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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-18 6:26 PM View:  | Rigel Pharmaceuticals, Inc. (RIGL) | 17-Sep-18 | Option Exercise | 153,000 | $2.43 | $372,495.00 | 100% 0 to 153.0K | |
| 19-Sep-18 6:26 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 17-Sep-18 | Market Option Sale (Planned) | 153,000 | $3.50 | $535,500.00 | (100%) 153.0K to 0 | (6%) |
| 06-Sep-18 7:02 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 04-Sep-18 | Option Exercise | 16,500 | $2.54 | $41,910.00 | 100% 0 to 16.5K | |
| 06-Sep-18 7:02 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 04-Sep-18 | Market Option Sale (Planned) | 16,500 | $3.51 | $57,860.60 | (100%) 16.5K to 0 | (5%) |
| 05-Jul-18 6:59 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 02-Jul-18 | Market Sale (Planned) | 5,000 | $2.79 | $13,932.00 | (100%) 5.0K to 0 | (33%) |
| 24-Apr-18 9:06 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 20-Apr-18 | Market Sale (Planned) | 5,000 | $4.11 | $20,550.00 | (100%) 5.0K to 0 | 10% |
| 07-Jul-17 5:39 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 05-Jul-17 | Market Sale (Planned) | 5,000 | $2.69 | $13,427.00 | (100%) 5.0K to 0 | (38%) |
| 13-Jan-17 6:02 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 03-Jan-17 | Market Sale (Planned) | 5,000 | $2.41 | $12,027.50 | (50%) 10.0K to 5.0K | (54%) |
| 20-Nov-14 7:54 PM View: | ChemoCentryx, Inc. (CCXI) | 18-Nov-14 | Market Sale (Planned) | 4,970 | $4.71 | $23,432.10 | (100%) 4.97K to 0 | (121%) |
| 01-Feb-13 5:04 PM View: | Affymax, Inc. (AFFY) | 30-Jan-13 | Grant | 5,000 | -- | -- | 22% 23.13K to 28.13K | |
| 05-Nov-12 7:25 PM View: | Affymax, Inc. (AFFY) | 01-Nov-12 | Market Sale (Planned) | 1,056 | $22.90 | $24,182.40 | (4%) 24.18K to 23.13K | 95% |
| 12-Oct-12 7:48 PM View: | Affymax, Inc. (AFFY) | 10-Oct-12 | Market Sale (Planned) | 9,704 | $24.00 | $232,896.00 | (30%) 32.83K to 23.13K | 95% |
| 17-Sep-12 9:12 PM View: | Affymax, Inc. (AFFY) | 13-Sep-12 | Option Exercise | 23,227 | $6.05 | $140,510.00 | 71% 32.83K to 56.06K | |
| 17-Sep-12 9:12 PM View: | Affymax, Inc. (AFFY) | 13-Sep-12 | Market Option Sale (Planned) | 23,227 | $20.00 | $464,540.00 | (41%) 56.06K to 32.83K | 94% |
| 30-May-12 5:07 PM View: | Affymax, Inc. (AFFY) | 25-May-12 | Market Sale (Planned) | 3,689 | $14.11 | $52,051.80 | (10%) 36.52K to 32.83K | 92% |
| 02-Feb-12 5:19 PM View: | Affymax, Inc. (AFFY) | 31-Jan-12 | Grant | 8,125 | -- | -- | 33% 24.7K to 32.83K | |
| 03-Nov-11 4:57 PM View: | Affymax, Inc. (AFFY) | 01-Nov-11 | Market Sale | 823 | $5.17 | $4,254.91 | (3%) 25.53K to 24.7K | 79% |
| 18-Aug-11 8:01 PM View: | Affymax, Inc. (AFFY) | 17-Aug-11 | Market Sale | 5,296 | $4.73 | $25,050.10 | (18%) 30.0K to 24.7K | 77% |
| 24-Jun-11 4:44 PM View: | Affymax, Inc. (AFFY) | 23-Jun-11 | Market Sale (Planned) | 4,023 | $6.47 | $26,028.80 | 15% 25.98K to 30.0K | (83%) |
| 24-Sep-10 1:51 PM View: | Affymax, Inc. (AFFY) | 22-Sep-10 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 05-May-10 5:19 PM View: | Affymax, Inc. (AFFY) | 04-May-10 | Option Exercise | 2,500 | $4.36 | $10,900.00 | 147% 1.7K to 4.2K | |
| 05-May-10 5:19 PM View: | Affymax, Inc. (AFFY) | 04-May-10 | Market Option Sale (Planned) | 2,500 | $24.07 | $60,175.00 | (60%) 4.2K to 1.7K | 95% |
| 05-May-10 5:19 PM View: | Affymax, Inc. (AFFY) | 04-May-10 | Market Sale (Planned) | 1,697 | $24.07 | $40,846.80 | (100%) 1.7K to 0 | 95% |
| 17-Mar-10 7:02 PM View: | Affymax, Inc. (AFFY) | 16-Mar-10 | Option Exercise | 2,500 | $0.80 | $2,000.00 | 100% 0 to 2.5K | |
| 17-Mar-10 7:02 PM View: | Affymax, Inc. (AFFY) | 16-Mar-10 | Market Option Sale (Planned) | 2,500 | $20.96 | $52,400.00 | (100%) 2.5K to 0 | 95% |
| 17-Mar-10 7:02 PM View: | Affymax, Inc. (AFFY) | 15-Mar-10 | Option Exercise | 21,583 | $6.86 | $148,002.00 | 100% 0 to 21.58K | |
| 17-Mar-10 7:02 PM View: | Affymax, Inc. (AFFY) | 15-Mar-10 | Market Option Sale (Planned) | 21,583 | $20.88 | $450,610.00 | (100%) 21.58K to 0 | 95% |
| 12-Nov-09 1:04 PM View: | Affymax, Inc. (AFFY) | 10-Nov-09 | Option Exercise | 3,000 | $0.80 | $2,400.00 | 100% 0 to 3.0K | |
| 12-Nov-09 1:04 PM View: | Affymax, Inc. (AFFY) | 10-Nov-09 | Market Option Sale (Planned) | 3,000 | $20.27 | $60,810.00 | (100%) 3.0K to 0 | 95% |
| 03-Sep-09 9:06 PM View: | Affymax, Inc. (AFFY) | 03-Sep-09 | Option Exercise | 3,250 | $0.80 | $2,600.00 | 100% 0 to 3.25K | |
| 03-Sep-09 9:06 PM View: | Affymax, Inc. (AFFY) | 03-Sep-09 | Market Option Sale (Planned) | 3,250 | $22.00 | $71,500.00 | (100%) 3.25K to 0 | 95% |
| 02-Sep-09 8:10 PM View: | Affymax, Inc. (AFFY) | 01-Sep-09 | Option Exercise | 30,000 | $0.80 | $24,000.00 | 100% 0 to 30.0K | |
| 02-Sep-09 8:10 PM View: | Affymax, Inc. (AFFY) | 01-Sep-09 | Market Option Sale (Planned) | 30,000 | $24.06 | $721,660.00 | (100%) 30.0K to 0 | 95% |
| 01-May-09 3:54 PM View: | Affymax, Inc. (AFFY) | 01-May-09 | Market Sale (Planned) | 1,697 | $17.46 | $29,629.60 | (100%) 1.7K to 0 | 94% |
| 16-May-08 8:04 PM View: | Affymax, Inc. (AFFY) | 15-May-08 | Market Sale | 1,038 | $15.50 | $16,089.00 | (100%) 1.04K to 0 | 93% |