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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-24 4:15 PM View:  | Checkpoint Therapeutics, Inc. (CKPT) | 27-Sep-24 | Grant | 146,341 | -- | -- | 4% 3.59M to 3.74M | |
| 28-Jun-24 4:22 PM View: | Mustang Bio, Inc. (MBIO) | 27-Jun-24 | Grant | 575,191 | -- | -- | 30% 1.93M to 2.5M | |
| 17-Apr-24 4:05 PM View: | Avenue Therapeutics, Inc. (ATXI) | 16-Apr-24 | Grant | 413,507 | -- | -- | 13% 3.13M to 3.55M | |
| 22-Mar-24 6:23 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 20-Mar-24 | Grant | 193,905 | -- | -- | 10% 1.9M to 2.1M | |
| 03-Jan-24 4:29 PM View: | Mustang Bio, Inc. (MBIO) | 02-Jan-24 | Grant | 419,092 | -- | -- | 28% 1.51M to 1.93M | |
| 03-Jan-24 4:27 PM View: | Avenue Therapeutics, Inc. (ATXI) | 02-Jan-24 | Grant | 2,101,500 | -- | -- | 204% 1.03M to 3.13M | |
| 03-Jan-24 4:28 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 29-Dec-23 | Grant | 158,134 | -- | -- | 9% 1.74M to 1.9M | |
| 26-Sep-23 4:16 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 25-Sep-23 | Grant | 80,906 | -- | -- | 5% 1.66M to 1.74M | |
| 12-Sep-23 9:02 AM View: | Avenue Therapeutics, Inc. (ATXI) | 08-Sep-23 | Private Purchase | 418,410 | $0.72 | $301,255.00 | 68% 613.98K to 1.03M | |
| 03-Jul-23 1:15 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 30-Jun-23 | Grant | 81,406 | -- | -- | 5% 1.58M to 1.66M | |
| 31-May-24 6:26 PM View: | Journey Medical Corp (DERM) | 12-May-23 | Disposition (other) | 50,000 | -- | -- | (1%) 3.91M to 3.86M | |
| 04-Apr-23 4:06 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 04-Apr-23 | Grant | 42,500 | -- | -- | 3% 1.54M to 1.58M | |
| 04-Apr-23 4:06 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 31-Mar-23 | Grant | 35,714 | -- | -- | 2% 1.5M to 1.54M | |
| 04-Apr-23 4:08 PM View: | Avenue Therapeutics, Inc. (ATXI) | 31-Mar-23 | Grant | 52,419 | -- | -- | 9% 561.56K to 613.98K | |
| 31-May-24 6:26 PM View: | Journey Medical Corp (DERM) | 12-Feb-23 | Disposition (other) | 50,000 | -- | -- | (1%) 3.96M to 3.91M | |
| 06-Jan-23 6:40 PM View: | Mustang Bio, Inc. (MBIO) | 06-Jan-23 | Grant | 2,807,010 | -- | -- | 14% 19.82M to 22.63M | |
| 06-Jan-23 5:57 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 05-Jan-23 | Grant | 368,907 | -- | -- | 33% 1.13M to 1.5M | |
| 04-Jan-23 5:49 PM View: | Avenue Therapeutics, Inc. (ATXI) | 03-Jan-23 | Grant | 231,316 | -- | -- | 70% 330.25K to 561.56K | |
| 04-Jan-23 5:49 PM View: | Avenue Therapeutics, Inc. (ATXI) | 31-Dec-22 | Grant | 90,909 | -- | -- | 38% 239.34K to 330.25K | |
| 31-May-24 6:26 PM View: | Journey Medical Corp (DERM) | 12-Nov-22 | Disposition (other) | 50,000 | -- | -- | (1%) 4.01M to 3.96M | |
| 31-May-24 6:26 PM View: | Journey Medical Corp (DERM) | 12-Aug-22 | Disposition (other) | 50,000 | -- | -- | (1%) 4.06M to 4.01M | |
| 31-May-24 6:26 PM View: | Journey Medical Corp (DERM) | 12-May-22 | Disposition (other) | 50,000 | -- | -- | (1%) 4.11M to 4.06M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 31-Mar-17 | Grant | 1,600 | -- | -- | < 1% 10.13M to 10.13M | |
| 07-Jun-17 5:31 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 17-Mar-17 | Grant | 721,699 | -- | -- | 36% 1.98M to 2.7M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 13-Mar-17 | Grant | 767,264 | -- | -- | 8% 9.36M to 10.13M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 31-Jan-17 | Grant | 213,419 | -- | -- | 2% 9.15M to 9.36M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 29-Dec-16 | Grant | 15,806 | -- | -- | < 1% 9.13M to 9.15M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 12-Dec-16 | Grant | 11,925 | -- | -- | < 1% 9.12M to 9.13M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 30-Nov-16 | Grant | 47,505 | -- | -- | < 1% 9.08M to 9.12M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 25-Oct-16 | Grant | 27,264 | -- | -- | < 1% 9.05M to 9.08M | |
| 07-Jun-17 5:43 PM View: | Mustang Bio, Inc. (MBIO) | 30-Sep-16 | Grant | 47,870 | -- | -- | < 1% 9.0M to 9.05M |