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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Nov-23 7:40 PM View:  | General Employment Enterpri... (JOB) | 19-Sep-23 | Grant Duplicate | 50,000 | $0.59 | $29,500.00 | < 1% 9.95M to 10.0M | (7%) |
| 06-Apr-21 5:00 PM View: | SMTC Corp. (SMTX) | 05-Apr-21 | Disposition | 1,060,920 | $6.04 | $6,412,200.00 | (17%) 6.2M to 5.14M | |
| 06-Apr-21 5:00 PM View: | SMTC Corp. (SMTX) | 05-Apr-21 | Disposition | 5,140,700 | $6.04 | $31,070,400.00 | (100%) 5.14M to 0 | |
| 02-Jun-20 9:30 PM View: | Asure Software, Inc. (ASUR) | 28-May-20 | Grant | 7,165 | -- | -- | 2% 336.83K to 344.0K | |
| 12-Dec-19 9:24 PM View: | SMTC Corp. (SMTX) | 10-Dec-19 | Grant | 7,082 | -- | -- | < 1% 6.19M to 6.2M | |
| 27-Jun-19 5:11 PM View: | SMTC Corp. (SMTX) | 25-Jun-19 | Exercise (in-the money or at-the-money) | 80,161 | $3.14 | $251,706.00 | 1% 6.11M to 6.19M | 5% |
| 24-Jun-19 5:02 PM View: | SMTC Corp. (SMTX) | 20-Jun-19 | Exercise (in-the money or at-the-money) | 114,547 | $3.14 | $359,678.00 | 2% 5.62M to 5.73M | 5% |
| 24-Jun-19 5:02 PM View: | SMTC Corp. (SMTX) | 20-Jun-19 | Exercise (in-the money or at-the-money) | 383,247 | $3.14 | $1,203,400.00 | 7% 5.73M to 6.11M | 5% |
| 14-Dec-18 7:59 PM View: | SMTC Corp. (SMTX) | 12-Dec-18 | Grant | 5,420 | -- | -- | < 1% 5.61M to 5.62M | |
| 28-Aug-18 6:20 PM View: | Asure Software, Inc. (ASUR) | 24-Aug-18 | Grant | 2,000 | -- | -- | < 1% 963.38K to 965.38K | |
| 15-Dec-15 4:58 PM View: | SMTC Corp. (SMTX) | 02-Jun-15 | Grant | 5,556 | $1.45 | $8,056.20 | < 1% 2.76M to 2.76M | |
| 18-May-15 6:50 PM View: | Cord Blood America Inc. (CBAI) | 14-May-15 | Grant | 381,052,992 | -- | -- | 52634% 724.0K to 381.78M | |
| 18-May-15 6:50 PM View: | Cord Blood America Inc. (CBAI) | 14-May-15 | Disposition | 724,000 | -- | -- | (< 1%) 381.78M to 381.05M | |
| 21-Aug-14 6:09 PM View: | Planar Systems Inc. (PLNR) | 20-Aug-14 | Market Sale | 11,100 | $4.25 | $47,152.80 | (36%) 31.1K to 20.0K | (5%) |
| 21-Aug-14 6:09 PM View: | Planar Systems Inc. (PLNR) | 19-Aug-14 | Market Sale | 20,400 | $4.18 | $85,190.40 | (40%) 51.5K to 31.1K | (6%) |
| 02-May-14 8:22 PM View: | Planar Systems Inc. (PLNR) | 28-Apr-14 | Acquisition (other) | 140,636 | $2.04 | $286,897.00 | 9% 1.62M to 1.76M | |
| 02-May-14 8:22 PM View: | Planar Systems Inc. (PLNR) | 28-Apr-14 | Disposition (other) | 140,636 | $2.04 | $286,897.00 | (8%) 1.76M to 1.62M | (12%) |
| 28-Feb-14 11:53 AM View: | Planar Systems Inc. (PLNR) | 27-Feb-14 | Grant | 18,000 | -- | -- | 2% 815.92K to 833.92K | |
| 28-Feb-14 11:53 AM View: | Planar Systems Inc. (PLNR) | 26-Feb-14 | Payment of Exercise | 4,500 | $2.20 | $9,900.00 | (< 1%) 820.42K to 815.92K | (102%) |
| 15-May-13 7:32 PM View: | Planar Systems Inc. (PLNR) | 14-May-13 | Grant | 18,000 | -- | -- | 2% 802.42K to 820.42K | |
| 27-Mar-13 7:21 PM View: | RF Industries Ltd. (RFIL) | 25-Mar-13 | Market Sale | 72,672 | $6.70 | $486,684.00 | (100%) 72.87K to 0.2K | 12% |
| 20-Mar-13 5:41 PM View: | RF Industries Ltd. (RFIL) | 19-Mar-13 | Market Sale (Planned) | 20,000 | $6.14 | $122,900.00 | (22%) 92.87K to 72.87K | 4% |
| 20-Mar-13 5:41 PM View: | RF Industries Ltd. (RFIL) | 18-Mar-13 | Market Sale (Planned) | 57,735 | $6.28 | $362,518.00 | (38%) 150.61K to 92.87K | 6% |
| 18-Mar-13 6:27 PM View: | RF Industries Ltd. (RFIL) | 15-Mar-13 | Market Sale (Planned) | 39,500 | $6.13 | $242,016.00 | (21%) 190.11K to 150.61K | 3% |
| 18-Mar-13 6:27 PM View: | RF Industries Ltd. (RFIL) | 14-Mar-13 | Market Sale (Planned) | 27,000 | $6.01 | $162,378.00 | (12%) 217.11K to 190.11K | 2% |
| 13-Mar-13 6:19 PM View: | RF Industries Ltd. (RFIL) | 13-Mar-13 | Market Sale (Planned) | 54,000 | $6.16 | $332,748.00 | (20%) 271.11K to 217.11K | 4% |
| 13-Mar-13 6:19 PM View: | RF Industries Ltd. (RFIL) | 12-Mar-13 | Market Sale (Planned) | 125,333 | $6.28 | $787,467.00 | (32%) 396.44K to 271.11K | 6% |
| 13-Mar-13 6:19 PM View: | RF Industries Ltd. (RFIL) | 11-Mar-13 | Market Sale (Planned) | 32,996 | $5.96 | $196,524.00 | (8%) 429.44K to 396.44K | < 1% |
| 11-Mar-13 5:23 PM View: | RF Industries Ltd. (RFIL) | 08-Mar-13 | Market Sale (Planned) | 7,118 | $5.93 | $42,191.90 | (2%) 436.55K to 429.44K | < 1% |
| 11-Mar-13 5:23 PM View: | RF Industries Ltd. (RFIL) | 07-Mar-13 | Market Sale (Planned) | 14,400 | $5.87 | $84,530.90 | (3%) 450.95K to 436.55K | (< 1%) |
| 07-Mar-13 6:13 PM View: | RF Industries Ltd. (RFIL) | 06-Mar-13 | Market Sale (Planned) | 10,000 | $5.87 | $58,710.00 | (2%) 460.95K to 450.95K | (< 1%) |
| 07-Mar-13 6:13 PM View: | RF Industries Ltd. (RFIL) | 05-Mar-13 | Market Sale (Planned) | 5,448 | $5.83 | $31,756.40 | (1%) 466.4K to 460.95K | (1%) |
| 05-Mar-13 6:02 PM View: | RF Industries Ltd. (RFIL) | 04-Mar-13 | Market Sale (Planned) | 1,400 | $5.82 | $8,149.40 | (< 1%) 467.8K to 466.4K | (2%) |
| 05-Mar-13 6:02 PM View: | RF Industries Ltd. (RFIL) | 01-Mar-13 | Market Sale (Planned) | 4,900 | $5.84 | $28,640.50 | (1%) 472.7K to 467.8K | (1%) |
| 01-Mar-13 5:29 PM View: | RF Industries Ltd. (RFIL) | 28-Feb-13 | Market Sale (Planned) | 1,100 | $5.83 | $6,418.06 | (< 1%) 473.8K to 472.7K | (1%) |
| 01-Mar-13 5:29 PM View: | RF Industries Ltd. (RFIL) | 27-Feb-13 | Market Sale (Planned) | 9,300 | $5.83 | $54,226.40 | (2%) 483.1K to 473.8K | (1%) |
| 22-Feb-13 5:23 PM View: | RF Industries Ltd. (RFIL) | 20-Feb-13 | Market Sale (Planned) | 14,500 | $5.91 | $85,742.90 | (3%) 497.6K to 483.1K | (< 1%) |
| 20-Feb-13 5:17 PM View: | RF Industries Ltd. (RFIL) | 19-Feb-13 | Market Sale (Planned) | 74,000 | $6.05 | $447,848.00 | (13%) 571.6K to 497.6K | 2% |
| 20-Feb-13 5:17 PM View: | RF Industries Ltd. (RFIL) | 15-Feb-13 | Market Sale (Planned) | 15,000 | $5.89 | $88,410.00 | (3%) 586.6K to 571.6K | (< 1%) |
| 15-Feb-13 5:21 PM View: | RF Industries Ltd. (RFIL) | 14-Feb-13 | Market Sale (Planned) | 2,000 | $5.87 | $11,735.00 | (< 1%) 588.6K to 586.6K | (< 1%) |
| 15-Feb-13 5:21 PM View: | RF Industries Ltd. (RFIL) | 13-Feb-13 | Market Sale (Planned) | 7,943 | $5.84 | $46,414.10 | (1%) 596.54K to 588.6K | (1%) |
| 13-Feb-13 6:02 PM View: | RF Industries Ltd. (RFIL) | 11-Feb-13 | Market Sale (Planned) | 6,215 | $5.89 | $36,587.70 | (1%) 602.76K to 596.54K | (< 1%) |
| 11-Feb-13 5:54 PM View: | RF Industries Ltd. (RFIL) | 08-Feb-13 | Market Sale (Planned) | 6,500 | $5.82 | $37,843.00 | (1%) 609.26K to 602.76K | (2%) |
| 11-Feb-13 5:54 PM View: | RF Industries Ltd. (RFIL) | 07-Feb-13 | Market Sale (Planned) | 10,000 | $5.81 | $58,080.00 | (2%) 619.26K to 609.26K | (2%) |
| 28-Jan-13 6:49 PM View: | RF Industries Ltd. (RFIL) | 25-Jan-13 | Market Sale | 15,250 | $5.87 | $89,578.50 | (2%) 634.51K to 619.26K | (< 1%) |
| 28-Jan-13 6:49 PM View: | RF Industries Ltd. (RFIL) | 24-Jan-13 | Market Sale | 10,100 | $5.99 | $60,458.60 | (2%) 644.61K to 634.51K | 1% |
| 28-Dec-12 10:52 AM View: | Planar Systems Inc. (PLNR) | 27-Dec-12 | Market Purchase (Planned) | 4,100 | $1.37 | $5,614.95 | < 1% 798.32K to 802.42K | 224% |
| 28-Dec-12 10:52 AM View: | Planar Systems Inc. (PLNR) | 26-Dec-12 | Market Purchase (Planned) | 4,917 | $1.35 | $6,641.88 | < 1% 793.41K to 798.32K | 229% |
| 26-Dec-12 2:25 PM View: | Planar Systems Inc. (PLNR) | 21-Dec-12 | Market Purchase (Planned) | 24,000 | $1.35 | $32,503.20 | 3% 769.41K to 793.41K | 228% |
| 26-Dec-12 2:25 PM View: | Planar Systems Inc. (PLNR) | 20-Dec-12 | Market Purchase (Planned) | 13,687 | $1.36 | $18,614.30 | 2% 755.72K to 769.41K | 226% |