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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Nov-13 1:50 PM View:  | NYSE Euronext, Inc. (NYX) | 13-Nov-13 | Disposition | 150,807 | -- | -- | (100%) 150.81K to 0 | |
| 20-Aug-13 4:39 PM View: | NYSE Euronext, Inc. (NYX) | 16-Aug-13 | Gift | 6,000 | -- | -- | (4%) 156.81K to 150.81K | |
| 12-Feb-13 7:39 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Conversion | 14,398 | -- | -- | 10% 149.84K to 164.23K | |
| 12-Feb-13 7:39 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Payment of Exercise | 7,426 | $36.24 | $269,118.00 | (5%) 164.23K to 156.81K | (14%) |
| 12-Feb-13 7:39 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Conversion | 55,320 | -- | -- | 46% 120.45K to 175.78K | |
| 12-Feb-13 7:39 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Payment of Exercise | 25,940 | $36.24 | $940,066.00 | (15%) 175.78K to 149.84K | (14%) |
| 12-Feb-13 7:39 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Conversion | 9,873 | -- | -- | 9% 114.25K to 124.12K | |
| 12-Feb-13 7:39 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Payment of Exercise | 3,669 | $36.14 | $132,598.00 | (3%) 124.12K to 120.45K | (14%) |
| 14-Feb-12 12:27 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Conversion | 84,049 | -- | -- | 127% 66.31K to 150.35K | |
| 14-Feb-12 12:27 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Payment of Exercise | 36,104 | $27.69 | $999,720.00 | (24%) 150.35K to 114.25K | (57%) |
| 09-Feb-12 5:24 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Conversion | 9,874 | -- | -- | 16% 60.03K to 69.91K | |
| 09-Feb-12 5:24 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Payment of Exercise | 3,599 | $27.82 | $100,124.00 | (5%) 69.91K to 66.31K | (57%) |
| 08-Apr-11 3:56 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Conversion | 36,824 | -- | -- | 92% 40.23K to 77.05K | |
| 08-Apr-11 3:56 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Payment of Exercise | 17,021 | $39.81 | $677,606.00 | (22%) 77.05K to 60.03K | (13%) |
| 04-Mar-11 11:38 AM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-11 | Conversion | 10,192 | -- | -- | 29% 34.75K to 44.94K | |
| 04-Mar-11 11:38 AM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-11 | Payment of Exercise | 4,711 | $36.33 | $171,151.00 | (10%) 44.94K to 40.23K | (25%) |
| 14-Feb-11 1:14 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Conversion | 26,472 | -- | -- | 129% 20.51K to 46.98K | |
| 14-Feb-11 1:14 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Payment of Exercise | 12,237 | $38.10 | $466,230.00 | (26%) 46.98K to 34.75K | (19%) |
| 04-Mar-10 12:42 PM View: | NYSE Euronext, Inc. (NYX) | 02-Mar-10 | Conversion | 10,192 | -- | -- | 68% 15.03K to 25.22K | |
| 04-Mar-10 12:42 PM View: | NYSE Euronext, Inc. (NYX) | 02-Mar-10 | Payment of Exercise | 4,711 | $27.12 | $127,762.00 | (19%) 25.22K to 20.51K | (74%) |
| 11-Feb-10 5:21 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Conversion | 13,435 | -- | -- | 206% 6.53K to 19.96K | |
| 11-Feb-10 5:21 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Payment of Exercise | 4,929 | $23.65 | $116,571.00 | (25%) 19.96K to 15.03K | (99%) |
| 05-Mar-09 7:12 PM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-09 | Conversion | 10,192 | -- | -- | 100% 0 to 10.19K | |
| 05-Mar-09 7:12 PM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-09 | Payment of Exercise | 3,667 | $15.65 | $57,388.50 | (36%) 10.19K to 6.53K | (253%) |