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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jul-22 7:40 PM View:  | Sonim Technologies Inc (SONM) | 15-Jul-22 | Sale | 729 | $0.76 | $553.09 | (< 1%) 315.35K to 314.62K | |
| 15-Jul-22 7:40 PM View: | Sonim Technologies Inc (SONM) | 13-Jul-22 | Sale | 9,176 | $0.54 | $4,988.07 | (3%) 324.52K to 315.35K | |
| 22-Jun-22 4:13 PM View: | Sonim Technologies Inc (SONM) | 21-Jun-22 | Sale | 10,361 | $0.54 | $5,594.94 | (3%) 334.88K to 324.52K | |
| 13-Jun-22 5:38 PM View: | Sonim Technologies Inc (SONM) | 10-Jun-22 | Sale | 4,493 | $0.57 | $2,583.47 | (1%) 339.38K to 334.88K | |
| 28-Mar-22 1:42 PM View: | Resonant Inc. (RESN) | 28-Mar-22 | Disposition (change in control) | 64,184 | $4.50 | $288,828.00 | (100%) 64.18K to 0 | |
| 31-Jan-22 4:07 PM View: | Sonim Technologies Inc (SONM) | 27-Jan-22 | Grant | 233,638 | -- | -- | 221% 105.74K to 339.38K | |
| 14-Sep-21 9:00 PM View: | Sonim Technologies Inc (SONM) | 10-Sep-21 | Market Sale | 6,417 | $0.67 | $4,299.39 | (< 1%) 1.05M to 1.04M | 17% |
| 21-Jun-21 4:23 PM View: | Sonim Technologies Inc (SONM) | 18-Jun-21 | Grant | 334,952 | -- | -- | 47% 716.36K to 1.05M | |
| 11-Jun-21 9:30 PM View: | Sonim Technologies Inc (SONM) | 10-Jun-21 | Market Sale | 42,891 | $0.64 | $27,450.20 | (6%) 759.25K to 716.35K | 2% |
| 09-Jun-21 9:28 PM View: | Resonant Inc. (RESN) | 07-Jun-21 | Option Exercise | 26,448 | -- | -- | 70% 37.74K to 64.18K | |
| 08-Oct-20 2:05 PM View: | Resonant Inc. (RESN) | 07-Oct-20 | Option Exercise | 12,000 | -- | -- | 47% 25.74K to 37.74K | |
| 14-Sep-20 6:52 PM View: | Sonim Technologies Inc (SONM) | 10-Sep-20 | Market Sale | 7,826 | $0.86 | $6,695.14 | (1%) 745.0K to 737.17K | (4%) |
| 11-Jun-20 5:08 PM View: | Sonim Technologies Inc (SONM) | 09-Jun-20 | Grant | 558,000 | -- | -- | 641% 87.0K to 645.0K | |
| 11-Jun-20 5:08 PM View: | Sonim Technologies Inc (SONM) | 09-Jun-20 | Private Purchase | 100,000 | $0.75 | $75,000.00 | 16% 645.0K to 745.0K | |
| 10-Jun-20 9:36 PM View: | Resonant Inc. (RESN) | 08-Jun-20 | Option Exercise | 13,736 | -- | -- | 114% 12.0K to 25.74K | |
| 05-Nov-19 6:01 PM View: | Sonim Technologies Inc (SONM) | 01-Nov-19 | Grant | 84,500 | -- | -- | 100% 0 to 84.5K | |
| 08-Oct-19 8:23 PM View: | Resonant Inc. (RESN) | 07-Oct-19 | Option Exercise | 12,000 | -- | -- | 100% 0 to 12.0K | |
| 07-May-14 5:10 PM View: | Broadcom Corp. (BRCM) | 05-May-14 | Payment of Exercise | 2,030 | $30.44 | $61,793.20 | (3%) 81.18K to 79.15K | (89%) |
| 02-May-14 4:14 PM View: | Broadcom Corp. (BRCM) | 30-Apr-14 | Market Sale | 20,118 | $30.82 | $619,936.00 | (20%) 100.37K to 80.25K | (87%) |
| 24-Feb-14 4:55 PM View: | Broadcom Corp. (BRCM) | 20-Feb-14 | Grant | 23,973 | -- | -- | 31% 76.39K to 100.37K | |
| 07-Feb-14 7:06 PM View: | Broadcom Corp. (BRCM) | 05-Feb-14 | Payment of Exercise | 2,559 | $28.99 | $74,185.40 | (3%) 78.95K to 76.39K | (99%) |
| 07-Nov-13 4:53 PM View: | Broadcom Corp. (BRCM) | 05-Nov-13 | Payment of Exercise | 2,048 | $26.47 | $54,200.30 | (3%) 81.0K to 78.95K | (119%) |
| 07-Aug-13 6:33 PM View: | Broadcom Corp. (BRCM) | 05-Aug-13 | Payment of Exercise | 1,675 | $27.04 | $45,292.00 | (2%) 82.68K to 81.0K | (115%) |
| 07-May-13 7:10 PM View: | Broadcom Corp. (BRCM) | 05-May-13 | Payment of Exercise | 2,025 | $36.06 | $73,021.50 | (2%) 84.7K to 82.68K | (62%) |
| 19-Feb-13 6:52 PM View: | Broadcom Corp. (BRCM) | 14-Feb-13 | Grant | 24,177 | -- | -- | 40% 59.74K to 83.92K | |
| 07-Feb-13 5:44 PM View: | Broadcom Corp. (BRCM) | 05-Feb-13 | Payment of Exercise | 2,340 | $32.61 | $76,307.40 | (4%) 62.08K to 59.74K | (80%) |
| 07-Nov-12 5:20 PM View: | Broadcom Corp. (BRCM) | 05-Nov-12 | Payment of Exercise | 1,790 | $31.58 | $56,528.20 | (3%) 63.87K to 62.08K | (86%) |
| 04-Sep-12 5:16 PM View: | Broadcom Corp. (BRCM) | 31-Aug-12 | Market Sale | 11,069 | $35.60 | $394,056.00 | (15%) 74.89K to 63.82K | (65%) |
| 07-Aug-12 5:17 PM View: | Broadcom Corp. (BRCM) | 05-Aug-12 | Payment of Exercise | 1,423 | $34.01 | $48,396.20 | (2%) 76.31K to 74.89K | (73%) |
| 08-May-12 6:29 PM View: | Broadcom Corp. (BRCM) | 05-May-12 | Payment of Exercise | 1,653 | $34.63 | $57,243.40 | (2%) 77.96K to 76.31K | (71%) |
| 21-Feb-12 8:23 PM View: | Broadcom Corp. (BRCM) | 16-Feb-12 | Grant | 21,235 | -- | -- | 38% 56.07K to 77.31K | |
| 07-Feb-12 8:04 PM View: | Broadcom Corp. (BRCM) | 05-Feb-12 | Payment of Exercise | 2,007 | $37.67 | $75,613.70 | (3%) 58.08K to 56.07K | (57%) |
| 09-Jan-12 5:48 PM View: | Broadcom Corp. (BRCM) | 05-Jan-12 | Grant | 16,938 | -- | -- | 41% 41.14K to 58.08K | |
| 17-Nov-11 6:08 PM View: | Broadcom Corp. (BRCM) | 15-Nov-11 | Market Sale | 29,644 | $36.00 | $1,067,180.00 | (42%) 70.79K to 41.14K | (65%) |
| 08-Nov-11 7:24 PM View: | Broadcom Corp. (BRCM) | 05-Nov-11 | Payment of Exercise | 2,241 | $36.01 | $80,698.40 | (3%) 73.03K to 70.79K | (65%) |
| 09-Aug-11 5:31 PM View: | Broadcom Corp. (BRCM) | 05-Aug-11 | Payment of Exercise | 12,378 | $33.87 | $419,243.00 | (14%) 85.41K to 73.03K | (76%) |
| 09-May-11 7:07 PM View: | Broadcom Corp. (BRCM) | 05-May-11 | Payment of Exercise | 1,499 | $33.85 | $50,741.10 | (2%) 86.9K to 85.41K | (77%) |
| 08-Feb-11 7:42 PM View: | Broadcom Corp. (BRCM) | 05-Feb-11 | Grant | 17,208 | -- | -- | 24% 71.01K to 88.22K | |
| 08-Feb-11 7:42 PM View: | Broadcom Corp. (BRCM) | 05-Feb-11 | Payment of Exercise | 1,926 | $45.82 | $88,249.30 | (2%) 88.22K to 86.29K | (31%) |
| 24-Nov-10 4:17 PM View: | Broadcom Corp. (BRCM) | 22-Nov-10 | Option Exercise | 10,625 | $23.17 | $246,181.00 | 15% 71.01K to 81.64K | |
| 24-Nov-10 4:17 PM View: | Broadcom Corp. (BRCM) | 22-Nov-10 | Market Option Sale | 10,625 | $43.05 | $457,406.00 | (13%) 81.64K to 71.01K | (40%) |
| 09-Nov-10 5:57 PM View: | Broadcom Corp. (BRCM) | 05-Nov-10 | Payment of Exercise | 1,540 | $42.34 | $65,203.60 | (2%) 72.55K to 71.01K | (43%) |
| 08-Nov-10 5:38 PM View: | Broadcom Corp. (BRCM) | 04-Nov-10 | Market Sale | 4,000 | $42.51 | $170,040.00 | (5%) 76.27K to 72.27K | (42%) |
| 05-Nov-10 6:20 PM View: | Broadcom Corp. (BRCM) | 03-Nov-10 | Option Exercise | 5,627 | $21.47 | $120,812.00 | 7% 76.27K to 81.89K | |
| 05-Nov-10 6:20 PM View: | Broadcom Corp. (BRCM) | 03-Nov-10 | Market Option Sale | 5,627 | $41.47 | $233,352.00 | (7%) 81.89K to 76.27K | (46%) |
| 02-Nov-10 5:16 PM View: | Broadcom Corp. (BRCM) | 29-Oct-10 | Option Exercise | 12,661 | $23.22 | $293,955.00 | 16% 80.27K to 92.93K | |
| 02-Nov-10 5:16 PM View: | Broadcom Corp. (BRCM) | 29-Oct-10 | Market Option Sale | 12,661 | $40.97 | $518,716.00 | (14%) 92.93K to 80.27K | (47%) |
| 02-Nov-10 5:16 PM View: | Broadcom Corp. (BRCM) | 29-Oct-10 | Market Sale | 4,000 | $40.97 | $163,878.00 | (5%) 80.27K to 76.27K | (47%) |
| 09-Aug-10 7:44 PM View: | Broadcom Corp. (BRCM) | 05-Aug-10 | Payment of Exercise | 1,104 | $36.85 | $40,682.40 | (1%) 81.37K to 80.27K | (64%) |
| 07-May-10 6:22 PM View: | Broadcom Corp. (BRCM) | 05-May-10 | Payment of Exercise | 1,105 | $33.84 | $37,393.20 | (1%) 82.47K to 81.37K | (79%) |