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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Aug-24 5:00 PM View:  | Netlist Inc. (NLST) | 12-Aug-24 | Private Sale | 8,183 | $1.25 | $10,228.80 | (2%) 378.84K to 370.66K | |
| 17-Jul-24 9:30 PM View: | Netlist Inc. (NLST) | 15-Jul-24 | Private Sale | 4,092 | $1.47 | $6,015.24 | (1%) 382.93K to 378.84K | |
| 16-May-24 3:01 PM View: | Netlist Inc. (NLST) | 14-May-24 | Grant | 100,000 | -- | -- | 35% 282.93K to 382.93K | |
| 19-Mar-24 9:30 PM View: | Netlist Inc. (NLST) | 18-Mar-24 | Sale | 10,415 | $1.62 | $16,832.70 | (4%) 293.35K to 282.93K | |
| 19-Mar-24 9:30 PM View: | Netlist Inc. (NLST) | 15-Mar-24 | Private Sale | 10,415 | $1.79 | $18,653.30 | (3%) 303.76K to 293.35K | |
| 08-Mar-24 9:31 PM View: | Netlist Inc. (NLST) | 06-Mar-24 | Private Sale | 3,917 | $1.54 | $6,039.62 | (1%) 307.68K to 303.76K | |
| 18-Jan-24 9:38 PM View: | Netlist Inc. (NLST) | 16-Jan-24 | Private Sale (Planned) | 5,202 | $2.02 | $10,508.00 | (2%) 312.88K to 307.68K | |
| 08-Sep-23 9:30 PM View: | Netlist Inc. (NLST) | 06-Sep-23 | Private Sale (Planned) | 3,292 | $1.91 | $6,301.88 | (1%) 316.17K to 312.88K | |
| 15-Aug-23 9:30 PM View: | Netlist Inc. (NLST) | 11-Aug-23 | Private Sale (Planned) | 8,820 | $3.24 | $28,569.70 | (3%) 324.99K to 316.17K | |
| 17-Jul-23 9:30 PM View: | Netlist Inc. (NLST) | 13-Jul-23 | Private Sale (Planned) | 4,364 | $3.27 | $14,271.20 | (1%) 329.36K to 324.99K | |
| 26-Apr-23 9:32 PM View: | Netlist Inc. (NLST) | 24-Apr-23 | Private Sale (Planned) | 95,273 | $5.44 | $518,342.00 | (22%) 424.63K to 329.36K | |
| 17-Mar-23 9:30 PM View: | Netlist Inc. (NLST) | 17-Mar-23 | Sale | 50,000 | $3.33 | $166,725.00 | (10%) 493.05K to 443.05K | |
| 17-Mar-23 9:30 PM View: | Netlist Inc. (NLST) | 17-Mar-23 | Sale (Planned) | 18,417 | $3.24 | $59,619.50 | (4%) 443.05K to 424.63K | |
| 17-Mar-23 9:30 PM View: | Netlist Inc. (NLST) | 16-Mar-23 | Grant | 100,000 | -- | -- | 25% 393.05K to 493.05K | |
| 17-Mar-23 9:30 PM View: | Netlist Inc. (NLST) | 15-Mar-23 | Private Sale (Planned) | 10,318 | $3.07 | $31,661.80 | (3%) 403.37K to 393.05K | |
| 09-Mar-23 4:45 PM View: | Netlist Inc. (NLST) | 07-Mar-23 | Private Sale (Planned) | 32,729 | $2.99 | $97,722.00 | (8%) 436.1K to 403.37K | |
| 16-Feb-23 4:15 PM View: | Netlist Inc. (NLST) | 14-Feb-23 | Private Sale (Planned) | 46,399 | $2.00 | $92,798.00 | (10%) 482.49K to 436.1K | |
| 18-Jan-23 4:15 PM View: | Netlist Inc. (NLST) | 13-Jan-23 | Private Sale (Planned) | 5,125 | $1.64 | $8,401.90 | (1%) 487.62K to 482.49K | |
| 19-Dec-22 4:22 PM View: | Netlist Inc. (NLST) | 15-Dec-22 | Private Sale | 12,500 | $1.13 | $14,141.80 | (2%) 500.12K to 487.62K | |
| 21-Sep-22 5:15 PM View: | Netlist Inc. (NLST) | 19-Sep-22 | Payment of Exercise | 26,944 | $2.67 | $72,075.20 | (5%) 527.06K to 500.12K | |
| 15-Aug-22 4:20 PM View: | Netlist Inc. (NLST) | 11-Aug-22 | Payment of Exercise | 8,646 | $3.15 | $27,234.90 | (2%) 535.71K to 527.06K | |
| 10-May-22 4:01 PM View: | Netlist Inc. (NLST) | 06-May-22 | Private Sale (Planned) | 60,844 | $6.28 | $381,826.00 | (10%) 596.55K to 535.71K | |
| 22-Mar-22 5:30 PM View: | Netlist Inc. (NLST) | 18-Mar-22 | Payment of Exercise | 17,335 | $5.00 | $86,675.00 | (3%) 613.89K to 596.55K | |
| 01-Feb-22 5:43 PM View: | Netlist Inc. (NLST) | 25-Jan-22 | Grant | 200,000 | -- | -- | 48% 413.89K to 613.89K | |
| 14-Jul-21 5:01 PM View: | Netlist Inc. (NLST) | 13-Jul-21 | Option Exercise | 75,000 | $2.05 | $153,750.00 | 18% 413.89K to 488.89K | |
| 14-Jul-21 5:01 PM View: | Netlist Inc. (NLST) | 13-Jul-21 | Planned Option Sale | 14,343 | $7.20 | $103,270.00 | (3%) 488.89K to 474.55K | |
| 14-Jul-21 5:01 PM View: | Netlist Inc. (NLST) | 13-Jul-21 | Sale (Planned) | 60,657 | $7.20 | $436,730.00 | (13%) 474.55K to 413.89K | |
| 14-Jul-21 5:01 PM View: | Netlist Inc. (NLST) | 12-Jul-21 | Planned Private Option Sale | 60,657 | $6.40 | $388,466.00 | (13%) 474.55K to 413.89K | |
| 12-Jul-21 5:00 PM View: | Netlist Inc. (NLST) | 09-Jul-21 | Option Exercise | 68,282 | $1.02 | $69,647.60 | 14% 474.55K to 542.83K | |
| 12-Jul-21 5:00 PM View: | Netlist Inc. (NLST) | 09-Jul-21 | Planned Option Sale | 68,282 | $5.90 | $402,871.00 | (13%) 542.83K to 474.55K | |
| 12-Jul-21 5:00 PM View: | Netlist Inc. (NLST) | 08-Jul-21 | Option Exercise | 6,718 | $1.02 | $6,852.36 | 1% 474.55K to 481.26K | |
| 12-Jul-21 5:00 PM View: | Netlist Inc. (NLST) | 08-Jul-21 | Planned Option Sale | 6,718 | $5.90 | $39,636.20 | (1%) 481.26K to 474.55K | |
| 07-Jul-21 5:56 PM View: | Netlist Inc. (NLST) | 06-Jul-21 | Option Exercise | 225,000 | $0.75 | $168,915.00 | 47% 474.55K to 699.54K | |
| 07-Jul-21 5:56 PM View: | Netlist Inc. (NLST) | 06-Jul-21 | Planned Option Sale | 175,000 | $5.30 | $927,500.00 | (25%) 699.54K to 524.54K | |
| 07-Jul-21 5:56 PM View: | Netlist Inc. (NLST) | 06-Jul-21 | Sale (Planned) | 50,000 | $5.30 | $265,000.00 | (10%) 524.54K to 474.55K | |
| 07-Jul-21 5:56 PM View: | Netlist Inc. (NLST) | 02-Jul-21 | Planned Private Option Sale | 50,000 | $4.20 | $210,000.00 | (10%) 524.54K to 474.55K | |
| 08-Apr-21 9:01 PM View: | Netlist Inc. (NLST) | 06-Apr-21 | Private Sale (Planned) | 50,000 | $2.90 | $145,000.00 | (8%) 624.54K to 574.54K | |
| 18-Mar-21 4:00 PM View: | Netlist Inc. (NLST) | 16-Mar-21 | Private Sale | 50,000 | $1.93 | $96,500.00 | (7%) 674.54K to 624.54K | |
| 15-Jan-21 5:01 PM View: | Netlist Inc. (NLST) | 13-Jan-21 | Grant | 100,000 | -- | -- | 17% 574.54K to 674.54K | |
| 10-Mar-20 11:00 AM View: | Netlist Inc. (NLST) | 06-Mar-20 | Grant | 75,000 | -- | -- | 15% 499.55K to 574.54K | |
| 16-Apr-19 5:00 PM View: | Netlist Inc. (NLST) | 15-Apr-19 | Payment of Exercise | 15,330 | $0.41 | $6,285.30 | (3%) 496.13K to 480.8K | 2% |
| 20-Mar-19 5:00 PM View: | Netlist Inc. (NLST) | 18-Mar-19 | Grant | 411,750 | -- | -- | 488% 84.38K to 496.13K | |
| 17-Apr-18 5:19 PM View: | Netlist Inc. (NLST) | 13-Apr-18 | Grant | 75,000 | -- | -- | 800% 9.38K to 84.38K | |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 09-Feb-12 | Option Exercise | 30,107 | $1.52 | $45,684.10 | 321% 9.38K to 39.48K | |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 09-Feb-12 | Market Option Sale | 26,357 | $4.20 | $110,699.00 | (67%) 39.48K to 13.13K | 76% |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 09-Feb-12 | Market Sale | 3,750 | $4.20 | $15,750.00 | (29%) 13.13K to 9.38K | 76% |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 08-Feb-12 | Option Exercise | 13,486 | $0.33 | $4,450.38 | 144% 9.38K to 22.86K | |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 08-Feb-12 | Market Option Sale | 13,486 | $4.20 | $56,641.20 | (59%) 22.86K to 9.38K | 76% |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 07-Feb-12 | Option Exercise | 20,625 | $0.31 | $6,381.25 | 157% 13.13K to 33.75K | |
| 09-Feb-12 4:55 PM View: | Netlist Inc. (NLST) | 07-Feb-12 | Market Option Sale | 24,375 | $4.00 | $97,502.40 | (72%) 33.75K to 9.38K | 75% |