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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-16 1:36 PM View:  | Morningstar Inc. (MORN) | 15-Nov-16 | Payment of Exercise | 464 | $72.84 | $33,797.80 | (3%) 18.52K to 18.05K | (70%) |
| 16-May-16 4:55 PM View: | Morningstar Inc. (MORN) | 15-May-16 | Grant | 3,054 | -- | -- | 19% 15.96K to 19.02K | |
| 17-May-16 3:16 PM View: | Morningstar Inc. (MORN) | 15-May-16 | Payment of Exercise | 502 | $81.85 | $41,088.70 | (3%) 19.02K to 18.52K | (51%) |
| 16-Nov-15 5:14 PM View: | Morningstar Inc. (MORN) | 15-Nov-15 | Payment of Exercise | 464 | $78.28 | $36,321.90 | (3%) 16.69K to 16.23K | (57%) |
| 18-May-15 3:34 PM View: | Morningstar Inc. (MORN) | 15-May-15 | Grant | 3,246 | -- | -- | 11% 30.14K to 33.39K | |
| 18-May-15 3:34 PM View: | Morningstar Inc. (MORN) | 15-May-15 | Payment of Exercise | 265 | $77.00 | $20,405.00 | (< 1%) 33.39K to 33.12K | (59%) |
| 17-Nov-14 4:54 PM View: | Morningstar Inc. (MORN) | 15-Nov-14 | Payment of Exercise | 1,934 | $69.58 | $134,568.00 | (13%) 15.38K to 13.45K | (75%) |
| 19-May-14 11:38 AM View: | Morningstar Inc. (MORN) | 15-May-14 | Grant | 3,419 | -- | -- | 29% 11.96K to 15.38K | |
| 18-Nov-13 10:03 AM View: | Morningstar Inc. (MORN) | 15-Nov-13 | Grant | 11,962 | -- | -- | 100% 0 to 11.96K | |
| 09-May-13 2:45 PM View: | NYSE Euronext, Inc. (NYX) | 08-May-13 | Market Sale | 24,486 | $40.05 | $980,755.00 | (100%) 24.49K to 0 | (2%) |
| 12-Feb-13 7:33 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Conversion | 3,548 | -- | -- | 15% 23.61K to 27.16K | |
| 12-Feb-13 7:33 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Disposition | 3,548 | $36.27 | $128,686.00 | (13%) 27.16K to 23.61K | (14%) |
| 12-Feb-13 7:33 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Conversion | 13,235 | -- | -- | 56% 23.61K to 36.84K | |
| 12-Feb-13 7:33 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Disposition | 13,235 | $36.27 | $480,033.00 | (36%) 36.84K to 23.61K | (14%) |
| 12-Feb-13 7:33 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Conversion | 2,073 | -- | -- | 9% 23.61K to 25.68K | |
| 12-Feb-13 7:33 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Disposition | 2,073 | $36.24 | $75,125.50 | (8%) 25.68K to 23.61K | (14%) |
| 15-Feb-12 4:51 PM View: | NYSE Euronext, Inc. (NYX) | 14-Feb-12 | Option Exercise | 5,555 | $11.50 | $63,882.50 | 24% 23.61K to 29.16K | |
| 15-Feb-12 4:51 PM View: | NYSE Euronext, Inc. (NYX) | 14-Feb-12 | Market Option Sale | 5,555 | $29.30 | $162,762.00 | (19%) 29.16K to 23.61K | (49%) |
| 14-Feb-12 12:54 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Conversion | 14,730 | -- | -- | 99% 14.84K to 29.57K | |
| 14-Feb-12 12:54 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Payment of Exercise | 5,958 | $27.69 | $164,977.00 | (20%) 29.57K to 23.61K | (57%) |
| 09-Feb-12 5:21 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Conversion | 2,074 | -- | -- | 15% 13.69K to 15.76K | |
| 09-Feb-12 5:21 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Payment of Exercise | 924 | $27.82 | $25,705.70 | (6%) 15.76K to 14.84K | (57%) |
| 08-Apr-11 3:59 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Conversion | 5,891 | -- | -- | 76% 7.79K to 13.69K | |
| 08-Apr-11 3:59 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Payment of Exercise | 2,385 | $39.81 | $94,946.90 | (17%) 13.69K to 11.3K | (13%) |
| 14-Feb-11 1:04 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Conversion | 5,517 | -- | -- | 80% 6.92K to 12.44K | |
| 14-Feb-11 1:04 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Payment of Exercise | 2,261 | $38.10 | $86,144.10 | (18%) 12.44K to 10.18K | (19%) |
| 08-Feb-11 10:38 AM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-11 | Conversion | 1,026 | -- | -- | 16% 6.32K to 7.34K | |
| 08-Feb-11 10:38 AM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-11 | Payment of Exercise | 421 | $32.65 | $13,745.70 | (6%) 7.34K to 6.92K | (39%) |
| 11-Feb-10 5:22 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Conversion | 2,854 | -- | -- | 61% 4.7K to 7.55K | |
| 11-Feb-10 5:22 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Payment of Exercise | 1,235 | $23.65 | $29,207.80 | (16%) 7.55K to 6.32K | (99%) |
| 09-Feb-10 1:46 PM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-10 | Conversion | 1,026 | -- | -- | 25% 4.15K to 5.18K | |
| 09-Feb-10 1:46 PM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-10 | Payment of Exercise | 477 | $23.02 | $10,980.50 | (9%) 5.18K to 4.7K | (105%) |
| 04-Feb-10 11:27 AM View: | NYSE Euronext, Inc. (NYX) | 03-Feb-10 | Conversion | 498 | -- | -- | 13% 3.88K to 4.38K | |
| 04-Feb-10 11:27 AM View: | NYSE Euronext, Inc. (NYX) | 03-Feb-10 | Payment of Exercise | 232 | $24.06 | $5,581.92 | (5%) 4.38K to 4.15K | (96%) |
| 09-May-13 2:45 PM View: | NYSE Euronext, Inc. (NYX) | 01-Nov-09 | Conversion | 836 | -- | -- | 20% 4.27K to 5.11K | |
| 09-May-13 2:45 PM View: | NYSE Euronext, Inc. (NYX) | 01-Nov-09 | Payment of Exercise | 347 | $25.85 | $8,969.95 | (7%) 5.11K to 4.76K | (85%) |
| 09-Apr-09 5:07 PM View: | NYSE Euronext, Inc. (NYX) | 08-Apr-09 | Conversion | 921 | -- | -- | 28% 3.31K to 4.23K | |
| 09-Apr-09 5:07 PM View: | NYSE Euronext, Inc. (NYX) | 08-Apr-09 | Payment of Exercise | 349 | $19.07 | $6,655.43 | (8%) 4.23K to 3.88K | (170%) |
| 10-Feb-09 8:06 PM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-09 | Conversion | 1,027 | -- | -- | 37% 2.74K to 3.77K | |
| 10-Feb-09 8:06 PM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-09 | Payment of Exercise | 454 | $21.63 | $9,820.02 | (12%) 3.77K to 3.31K | (155%) |
| 05-Feb-09 2:04 PM View: | NYSE Euronext, Inc. (NYX) | 03-Feb-09 | Conversion | 498 | -- | -- | 20% 2.46K to 2.96K | |
| 05-Feb-09 2:04 PM View: | NYSE Euronext, Inc. (NYX) | 03-Feb-09 | Payment of Exercise | 221 | $19.28 | $4,260.88 | (7%) 2.96K to 2.74K | (186%) |
| 09-May-13 2:45 PM View: | NYSE Euronext, Inc. (NYX) | 01-Nov-08 | Conversion | 627 | -- | -- | 25% 2.46K to 3.09K | |
| 09-May-13 2:45 PM View: | NYSE Euronext, Inc. (NYX) | 01-Nov-08 | Payment of Exercise | 238 | $30.18 | $7,182.84 | (8%) 3.09K to 2.85K | (85%) |
| 09-Apr-08 4:34 PM View: | NYSE Euronext, Inc. (NYX) | 08-Apr-08 | Conversion | 921 | -- | -- | 49% 1.89K to 2.81K | |
| 09-Apr-08 4:34 PM View: | NYSE Euronext, Inc. (NYX) | 08-Apr-08 | Payment of Exercise | 349 | $68.71 | $23,979.80 | (12%) 2.81K to 2.46K | 34% |
| 05-Feb-08 6:55 PM View: | NYSE Euronext, Inc. (NYX) | 03-Feb-08 | Conversion | 499 | -- | -- | 31% 1.61K to 2.11K | |
| 05-Feb-08 6:55 PM View: | NYSE Euronext, Inc. (NYX) | 03-Feb-08 | Payment of Exercise | 220 | $81.28 | $17,881.60 | (10%) 2.11K to 1.89K | 44% |