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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Feb-14 2:34 PM View:  | Revance Therapeutics, Inc. (RVNC) | 11-Feb-14 | Conversion Duplicate | 3,727,670 | -- | -- | 100% 0 to 3.73M | |
| 11-Feb-14 2:34 PM View: | Revance Therapeutics, Inc. (RVNC) | 11-Feb-14 | Exercise (in-the money or at-the-money) Duplicate | 407,289 | -- | -- | 11% 3.73M to 4.13M | |
| 16-Nov-10 2:00 PM View: | Complete Genomics Inc (GNOM) | 16-Nov-10 | Conversion | 3,553,490 | -- | -- | 100% 0 to 3.55M | |
| 16-Nov-10 2:00 PM View: | Complete Genomics Inc (GNOM) | 16-Nov-10 | Purchase | 602,778 | $9.00 | $5,425,000.00 | 17% 3.55M to 4.16M | |
| 16-Aug-10 5:03 PM View: | ATS Medical Inc. (ATSI) | 12-Aug-10 | Disposition | 8,709,640 | -- | -- | (91%) 9.61M to 901.0K | |
| 16-Aug-10 5:03 PM View: | ATS Medical Inc. (ATSI) | 12-Aug-10 | Disposition | 900,998 | -- | -- | (100%) 901.0K to 0 | |
| 08-Jun-10 4:50 PM View: | ATS Medical Inc. (ATSI) | 03-Jun-10 | Conversion | 90,625 | $2.85 | $258,281.00 | < 1% 9.51M to 9.6M | |
| 08-Jun-10 4:50 PM View: | ATS Medical Inc. (ATSI) | 03-Jun-10 | Conversion | 9,375 | $2.85 | $26,718.80 | < 1% 9.6M to 9.61M | |
| 08-Jun-10 4:50 PM View: | ATS Medical Inc. (ATSI) | 18-Dec-09 | Conversion | 906,250 | $2.47 | $2,242,970.00 | 11% 8.51M to 9.42M | |
| 08-Jun-10 4:50 PM View: | ATS Medical Inc. (ATSI) | 18-Dec-09 | Conversion | 93,750 | $2.47 | $232,031.00 | < 1% 9.42M to 9.51M |