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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Jun-24 5:12 PM View:  | Upland Software, Inc. (UPLD) | 16-Jun-24 | Payment of Exercise | 1,460 | $2.63 | $3,839.80 | (1%) 98.54K to 97.08K | |
| 19-Mar-24 6:12 PM View: | Upland Software, Inc. (UPLD) | 16-Mar-24 | Payment of Exercise | 1,464 | $4.21 | $6,163.44 | (1%) 100.0K to 98.54K | |
| 31-Jan-24 5:49 PM View: | Upland Software, Inc. (UPLD) | 29-Jan-24 | Grant | 50,000 | -- | -- | 100% 50.0K to 100.0K | |
| 01-Nov-23 6:03 PM View: | Upland Software, Inc. (UPLD) | 31-Oct-23 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 17-May-12 8:57 PM View: | Comverge, Inc. (COMV) | 15-May-12 | Disposition (change in control) | 56,573 | $1.75 | $99,002.80 | (100%) 56.57K to 0 | |
| 12-Mar-12 8:41 PM View: | Comverge, Inc. (COMV) | 08-Mar-12 | Grant | 21,000 | -- | -- | 59% 35.57K to 56.57K | |
| 06-Mar-12 6:21 PM View: | Comverge, Inc. (COMV) | 03-Mar-12 | Payment of Exercise | 1,140 | $1.40 | $1,596.00 | (3%) 36.71K to 35.57K | < 1% |
| 14-Feb-12 7:32 PM View: | Comverge, Inc. (COMV) | 12-Feb-12 | Payment of Exercise | 89 | $1.44 | $128.16 | (< 1%) 36.8K to 36.71K | 3% |
| 12-Dec-11 5:39 PM View: | Comverge, Inc. (COMV) | 11-Dec-11 | Payment of Exercise | 222 | $1.29 | $286.38 | (< 1%) 37.02K to 36.8K | (< 1%) |
| 14-Nov-11 4:54 PM View: | Comverge, Inc. (COMV) | 12-Nov-11 | Payment of Exercise | 89 | $1.41 | $125.49 | (< 1%) 37.11K to 37.02K | (< 1%) |
| 16-May-11 4:58 PM View: | Comverge, Inc. (COMV) | 12-May-11 | Payment of Exercise | 100 | $3.94 | $394.00 | (< 1%) 37.21K to 37.11K | (< 1%) |
| 21-Apr-11 10:00 PM View: | Comverge, Inc. (COMV) | 15-Apr-11 | Option Exercise | 5,626 | $0.73 | $4,088.20 | 18% 31.61K to 37.23K | |
| 14-Mar-11 8:58 PM View: | Comverge, Inc. (COMV) | 11-Mar-11 | Payment of Exercise | 248 | $4.85 | $1,202.80 | (< 1%) 31.85K to 31.61K | 0% |
| 07-Mar-11 9:10 PM View: | Comverge, Inc. (COMV) | 03-Mar-11 | Grant | 5,650 | -- | -- | 22% 26.2K to 31.85K | |
| 15-Feb-11 4:35 PM View: | Comverge, Inc. (COMV) | 12-Feb-11 | Payment of Exercise | 100 | $5.85 | $585.00 | (< 1%) 38.3K to 38.2K | (< 1%) |
| 15-Feb-11 4:35 PM View: | Comverge, Inc. (COMV) | 12-Feb-11 | Disposition (other) | 12,000 | -- | -- | (31%) 38.2K to 26.2K | |
| 14-Dec-10 4:37 PM View: | Comverge, Inc. (COMV) | 13-Dec-10 | Payment of Exercise | 203 | $6.81 | $1,382.43 | (< 1%) 38.51K to 38.3K | 0% |
| 15-Nov-10 4:30 PM View: | Comverge, Inc. (COMV) | 12-Nov-10 | Payment of Exercise | 82 | $5.91 | $484.62 | (< 1%) 38.59K to 38.51K | 0% |
| 14-Sep-10 5:05 PM View: | Comverge, Inc. (COMV) | 13-Sep-10 | Payment of Exercise | 203 | $6.04 | $1,226.12 | (< 1%) 38.79K to 38.59K | 0% |
| 16-Aug-10 4:33 PM View: | Comverge, Inc. (COMV) | 12-Aug-10 | Payment of Exercise | 89 | $7.52 | $669.28 | (< 1%) 38.88K to 38.79K | 4% |
| 14-Jun-10 4:26 PM View: | Comverge, Inc. (COMV) | 11-Jun-10 | Payment of Exercise | 203 | $8.73 | $1,772.19 | (< 1%) 39.08K to 38.88K | (< 1%) |
| 14-May-10 4:16 PM View: | Comverge, Inc. (COMV) | 12-May-10 | Payment of Exercise | 82 | $11.98 | $982.36 | (< 1%) 39.16K to 39.08K | 2% |
| 15-Mar-10 5:05 PM View: | Comverge, Inc. (COMV) | 11-Mar-10 | Payment of Exercise | 261 | $11.46 | $2,991.06 | (< 1%) 39.43K to 39.16K | 1% |
| 08-Mar-10 5:06 PM View: | Comverge, Inc. (COMV) | 04-Mar-10 | Grant | 7,125 | -- | -- | 22% 32.3K to 39.43K | |
| 16-Feb-10 4:38 PM View: | Comverge, Inc. (COMV) | 12-Feb-10 | Payment of Exercise | 105 | $10.94 | $1,148.70 | (< 1%) 32.41K to 32.3K | 0% |
| 15-Dec-09 4:30 PM View: | Comverge, Inc. (COMV) | 11-Dec-09 | Payment of Exercise | 222 | $10.97 | $2,435.34 | (< 1%) 32.63K to 32.41K | (6%) |
| 16-Nov-09 4:51 PM View: | Comverge, Inc. (COMV) | 12-Nov-09 | Payment of Exercise | 88 | $10.85 | $954.80 | (< 1%) 32.72K to 32.63K | (< 1%) |
| 15-Sep-09 4:37 PM View: | Comverge, Inc. (COMV) | 11-Sep-09 | Payment of Exercise | 221 | $12.95 | $2,861.95 | (< 1%) 32.94K to 32.72K | 1% |
| 14-Aug-09 4:57 PM View: | Comverge, Inc. (COMV) | 12-Aug-09 | Payment of Exercise | 89 | $12.26 | $1,091.14 | (< 1%) 33.03K to 32.94K | 2% |
| 05-Mar-09 6:12 PM View: | Comverge, Inc. (COMV) | 03-Mar-09 | Grant | 3,108 | -- | -- | 10% 29.92K to 33.03K | |
| 16-May-08 5:10 PM View: | Comverge, Inc. (COMV) | 12-May-08 | Payment of Exercise | 82 | $14.00 | $1,148.00 | (< 1%) 30.0K to 29.92K | 51% |
| 19-Feb-08 7:11 PM View: | Comverge, Inc. (COMV) | 12-Feb-08 | Grant | 20,000 | $19.06 | $381,200.00 | 200% 10.0K to 30.0K | (64%) |