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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 3:00 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 258,039 | $7.50 | $1,935,290.00 | (99%) 260.04K to 2.0K | 0% |
| 17-Nov-21 3:00 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 2,000 | $7.50 | $15,000.00 | (100%) 2.0K to 0 | 0% |
| 01-Oct-21 5:21 PM View: | JMP Group LLC (JMP) | 01-Oct-21 | Option Exercise | 3,682 | -- | -- | 1% 256.36K to 260.04K | |
| 05-Apr-21 7:14 PM View: | JMP Group LLC (JMP) | 01-Apr-21 | Option Exercise | 3,682 | -- | -- | 1% 256.59K to 260.28K | |
| 04-Jan-21 6:56 PM View: | JMP Group LLC (JMP) | 01-Jan-21 | Option Exercise | 7,602 | -- | -- | 3% 246.99K to 254.59K | |
| 05-Oct-20 3:35 PM View: | JMP Group LLC (JMP) | 01-Oct-20 | Option Exercise | 7,601 | -- | -- | 3% 241.39K to 248.99K | |
| 02-Jul-20 2:13 PM View: | JMP Group LLC (JMP) | 01-Jul-20 | Option Exercise | 7,601 | -- | -- | 3% 233.79K to 241.39K | |
| 01-Apr-20 7:42 PM View: | JMP Group LLC (JMP) | 01-Apr-20 | Option Exercise | 7,601 | -- | -- | 3% 226.19K to 233.79K | |
| 06-Jan-20 5:35 PM View: | JMP Group LLC (JMP) | 01-Jan-20 | Option Exercise | 5,490 | -- | -- | 2% 220.7K to 226.19K | |
| 02-Oct-19 4:49 PM View: | JMP Group LLC (JMP) | 01-Oct-19 | Option Exercise | 5,487 | -- | -- | 3% 215.21K to 220.7K | |
| 01-Jul-19 4:35 PM View: | JMP Group LLC (JMP) | 01-Jul-19 | Option Exercise | 5,487 | -- | -- | 3% 209.72K to 215.21K | |
| 02-Apr-19 4:42 PM View: | JMP Group LLC (JMP) | 01-Apr-19 | Option Exercise | 5,487 | -- | -- | 3% 204.24K to 209.72K | |
| 02-Jan-19 4:49 PM View: | JMP Group LLC (JMP) | 01-Jan-19 | Option Exercise | 4,214 | -- | -- | 2% 200.02K to 204.24K | |
| 09-Oct-18 6:01 AM View: | JMP Group LLC (JMP) | 02-Oct-18 | Option Exercise | 4,213 | -- | -- | 2% 195.81K to 200.02K | |
| 02-Jul-18 4:35 PM View: | JMP Group LLC (JMP) | 01-Jul-18 | Option Exercise | 4,213 | -- | -- | 2% 191.6K to 195.81K | |
| 02-Apr-18 5:28 PM View: | JMP Group LLC (JMP) | 02-Apr-18 | Option Exercise | 4,213 | -- | -- | 2% 187.38K to 191.6K | |
| 04-Jan-18 1:49 PM View: | JMP Group LLC (JMP) | 01-Jan-18 | Option Exercise | 3,647 | -- | -- | 2% 183.74K to 187.38K | |
| 10-Oct-17 6:00 AM View: | JMP Group LLC (JMP) | 02-Oct-17 | Option Exercise | 3,647 | -- | -- | 2% 180.09K to 183.74K | |
| 05-Jul-17 5:56 PM View: | JMP Group LLC (JMP) | 02-Jul-17 | Option Exercise | 3,647 | -- | -- | 2% 176.44K to 180.09K | |
| 05-Apr-17 1:14 PM View: | JMP Group LLC (JMP) | 01-Apr-17 | Option Exercise | 3,646 | -- | -- | 2% 170.8K to 174.44K | |
| 04-Jan-17 12:35 PM View: | JMP Group LLC (JMP) | 01-Jan-17 | Option Exercise | 3,271 | -- | -- | 2% 169.53K to 172.8K | |
| 09-Nov-16 4:42 PM View: | JMP Group LLC (JMP) | 09-Nov-16 | Market Purchase | 17,700 | $5.64 | $99,913.00 | 12% 151.83K to 169.53K | 26% |
| 04-Oct-16 4:14 PM View: | JMP Group LLC (JMP) | 01-Oct-16 | Option Exercise | 3,270 | -- | -- | 2% 148.56K to 151.83K | |
| 05-Jul-16 2:14 PM View: | JMP Group LLC (JMP) | 01-Jul-16 | Option Exercise | 3,270 | -- | -- | 2% 145.29K to 148.56K | |
| 04-Apr-16 4:07 PM View: | JMP Group LLC (JMP) | 01-Apr-16 | Option Exercise | 3,270 | -- | -- | 2% 142.02K to 145.29K | |
| 05-Jan-16 1:49 PM View: | JMP Group LLC (JMP) | 31-Dec-15 | Option Exercise | 3,068 | -- | -- | 2% 138.95K to 142.02K | |
| 02-Oct-15 3:42 PM View: | JMP Group LLC (JMP) | 30-Sep-15 | Option Exercise | 3,070 | -- | -- | 2% 135.88K to 138.95K | |
| 16-Sep-15 11:14 AM View: | JMP Group LLC (JMP) | 15-Sep-15 | Market Purchase | 7,654 | $6.62 | $50,647.50 | 6% 128.22K to 135.88K | 17% |
| 01-Jul-15 4:21 PM View: | JMP Group LLC (JMP) | 30-Jun-15 | Grant | 3,070 | -- | -- | 2% 125.16K to 128.22K | |
| 02-Apr-15 4:07 PM View: | JMP Group LLC (JMP) | 31-Mar-15 | Option Exercise | 3,070 | -- | -- | 3% 122.08K to 125.16K | |
| 01-Oct-14 4:14 PM View: | JMP Group Inc. (JMP) | 30-Sep-14 | Option Exercise | 2,980 | -- | -- | 3% 101.82K to 104.8K | |
| 07-Jul-14 8:14 PM View: | JMP Group Inc. (JMP) | 30-Jun-14 | Option Exercise | 2,980 | -- | -- | 3% 96.84K to 99.82K | |
| 01-Apr-14 5:49 PM View: | JMP Group Inc. (JMP) | 31-Mar-14 | Option Exercise | 2,980 | -- | -- | 3% 95.86K to 98.84K | |
| 18-Mar-13 6:42 PM View: | JMP Group Inc. (JMP) | 15-Mar-13 | Market Purchase | 900 | $6.60 | $5,940.00 | < 1% 92.96K to 93.86K | 29% |
| 18-Mar-13 6:42 PM View: | JMP Group Inc. (JMP) | 14-Mar-13 | Market Purchase | 12,922 | $6.57 | $84,957.00 | 16% 80.04K to 92.96K | 30% |
| 18-Mar-13 6:42 PM View: | JMP Group Inc. (JMP) | 13-Mar-13 | Market Purchase | 2,976 | $6.60 | $19,637.70 | 4% 77.06K to 80.04K | 29% |
| 04-Feb-13 5:50 PM View: | JMP Group Inc. (JMP) | 01-Feb-13 | Grant | 9,753 | -- | -- | 14% 67.31K to 77.06K | |
| 06-Aug-12 5:00 PM View: | JMP Group Inc. (JMP) | 03-Aug-12 | Option Exercise | 4,876 | -- | -- | 8% 62.43K to 67.31K | |
| 14-Mar-12 5:10 PM View: | JMP Group Inc. (JMP) | 13-Mar-12 | Grant | 5,000 | $7.05 | $35,250.00 | 9% 57.43K to 62.43K | 22% |
| 14-Mar-12 5:10 PM View: | JMP Group Inc. (JMP) | 13-Mar-12 | Grant | 2,000 | $7.05 | $14,100.00 | 3% 62.43K to 64.43K | 22% |
| 14-Mar-12 5:10 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Option Exercise Duplicate | 1,926 | -- | -- | 3% 55.51K to 57.43K | |
| 16-Mar-11 4:05 PM View: | JMP Group Inc. (JMP) | 14-Mar-11 | Market Purchase | 3,900 | $7.96 | $31,044.00 | 8% 51.61K to 55.51K | 10% |
| 09-Mar-11 2:15 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise Duplicate | 2,476 | -- | -- | 5% 49.13K to 51.61K | |
| 04-Aug-10 6:15 PM View: | JMP Group Inc. (JMP) | 03-Aug-10 | Grant | 18,466 | $7.04 | $130,001.00 | 60% 30.67K to 49.13K | 25% |
| 11-May-10 5:55 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Option Exercise Duplicate | 6,000 | -- | -- | 24% 24.67K to 30.67K | |
| 12-Mar-10 5:02 PM View: | JMP Group Inc. (JMP) | 11-Mar-10 | Market Purchase | 6,000 | $8.31 | $49,860.00 | 32% 18.67K to 24.67K | 6% |
| 11-May-09 4:08 PM View: | JMP Group Inc. (JMP) | 08-May-09 | Option Exercise | 6,000 | -- | -- | 47% 12.67K to 18.67K | |
| 30-May-08 5:19 PM View: | JMP Group Inc. (JMP) | 20-May-08 | Option Exercise | 6,000 | -- | -- | 90% 6.67K to 12.67K |