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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-23 6:01 PM View:  | Afc Gamma, Inc. (AFCG) | 03-Jan-23 | Grant | 3,211 | $15.57 | $49,995.30 | 6% 55.04K to 58.25K | |
| 13-May-22 8:45 AM View: | Afc Gamma, Inc. (AFCG) | 11-May-22 | Private Purchase | 3,000 | $16.70 | $50,100.00 | 6% 52.04K to 55.04K | |
| 02-May-22 9:53 PM View: | Afc Bdc Inc. (NONE) | 28-Apr-22 | Acquisition (other) | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 02-May-22 9:54 PM View: | Afc Bdc Inc. (NONE) | 28-Apr-22 | Acquisition (other) Duplicate | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 21-Mar-22 5:00 PM View: | Afc Gamma, Inc. (AFCG) | 18-Mar-22 | Grant | 2,000 | $19.27 | $38,540.00 | 4% 50.04K to 52.04K | 5% |
| 11-Feb-22 10:00 PM View: | Afc Gamma, Inc. (AFCG) | 02-Sep-21 | Gift | 49,043 | -- | -- | (49%) 99.09K to 50.04K | |
| 17-Aug-21 10:00 PM View: | Afc Gamma, Inc. (AFCG) | 13-Aug-21 | Grant | 1,000 | $20.50 | $20,500.00 | 2% 49.04K to 50.04K | (< 1%) |
| 10-Aug-21 6:20 PM View: | Afc Gamma, Inc. (AFCG) | 06-Aug-21 | Grant | 49,043 | -- | -- | 100% 0 to 49.04K | |
| 19-Feb-20 5:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 18-Feb-20 | Private Sale | 205 | $25.00 | $5,133.80 | (100%) 0.2K to 0 | |
| 19-Feb-20 5:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 318,466 | $3.50 | $1,114,630.00 | (100%) 318.67K to 0.2K | (< 1%) |
| 09-Jan-20 7:48 AM View: | Ladenburg Thalmann Financia... (LTS) | 07-Jan-20 | Option Exercise | 50,000 | $0.90 | $45,000.00 | 19% 268.67K to 318.67K | |
| 23-Jan-19 7:57 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-19 | Payment of Exercise | 2,986 | $3.10 | $9,256.60 | (1%) 271.66K to 268.67K | 4% |
| 15-Jan-19 6:12 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-19 | Payment of Exercise | 3,080 | $3.01 | $9,270.80 | (1%) 274.74K to 271.66K | 0% |
| 15-Jan-19 6:12 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jan-19 | Payment of Exercise | 3,123 | $3.12 | $9,743.76 | (1%) 277.86K to 274.74K | 4% |
| 15-Jan-19 6:12 PM View: | Ladenburg Thalmann Financia... (LTS) | 12-Jan-19 | Payment of Exercise | 3,903 | $3.12 | $12,177.40 | (1%) 281.76K to 277.86K | 4% |
| 14-Jan-19 7:41 AM View: | Ladenburg Thalmann Financia... (LTS) | 10-Jan-19 | Grant | 60,000 | -- | -- | 27% 221.76K to 281.76K | |
| 22-Mar-18 5:14 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Mar-18 | Payment of Exercise | 105,803 | $3.57 | $377,717.00 | (32%) 327.57K to 221.76K | 36% |
| 22-Mar-18 5:14 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Mar-18 | Option Exercise | 150,000 | $2.30 | $345,000.00 | 84% 177.57K to 327.57K | |
| 22-Mar-18 5:14 PM View: | Ladenburg Thalmann Financia... (LTS) | 30-Jan-18 | Acquisition (small) | 1 | $25.20 | $34.02 | < 1% 177.56K to 177.57K | |
| 23-Jan-18 9:39 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-18 | Payment of Exercise | 3,484 | $3.13 | $10,904.90 | (2%) 180.9K to 177.42K | 28% |
| 17-Jan-18 5:23 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-18 | Payment of Exercise | 3,588 | $3.21 | $11,517.50 | (2%) 184.49K to 180.9K | 29% |
| 17-Jan-18 5:23 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jan-18 | Payment of Exercise | 3,588 | $3.21 | $11,517.50 | (2%) 188.08K to 184.49K | 29% |
| 17-Jan-18 5:23 PM View: | Ladenburg Thalmann Financia... (LTS) | 12-Jan-18 | Grant | 50,000 | -- | -- | 36% 138.08K to 188.08K | |
| 09-Feb-18 10:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 28-Dec-17 | Acquisition (small) | 146 | $3.50 | $512.57 | < 1% 138.08K to 138.22K | (35%) |
| 09-Feb-18 10:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 28-Nov-17 | Acquisition (small) | 1 | $25.24 | $33.54 | < 1% 138.08K to 138.08K | |
| 09-Feb-18 10:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 30-Oct-17 | Acquisition (small) | 1 | $24.88 | $33.34 | < 1% 138.08K to 138.08K | |
| 24-Jan-17 6:01 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-17 | Payment of Exercise | 3,559 | $2.24 | $7,972.16 | (3%) 141.63K to 138.08K | (< 1%) |
| 18-Jan-17 5:28 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-17 | Payment of Exercise | 3,565 | $2.39 | $8,520.35 | (2%) 145.2K to 141.63K | 6% |
| 18-Jan-17 5:28 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jan-17 | Grant | 40,000 | -- | -- | 38% 105.2K to 145.2K | |
| 19-Jan-16 5:25 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-16 | Grant | 40,000 | -- | -- | 61% 65.2K to 105.2K | |
| 29-Sep-15 7:43 AM View: | Ladenburg Thalmann Financia... (LTS) | 28-Sep-15 | Market Purchase | 5,000 | $1.90 | $9,500.00 | 8% 60.2K to 65.2K | 18% |
| 22-Jan-15 5:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-15 | Grant | 40,000 | -- | -- | 198% 20.2K to 60.2K | |
| 02-Dec-14 9:09 AM View: | Ladenburg Thalmann Financia... (LTS) | 01-Dec-14 | Market Purchase | 2,000 | $3.30 | $6,600.00 | 11% 18.2K to 20.2K | (32%) |
| 16-May-14 7:18 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-May-14 | Market Purchase | 3,000 | $2.80 | $8,400.00 | 20% 15.2K to 18.2K | (20%) |
| 29-May-13 6:31 PM View: | Ladenburg Thalmann Financia... (LTS) | 24-May-13 | Purchase | 200 | $25.00 | $5,000.00 | 1% 15.0K to 15.2K | |
| 29-Jun-09 8:23 AM View: | Ladenburg Thalmann Financia... (LTS) | 26-Jun-09 | Market Purchase | 5,000 | $0.53 | $2,642.00 | 50% 10.0K to 15.0K | 252% |
| 19-Jun-09 4:01 PM View: | Ladenburg Thalmann Financia... (LTS) | 17-Jun-09 | Market Purchase | 10,000 | $0.71 | $7,074.68 | 100% 0 to 10.0K | 163% |