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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Nov-13 1:28 PM View:  | Arq, Inc. (ARQ) | 08-Nov-13 | Grant | 163 | $37.96 | $6,187.48 | 1% 15.62K to 15.79K | (91%) |
| 02-Aug-13 2:18 PM View: | Arq, Inc. (ARQ) | 01-Aug-13 | Grant | 87 | $42.95 | $3,736.65 | < 1% 15.54K to 15.62K | (92%) |
| 27-Jun-13 5:35 PM View: | ADA-ES Inc. (ADES) | 27-Jun-13 | Market Sale (Planned) | 3,000 | $39.93 | $119,780.00 | (16%) 18.54K to 15.54K | 49% |
| 23-May-13 7:25 PM View: | ADA-ES Inc. (ADES) | 14-May-13 | Grant | 1,210 | $31.29 | $37,860.90 | 7% 17.32K to 18.54K | (36%) |
| 14-May-13 11:16 AM View: | ADA-ES Inc. (ADES) | 13-May-13 | Market Sale (Planned) | 2,000 | $30.13 | $60,260.00 | (10%) 19.32K to 17.32K | 33% |
| 03-May-13 2:34 PM View: | ADA-ES Inc. (ADES) | 02-May-13 | Grant | 141 | $24.33 | $3,430.53 | < 1% 19.18K to 19.32K | |
| 22-Feb-13 12:10 PM View: | ADA-ES Inc. (ADES) | 20-Feb-13 | Grant | 162 | $18.23 | $2,953.26 | < 1% 19.02K to 19.18K | |
| 31-Oct-12 7:38 PM View: | ADA-ES Inc. (ADES) | 29-Oct-12 | Grant | 179 | $19.25 | $3,445.75 | < 1% 18.84K to 19.02K | 5% |
| 10-Aug-12 4:31 PM View: | ADA-ES Inc. (ADES) | 08-Aug-12 | Grant | 135 | $21.94 | $2,961.90 | < 1% 18.71K to 18.84K | (8%) |
| 07-May-12 10:05 AM View: | ADA-ES Inc. (ADES) | 02-May-12 | Grant | 281 | $22.64 | $6,361.84 | 2% 18.43K to 18.71K | |
| 03-Apr-12 4:05 PM View: | ADA-ES Inc. (ADES) | 29-Mar-12 | Market Sale | 1,000 | $23.97 | $23,970.00 | (5%) 19.43K to 18.43K | 16% |
| 07-Mar-12 12:02 PM View: | ADA-ES Inc. (ADES) | 05-Mar-12 | Market Sale | 1,000 | $24.90 | $24,900.00 | (5%) 20.43K to 19.43K | 19% |
| 01-Feb-12 10:34 AM View: | ADA-ES Inc. (ADES) | 31-Jan-12 | Grant | 179 | $21.75 | $3,893.25 | < 1% 20.25K to 20.43K | (7%) |
| 21-Nov-11 6:25 PM View: | ADA-ES Inc. (ADES) | 18-Nov-11 | Grant | 457 | $15.28 | $6,982.96 | 2% 19.79K to 20.25K | 32% |
| 02-Nov-11 5:48 PM View: | ADA-ES Inc. (ADES) | 19-Oct-11 | Grant | 225 | $14.26 | $3,208.50 | 1% 19.57K to 19.79K | |
| 18-Aug-11 6:08 PM View: | ADA-ES Inc. (ADES) | 16-Aug-11 | Grant | 216 | $14.86 | $3,209.76 | 1% 19.35K to 19.57K | 36% |
| 18-Aug-11 6:08 PM View: | ADA-ES Inc. (ADES) | 04-May-11 | Grant | 519 | $10.49 | $5,444.31 | 3% 18.83K to 19.35K | 92% |
| 05-Apr-11 12:49 PM View: | ADA-ES Inc. (ADES) | 04-Apr-11 | Market Sale | 1,700 | $22.10 | $37,570.00 | (8%) 20.53K to 18.83K | 9% |
| 05-Apr-11 12:49 PM View: | ADA-ES Inc. (ADES) | 01-Apr-11 | Grant | 2,417 | $13.80 | $33,354.60 | 12% 19.81K to 22.23K | |
| 05-Apr-11 12:49 PM View: | ADA-ES Inc. (ADES) | 01-Apr-11 | Market Sale | 1,700 | $21.79 | $37,043.00 | (8%) 22.23K to 20.53K | 7% |
| 31-Mar-11 4:48 PM View: | ADA-ES Inc. (ADES) | 29-Mar-11 | Market Sale | 2,651 | $24.19 | $64,127.20 | (12%) 22.46K to 19.81K | 17% |
| 16-Feb-11 11:24 AM View: | ADA-ES Inc. (ADES) | 14-Feb-11 | Grant | 489 | $12.00 | $5,868.00 | 2% 21.98K to 22.46K | |
| 08-Feb-11 4:26 PM View: | ADA-ES Inc. (ADES) | 07-Feb-11 | Grant | 2,000 | $12.12 | $24,240.00 | 10% 19.98K to 21.98K | |
| 22-Dec-10 1:50 PM View: | ADA-ES Inc. (ADES) | 22-Dec-10 | Market Sale | 1,000 | $9.92 | $9,920.00 | (5%) 20.98K to 19.98K | (98%) |
| 22-Dec-10 1:50 PM View: | ADA-ES Inc. (ADES) | 21-Dec-10 | Market Sale | 1,000 | $10.57 | $10,570.00 | (5%) 21.98K to 20.98K | (86%) |
| 22-Dec-10 1:50 PM View: | ADA-ES Inc. (ADES) | 20-Dec-10 | Market Sale | 1,000 | $10.00 | $10,000.00 | (4%) 22.98K to 21.98K | (96%) |
| 01-Nov-10 2:21 PM View: | ADA-ES Inc. (ADES) | 29-Oct-10 | Grant | 445 | $6.01 | $2,674.45 | 2% 22.53K to 22.98K | 226% |
| 29-Jul-10 2:04 PM View: | ADA-ES Inc. (ADES) | 15-Jul-10 | Grant | 395 | $6.47 | $2,555.65 | 2% 22.14K to 22.53K | 203% |
| 14-Apr-10 2:47 PM View: | ADA-ES Inc. (ADES) | 14-Apr-10 | Market Sale | 1,000 | $8.10 | $8,100.00 | (4%) 23.14K to 22.14K | (142%) |
| 14-Apr-10 2:47 PM View: | ADA-ES Inc. (ADES) | 08-Apr-10 | Market Sale | 1,000 | $7.90 | $7,900.00 | (4%) 24.14K to 23.14K | (148%) |
| 07-Apr-10 3:47 PM View: | ADA-ES Inc. (ADES) | 31-Mar-10 | Grant | 274 | $7.96 | $2,181.04 | 1% 23.86K to 24.14K | 146% |
| 01-Mar-10 12:22 PM View: | ADA-ES Inc. (ADES) | 25-Feb-10 | Grant | 4,118 | $5.17 | $21,290.10 | 21% 19.74K to 23.86K | 279% |
| 19-Feb-10 1:01 PM View: | ADA-ES Inc. (ADES) | 17-Feb-10 | Grant | 882 | $5.45 | $4,806.90 | 5% 18.86K to 19.74K | 260% |
| 29-Jan-10 2:02 PM View: | ADA-ES Inc. (ADES) | 27-Jan-10 | Grant | 2,605 | $6.17 | $16,072.90 | 16% 16.26K to 18.86K | 218% |
| 05-Jan-10 12:34 PM View: | ADA-ES Inc. (ADES) | 09-Nov-09 | Grant | 1,034 | $2.11 | $2,181.74 | 7% 15.22K to 16.26K | 827% |
| 19-Aug-09 10:50 AM View: | ADA-ES Inc. (ADES) | 18-Aug-09 | Grant | 593 | $3.95 | $2,342.35 | 4% 14.63K to 15.22K | 396% |
| 29-Jun-09 10:29 AM View: | ADA-ES Inc. (ADES) | 26-Jun-09 | Market Sale (Planned) | 900 | $4.89 | $4,401.00 | (6%) 14.73K to 13.83K | (308%) |
| 19-Aug-09 10:50 AM View: | ADA-ES Inc. (ADES) | 09-Jun-09 | Grant | 804 | $2.70 | $2,170.80 | 6% 13.83K to 14.63K | 638% |
| 15-Jan-09 4:23 PM View: | ADA-ES Inc. (ADES) | 15-Jan-09 | Grant | 7,742 | $4.12 | $31,897.00 | 111% 6.98K to 14.73K | 35% |