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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-May-14 5:17 PM View:  | KKR Financial Holdings LLC (KFN.PR) | 30-Apr-14 | Disposition | 32,688 | -- | -- | (100%) 32.69K to 0 | |
| 20-Aug-13 1:53 PM View: | KKR Financial Holdings LLC (KFN.PR) | 16-Aug-13 | Market Sale | 8,091 | $10.44 | $84,490.30 | (20%) 40.78K to 32.69K | 3% |
| 12-Aug-13 6:23 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-13 | Grant | 6,548 | $10.69 | $69,998.10 | 19% 34.23K to 40.78K | 0% |
| 05-Mar-13 6:14 PM View: | KKR Financial Holdings LLC (KFN.PR) | 04-Mar-13 | Market Purchase | 8,850 | $11.38 | $100,723.00 | (21%) 43.08K to 34.23K | (< 1%) |
| 15-Aug-12 7:36 PM View: | KKR Financial Holdings LLC (KFN.PR) | 14-Aug-12 | Market Sale | 19,342 | $9.15 | $176,925.00 | (43%) 44.72K to 25.38K | (22%) |
| 09-Aug-12 8:29 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-12 | Grant | 7,559 | $9.26 | $69,996.30 | 20% 37.16K to 44.72K | 21% |
| 26-Aug-11 4:55 PM View: | KKR Financial Holdings LLC (KFN.PR) | 25-Aug-11 | Market Sale | 16,391 | $8.53 | $139,764.00 | (31%) 53.55K to 37.16K | (31%) |
| 10-Aug-11 3:16 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-11 | Grant | 8,849 | $7.91 | $69,995.60 | 20% 44.71K to 53.55K | 42% |
| 24-Nov-10 3:13 PM View: | Gymboree Corp. (GYMB) | 23-Nov-10 | Disposition (change in control) | 13,000 | $65.40 | $850,200.00 | (100%) 13.0K to 0 | |
| 25-Oct-10 3:41 PM View: | ArcSight, Inc. (ARST) | 21-Oct-10 | Disposition (change in control) | 600 | $43.50 | $26,100.00 | (65%) 0.93K to 0.33K | |
| 25-Oct-10 3:41 PM View: | ArcSight, Inc. (ARST) | 21-Oct-10 | Disposition (change in control) | 330 | $43.50 | $14,355.00 | (100%) 0.33K to 0 | |
| 23-Aug-10 9:48 PM View: | KKR Financial Holdings LLC (KFN.PR) | 20-Aug-10 | Market Sale | 13,770 | $8.01 | $110,233.00 | (24%) 58.48K to 44.71K | (51%) |
| 11-Aug-10 10:35 AM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-10 | Grant | 7,865 | $8.90 | $69,998.50 | 16% 50.61K to 58.48K | 38% |
| 28-Jun-10 9:24 PM View: | ArcSight, Inc. (ARST) | 24-Jun-10 | Acquisition (other) | 165 | -- | -- | 22% 0.77K to 0.93K | |
| 10-Jun-10 7:54 PM View: | Gymboree Corp. (GYMB) | 08-Jun-10 | Grant | 13,000 | -- | -- | 100% 0 to 13.0K | |
| 23-Mar-10 4:25 PM View: | ArcSight, Inc. (ARST) | 23-Mar-10 | Option Exercise | 6,000 | $0.24 | $1,440.00 | 80% 7.53K to 13.53K | |
| 23-Mar-10 4:25 PM View: | ArcSight, Inc. (ARST) | 23-Mar-10 | Market Option Sale | 6,000 | $26.26 | $157,560.00 | (44%) 13.53K to 7.53K | (< 1%) |
| 14-Dec-09 6:23 PM View: | ArcSight, Inc. (ARST) | 14-Dec-09 | Option Exercise | 5,000 | $0.24 | $1,200.00 | 77% 6.53K to 11.53K | |
| 14-Dec-09 6:23 PM View: | ArcSight, Inc. (ARST) | 14-Dec-09 | Market Option Sale | 5,000 | $23.99 | $119,969.00 | (43%) 11.53K to 6.53K | 2% |
| 10-Sep-09 7:50 PM View: | ArcSight, Inc. (ARST) | 10-Sep-09 | Option Exercise | 5,000 | $0.24 | $1,200.00 | 77% 6.53K to 11.53K | |
| 10-Sep-09 7:50 PM View: | ArcSight, Inc. (ARST) | 10-Sep-09 | Market Option Sale | 5,000 | $22.57 | $112,858.00 | (43%) 11.53K to 6.53K | (< 1%) |
| 14-Aug-09 5:33 PM View: | KKR Financial Holdings LLC (KFN.PR) | 12-Aug-09 | Grant | 25,089 | $2.79 | $69,998.30 | 270% 9.3K to 34.39K | 354% |
| 25-Jun-09 8:01 PM View: | ArcSight, Inc. (ARST) | 23-Jun-09 | Acquisition (other) | 165 | -- | -- | 28% 0.6K to 0.77K | |
| 22-Jun-09 5:08 PM View: | ArcSight, Inc. (ARST) | 19-Jun-09 | Option Exercise | 8,000 | $0.24 | $1,920.00 | 1333% 0.6K to 8.6K | |
| 22-Jun-09 5:08 PM View: | ArcSight, Inc. (ARST) | 19-Jun-09 | Market Option Sale | 8,000 | $17.47 | $139,757.00 | (93%) 8.6K to 0.6K | (1%) |
| 22-Jun-09 5:08 PM View: | ArcSight, Inc. (ARST) | 18-Jun-09 | Gift | 7,000 | -- | -- | (92%) 7.6K to 0.6K | |
| 16-Mar-09 11:49 AM View: | ArcSight, Inc. (ARST) | 12-Mar-09 | Gift | 2,400 | -- | -- | (24%) 10.0K to 7.6K | |
| 25-Sep-08 7:49 PM View: | ArcSight, Inc. (ARST) | 25-Sep-08 | Option Exercise | 10,000 | $0.24 | $2,400.00 | 100% 0 to 10.0K | 3379% |