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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Jan-15 7:37 PM View:  | Auspex Pharmaceuticals, Inc. (ASPX) | 28-Jan-15 | Market Sale | 270,000 | $53.11 | $14,339,700.00 | (10%) 2.77M to 2.5M | (11%) |
| 12-Feb-14 6:28 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Conversion | 2,437,260 | -- | -- | 100% 0 to 2.44M | |
| 12-Feb-14 6:28 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Purchase | 333,334 | $12.00 | $4,000,010.00 | 14% 2.44M to 2.77M | |
| 02-Aug-12 12:35 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Conversion | 1,269,760 | -- | -- | 100% 0 to 1.27M | |
| 02-Aug-12 12:35 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Disposition (other) | 28,147 | -- | -- | (1%) 1.89M to 1.86M | |
| 02-Aug-12 12:35 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Purchase | 550,000 | $10.00 | $5,500,000.00 | 43% 1.27M to 1.82M | |
| 02-Aug-12 12:35 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Exercise (in-the money or at-the-money) | 68,986 | -- | -- | 4% 1.82M to 1.89M |