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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Mar-11 6:56 PM View:  | Bookham Inc. (OCLR) | 10-Mar-11 | Grant | 5,000 | -- | -- | 24% 20.53K to 25.53K | |
| 11-Feb-11 5:48 PM View: | Bookham Inc. (OCLR) | 08-Feb-11 | Option Exercise | 40,166 | $2.35 | $94,351.20 | 196% 20.53K to 60.7K | |
| 11-Feb-11 5:48 PM View: | Bookham Inc. (OCLR) | 08-Feb-11 | Market Option Sale | 40,166 | $15.21 | $610,877.00 | (66%) 60.7K to 20.53K | 45% |
| 30-Dec-10 6:50 PM View: | Bookham Inc. (OCLR) | 29-Dec-10 | Market Sale | 8,033 | $13.00 | $104,429.00 | (30%) 26.58K to 18.55K | 37% |
| 07-Dec-10 6:14 PM View: | Bookham Inc. (OCLR) | 03-Dec-10 | Market Sale (Planned) | 645 | $11.01 | $7,102.48 | (2%) 27.22K to 26.58K | 25% |
| 07-Dec-10 6:14 PM View: | Bookham Inc. (OCLR) | 27-Nov-10 | Grant | 1,990 | $0.05 | $99.50 | 8% 25.23K to 27.22K | |
| 23-Aug-10 8:28 PM View: | Bookham Inc. (OCLR) | 19-Aug-10 | Market Sale (Planned) | 7,160 | $10.29 | $73,642.00 | (22%) 32.39K to 25.23K | 20% |
| 23-Aug-10 8:28 PM View: | Bookham Inc. (OCLR) | 18-Aug-10 | Grant | 15,193 | -- | -- | 88% 17.2K to 32.39K | |
| 18-Aug-10 7:06 PM View: | Bookham Inc. (OCLR) | 16-Aug-10 | Grant | 17,200 | -- | -- | 100% 0 to 17.2K | |
| 27-May-10 7:56 PM View: | Bookham Inc. (OCLR) | 26-May-10 | Market Sale | 9,785 | $12.50 | $122,312.00 | (100%) 9.79K to 0 | 34% |
| 27-Apr-09 8:51 PM View: | Avanex Corp. (AVNX) | 27-Apr-09 | Disposition | 17,846 | -- | -- | (100%) 17.85K to 0 | |
| 01-Dec-08 8:03 PM View: | Avanex Corp. (AVNX) | 28-Nov-08 | Market Sale (Planned) | 825 | $0.96 | $792.00 | (2%) 36.34K to 35.51K | (199%) |
| 25-Nov-08 8:22 PM View: | Avanex Corp. (AVNX) | 21-Nov-08 | Grant | 400 | $0.75 | $300.00 | 1% 35.94K to 36.34K | 283% |
| 12-Nov-08 3:43 PM View: | Avanex Corp. (AVNX) | 07-Nov-08 | Grant | 139 | $2.15 | $298.85 | < 1% 35.8K to 35.94K | 33% |
| 28-Oct-08 9:20 PM View: | Avanex Corp. (AVNX) | 24-Oct-08 | Grant | 104 | $2.87 | $298.48 | < 1% 35.7K to 35.8K | < 1% |
| 14-Oct-08 8:55 PM View: | Avanex Corp. (AVNX) | 10-Oct-08 | Grant | 84 | $3.56 | $299.04 | < 1% 35.61K to 35.7K | (19%) |
| 30-Sep-08 6:20 PM View: | Avanex Corp. (AVNX) | 26-Sep-08 | Grant | 61 | $4.89 | $298.29 | < 1% 35.55K to 35.61K | (41%) |
| 16-Sep-08 7:41 PM View: | Avanex Corp. (AVNX) | 12-Sep-08 | Grant | 52 | $5.76 | $299.52 | < 1% 35.5K to 35.55K | (50%) |
| 03-Sep-08 6:16 PM View: | Avanex Corp. (AVNX) | 29-Aug-08 | Grant | 48 | $6.25 | $300.00 | < 1% 35.45K to 35.5K | (54%) |
| 20-Aug-08 9:54 PM View: | Avanex Corp. (AVNX) | 18-Aug-08 | Grant | 28,000 | $0.00 | $28.00 | 376% 7.45K to 35.45K | 66900% |
| 19-Aug-08 8:09 PM View: | Avanex Corp. (AVNX) | 15-Aug-08 | Grant | 26 | $11.50 | $299.00 | < 1% 7.42K to 7.45K | (75%) |
| 06-Aug-08 7:39 PM View: | Avanex Corp. (AVNX) | 01-Aug-08 | Grant | 448 | $0.67 | $300.16 | < 1% 110.92K to 111.37K | (71%) |
| 22-Jul-08 6:34 PM View: | Avanex Corp. (AVNX) | 18-Jul-08 | Grant | 344 | $0.87 | $299.28 | < 1% 110.58K to 110.92K | (78%) |
| 08-Jul-08 9:18 PM View: | Avanex Corp. (AVNX) | 03-Jul-08 | Grant | 303 | $0.99 | $299.97 | < 1% 110.28K to 110.58K | (81%) |
| 24-Jun-08 5:06 PM View: | Avanex Corp. (AVNX) | 20-Jun-08 | Grant | 275 | $1.09 | $299.75 | < 1% 110.0K to 110.28K | (82%) |
| 21-Dec-07 7:54 PM View: | Avanex Corp. (AVNX) | 21-Dec-07 | Grant | 110,000 | $0.00 | $110.00 | 100% 0 to 110.0K |