 | $7,777.77 | (3%) 8.92K to 8.65K | 41% |
| 17-Feb-16 3:36 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Option Exercise | 997 | -- | -- | 13% 7.92K to 8.92K | |
| 24-Feb-15 4:38 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Payment of Exercise | 465 | $36.25 | $16,856.20 | (16%) 2.84K to 2.37K | 51% |
| 24-Feb-15 4:38 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Option Exercise | 1,700 | -- | -- | 150% 1.14K to 2.84K | |
| 13-Nov-14 10:00 PM View: | Spectra Energy Corp. (SE) | 11-Nov-14 | Market Sale | 7,500 | $39.34 | $295,054.00 | (87%) 8.64K to 1.14K | 54% |
| 25-Feb-14 3:42 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Payment of Exercise | 520 | $37.64 | $19,572.80 | (6%) 9.16K to 8.64K | 51% |
| 25-Feb-14 3:42 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Option Exercise | 1,900 | $37.64 | $71,516.00 | 26% 7.26K to 9.16K | (51%) |
| 19-Feb-14 12:39 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Payment of Exercise | 387 | $37.05 | $14,338.30 | (5%) 7.64K to 7.26K | 50% |
| 19-Feb-14 12:39 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Option Exercise | 1,415 | $37.05 | $52,425.80 | 23% 6.23K to 7.64K | (50%) |
| 04-Oct-11 4:23 PM View: | Spectra Energy Partners, LP (SEP) | 03-Oct-11 | Payment of Exercise | 442 | $28.21 | $12,468.80 | (9%) 4.85K to 4.41K | (109%) |
| 04-Oct-11 4:23 PM View: | Spectra Energy Partners, LP (SEP) | 03-Oct-11 | Option Exercise | 1,670 | $28.21 | $47,110.70 | 52% 3.18K to 4.85K | 109% |
| 05-Oct-10 2:41 PM View: | Spectra Energy Partners, LP (SEP) | 01-Oct-10 | Payment of Exercise | 441 | $34.96 | $15,417.40 | (12%) 3.62K to 3.18K | (79%) |
| 05-Oct-10 2:41 PM View: | Spectra Energy Partners, LP (SEP) | 01-Oct-10 | Option Exercise | 1,665 | $34.96 | $58,208.40 | 85% 1.96K to 3.62K | 79% |
| 07-Jul-10 3:13 PM View: | Spectra Energy Partners, LP (SEP) | 02-Jul-10 | Payment of Exercise | 265 | $34.15 | $9,049.75 | (12%) 2.22K to 1.96K | (86%) |
| 07-Jul-10 3:13 PM View: | Spectra Energy Partners, LP (SEP) | 02-Jul-10 | Option Exercise | 1,000 | $34.15 | $34,150.00 | 82% 1.22K to 2.22K | 86% |
| 02-Oct-09 4:02 PM View: | Spectra Energy Partners, LP (SEP) | 01-Oct-09 | Payment of Exercise | 441 | $24.45 | $10,782.50 | (26%) 1.67K to 1.22K | (170%) |
| 02-Oct-09 4:02 PM View: | Spectra Energy Partners, LP (SEP) | 01-Oct-09 | Option Exercise | 1,665 | -- | -- | 100% 0 to 1.67K |