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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-17 5:28 PM View:  | Advaxis Inc. (ADXS) | 30-Dec-16 | Grant | 458 | $7.16 | $3,279.28 | < 1% 103.5K to 103.96K | (99%) |
| 03-Jan-17 5:28 PM View: | Advaxis Inc. (ADXS) | 30-Dec-16 | Payment of Exercise | 119 | $7.16 | $852.04 | (< 1%) 103.96K to 103.84K | 99% |
| 01-Dec-16 4:32 PM View: | Advaxis Inc. (ADXS) | 30-Nov-16 | Grant | 263 | $8.31 | $2,185.53 | < 1% 103.3K to 103.56K | (100%) |
| 01-Dec-16 4:32 PM View: | Advaxis Inc. (ADXS) | 30-Nov-16 | Payment of Exercise | 58 | $8.31 | $481.98 | (< 1%) 103.56K to 103.5K | 100% |
| 02-Nov-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Oct-16 | Grant | 270 | $8.09 | $2,184.30 | < 1% 103.09K to 103.36K | (100%) |
| 02-Nov-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Oct-16 | Payment of Exercise | 60 | $8.09 | $485.40 | (< 1%) 103.36K to 103.3K | 100% |
| 26-Oct-16 4:30 PM View: | Advaxis Inc. (ADXS) | 25-Oct-16 | Market Sale | 19,162 | $8.23 | $157,703.00 | (16%) 122.25K to 103.09K | 100% |
| 04-Oct-16 6:18 PM View: | Advaxis Inc. (ADXS) | 30-Sep-16 | Grant | 204 | $10.69 | $2,180.76 | < 1% 122.09K to 122.29K | (100%) |
| 04-Oct-16 6:18 PM View: | Advaxis Inc. (ADXS) | 30-Sep-16 | Payment of Exercise | 45 | $10.69 | $481.05 | (< 1%) 122.29K to 122.25K | 100% |
| 01-Sep-16 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Aug-16 | Grant | 190 | $11.53 | $2,190.70 | < 1% 121.94K to 122.13K | (100%) |
| 01-Sep-16 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Aug-16 | Payment of Exercise | 42 | $11.53 | $484.26 | (< 1%) 122.13K to 122.09K | 100% |
| 01-Aug-16 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Jul-16 | Grant | 262 | $8.34 | $2,185.08 | < 1% 121.74K to 122.0K | (100%) |
| 01-Aug-16 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Jul-16 | Payment of Exercise | 58 | $8.34 | $483.72 | (< 1%) 122.0K to 121.94K | 100% |
| 01-Jul-16 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Jun-16 | Grant | 405 | $8.09 | $3,276.45 | < 1% 121.44K to 121.84K | (100%) |
| 01-Jul-16 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Jun-16 | Payment of Exercise | 105 | $8.09 | $849.45 | (< 1%) 121.84K to 121.74K | 100% |
| 01-Jun-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-May-16 | Grant | 236 | $9.26 | $2,185.36 | < 1% 121.25K to 121.49K | (100%) |
| 01-Jun-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-May-16 | Payment of Exercise | 52 | $9.26 | $481.52 | (< 1%) 121.49K to 121.44K | 100% |
| 02-May-16 4:31 PM View: | Advaxis Inc. (ADXS) | 29-Apr-16 | Grant | 282 | $7.74 | $2,182.68 | < 1% 121.03K to 121.32K | (99%) |
| 02-May-16 4:31 PM View: | Advaxis Inc. (ADXS) | 29-Apr-16 | Payment of Exercise | 62 | $7.74 | $479.88 | (< 1%) 121.32K to 121.25K | 99% |
| 01-Apr-16 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Mar-16 | Grant | 242 | $9.03 | $2,185.26 | < 1% 120.85K to 121.09K | (100%) |
| 01-Apr-16 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Mar-16 | Payment of Exercise | 54 | $9.03 | $487.62 | (< 1%) 121.09K to 121.03K | 100% |
| 01-Mar-16 5:01 PM View: | Advaxis Inc. (ADXS) | 29-Feb-16 | Grant | 400 | $5.46 | $2,184.00 | < 1% 120.53K to 120.93K | (99%) |
| 01-Mar-16 5:01 PM View: | Advaxis Inc. (ADXS) | 29-Feb-16 | Payment of Exercise | 88 | $5.46 | $480.48 | (< 1%) 120.93K to 120.85K | 99% |
| 01-Feb-16 6:01 PM View: | Advaxis Inc. (ADXS) | 29-Jan-16 | Grant | 312 | $6.82 | $2,127.84 | < 1% 120.31K to 120.62K | (99%) |
| 01-Feb-16 6:01 PM View: | Advaxis Inc. (ADXS) | 29-Jan-16 | Payment of Exercise | 87 | $6.82 | $593.34 | (< 1%) 120.62K to 120.53K | 99% |
| 04-Jan-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Dec-15 | Grant | 292 | $10.06 | $2,937.52 | < 1% 120.09K to 120.38K | (100%) |
| 04-Jan-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Dec-15 | Payment of Exercise | 73 | $10.06 | $734.38 | (< 1%) 120.38K to 120.31K | 100% |
| 01-Dec-15 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Nov-15 | Grant | 163 | $12.07 | $1,967.41 | < 1% 119.96K to 120.12K | (100%) |
| 01-Dec-15 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Nov-15 | Payment of Exercise | 33 | $12.07 | $398.31 | (< 1%) 120.12K to 120.09K | 100% |
| 03-Nov-15 4:30 PM View: | Advaxis Inc. (ADXS) | 30-Oct-15 | Grant | 176 | $11.09 | $1,951.84 | < 1% 119.82K to 120.0K | (100%) |
| 03-Nov-15 4:30 PM View: | Advaxis Inc. (ADXS) | 30-Oct-15 | Payment of Exercise | 36 | $11.09 | $399.24 | (< 1%) 120.0K to 119.96K | 100% |
| 27-Oct-15 4:30 PM View: | Advaxis Inc. (ADXS) | 26-Oct-15 | Market Sale | 19,231 | $11.63 | $223,657.00 | (14%) 139.05K to 119.82K | 100% |
| 01-Oct-15 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Sep-15 | Grant | 191 | $10.23 | $1,953.93 | < 1% 138.9K to 139.09K | (100%) |
| 01-Oct-15 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Sep-15 | Payment of Exercise | 40 | $10.23 | $409.20 | (< 1%) 139.09K to 139.05K | 100% |
| 02-Sep-15 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Aug-15 | Grant | 132 | $14.80 | $1,953.60 | < 1% 138.8K to 138.93K | (100%) |
| 02-Sep-15 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Aug-15 | Payment of Exercise | 28 | $14.80 | $414.40 | (< 1%) 138.93K to 138.9K | 100% |
| 04-Aug-15 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Jul-15 | Grant | 176 | $16.66 | $2,932.16 | < 1% 138.66K to 138.84K | (100%) |
| 04-Aug-15 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Jul-15 | Payment of Exercise | 44 | $16.66 | $733.04 | (< 1%) 138.84K to 138.8K | 100% |
| 01-Jul-15 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Jun-15 | Grant | 96 | $20.33 | $1,951.68 | < 1% 138.59K to 138.69K | (100%) |
| 01-Jul-15 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Jun-15 | Payment of Exercise | 20 | $20.33 | $406.60 | (< 1%) 138.69K to 138.66K | 100% |
| 02-Jun-15 4:33 PM View: | Advaxis Inc. (ADXS) | 29-May-15 | Grant | 77 | $25.16 | $1,937.32 | < 1% 138.53K to 138.6K | (100%) |
| 02-Jun-15 4:33 PM View: | Advaxis Inc. (ADXS) | 29-May-15 | Payment of Exercise | 16 | $25.16 | $402.56 | (< 1%) 138.6K to 138.59K | 100% |
| 01-May-15 4:32 PM View: | Advaxis Inc. (ADXS) | 30-Apr-15 | Grant | 109 | $16.81 | $1,832.29 | < 1% 138.44K to 138.55K | (100%) |
| 01-May-15 4:32 PM View: | Advaxis Inc. (ADXS) | 30-Apr-15 | Payment of Exercise | 22 | $16.81 | $369.82 | (< 1%) 138.55K to 138.53K | 100% |
| 01-Apr-15 6:07 PM View: | Advaxis Inc. (ADXS) | 31-Mar-15 | Grant | 112 | $14.44 | $1,617.28 | < 1% 138.34K to 138.46K | (100%) |
| 01-Apr-15 6:07 PM View: | Advaxis Inc. (ADXS) | 31-Mar-15 | Payment of Exercise | 14 | $14.44 | $202.16 | (< 1%) 138.46K to 138.44K | 100% |
| 02-Mar-15 4:30 PM View: | Advaxis Inc. (ADXS) | 27-Feb-15 | Grant | 181 | $9.00 | $1,629.00 | < 1% 138.18K to 138.36K | (100%) |
| 02-Mar-15 4:30 PM View: | Advaxis Inc. (ADXS) | 27-Feb-15 | Payment of Exercise | 21 | $9.00 | $189.00 | (< 1%) 138.36K to 138.34K | 100% |
| 04-Feb-15 9:34 PM View: | Advaxis Inc. (ADXS) | 30-Jan-15 | Grant | 243 | $9.85 | $2,393.55 | < 1% 138.01K to 138.25K | (100%) |
| 04-Feb-15 9:34 PM View: | Advaxis Inc. (ADXS) | 30-Jan-15 | Payment of Exercise | 67 | $9.85 | $659.95 | (< 1%) 138.25K to 138.18K | 100% |