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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Apr-17 4:29 PM View:  | NewStar Financial, Inc. (NEWS) | 24-Apr-17 | Payment of Exercise | 3,820 | $10.84 | $41,408.80 | (< 1%) 4.08M to 4.07M | (10%) |
| 26-Apr-17 4:29 PM View: | NewStar Financial, Inc. (NEWS) | 24-Apr-17 | Option Exercise | 5,000 | $8.28 | $41,400.00 | < 1% 4.07M to 4.08M | |
| 06-Apr-17 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 04-Apr-17 | Acquisition (other) | 10,094 | -- | -- | < 1% 4.07M to 4.08M | |
| 06-Apr-17 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 04-Apr-17 | Disposition (other) | 10,094 | -- | -- | (< 1%) 4.08M to 4.07M | |
| 09-Nov-16 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 08-Nov-16 | Acquisition (other) | 15,964 | -- | -- | < 1% 7.61M to 7.62M | |
| 09-Nov-16 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 08-Nov-16 | Disposition (other) | 3,547,090 | -- | -- | (47%) 7.62M to 4.07M | |
| 25-Oct-16 4:36 PM View: | NewStar Financial, Inc. (NEWS) | 21-Oct-16 | Market Sale | 2,000,000 | $8.93 | $17,860,000.00 | (21%) 9.61M to 7.61M | (34%) |
| 28-Apr-16 3:38 PM View: | NewStar Financial, Inc. (NEWS) | 26-Apr-16 | Payment of Exercise | 1,107 | $9.94 | $11,003.60 | (< 1%) 9.61M to 9.61M | (20%) |
| 28-Apr-16 3:38 PM View: | NewStar Financial, Inc. (NEWS) | 26-Apr-16 | Exercise (in-the money or at-the-money) | 5,000 | $2.20 | $11,000.00 | < 1% 9.6M to 9.61M | |
| 30-Jun-15 5:28 PM View: | NewStar Financial, Inc. (NEWS) | 29-Jun-15 | Acquisition (other) | 7,002 | -- | -- | < 1% 9.6M to 9.61M | |
| 30-Jun-15 5:28 PM View: | NewStar Financial, Inc. (NEWS) | 29-Jun-15 | Disposition (other) | 7,002 | -- | -- | (< 1%) 9.61M to 9.6M | |
| 08-May-15 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 06-May-15 | Payment of Exercise | 2,815 | $11.37 | $32,006.50 | (< 1%) 9.56M to 9.56M | (5%) |
| 08-May-15 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 06-May-15 | Exercise (in-the money or at-the-money) | 5,000 | $6.40 | $32,000.00 | < 1% 9.56M to 9.56M | |
| 13-Nov-14 10:00 PM View: | NewStar Financial, Inc. (NEWS) | 11-Nov-14 | Acquisition (other) | 5,952 | -- | -- | < 1% 9.59M to 9.6M | |
| 13-Nov-14 10:00 PM View: | NewStar Financial, Inc. (NEWS) | 11-Nov-14 | Disposition (other) | 5,952 | -- | -- | (< 1%) 9.6M to 9.59M | |
| 18-Jun-14 5:41 PM View: | NewStar Financial, Inc. (NEWS) | 16-Jun-14 | Payment of Exercise | 65,918 | $13.82 | $910,987.00 | (< 1%) 9.81M to 9.74M | 14% |
| 18-Jun-14 5:41 PM View: | NewStar Financial, Inc. (NEWS) | 16-Jun-14 | Disposition (other) | 157,881 | $13.82 | $2,181,920.00 | (2%) 9.74M to 9.58M | 14% |
| 18-Jun-14 5:41 PM View: | NewStar Financial, Inc. (NEWS) | 16-Jun-14 | Option Exercise | 83,576 | $10.90 | $910,978.00 | < 1% 9.52M to 9.61M | |
| 18-Jun-14 5:41 PM View: | NewStar Financial, Inc. (NEWS) | 16-Jun-14 | Exercise (in-the money or at-the-money) | 200,174 | $10.90 | $2,181,900.00 | 2% 9.61M to 9.81M | |
| 01-Aug-13 4:12 PM View: | NewStar Financial, Inc. (NEWS) | 30-Jul-13 | Disposition (other) | 17,893 | -- | -- | (< 1%) 9.53M to 9.51M | |
| 19-Jul-13 1:32 PM View: | NewStar Financial, Inc. (NEWS) | 17-Jul-13 | Acquisition (other) Duplicate | 6,188 | -- | -- | < 1% 9.53M to 9.53M | |
| 15-Feb-13 8:28 PM View: | NewStar Financial, Inc. (NEWS) | 29-Nov-12 | Disposition (other) | 9,945 | -- | -- | (< 1%) 9.54M to 9.53M | |
| 21-Sep-12 5:28 PM View: | NewStar Financial, Inc. (NEWS) | 19-Sep-12 | Acquisition (other) Duplicate | 6,643 | -- | -- | < 1% 9.53M to 9.54M | |
| 30-Sep-11 1:40 PM View: | NewStar Financial, Inc. (NEWS) | 28-Sep-11 | Acquisition (other) Duplicate | 4,945 | -- | -- | < 1% 9.52M to 9.53M | |
| 01-Oct-10 2:29 PM View: | NewStar Financial, Inc. (NEWS) | 29-Sep-10 | Acquisition (other) Duplicate | 5,000 | -- | -- | < 1% 9.52M to 9.52M | |
| 13-Aug-09 5:07 PM View: | NewStar Financial, Inc. (NEWS) | 11-Aug-09 | Acquisition (other) Duplicate | 5,000 | -- | -- | < 1% 9.51M to 9.52M | |
| 13-Jun-08 5:24 PM View: | NewStar Financial, Inc. (NEWS) | 11-Jun-08 | Acquisition (other) Duplicate | 5,000 | -- | -- | < 1% 9.51M to 9.51M | |
| 22-Jan-08 4:35 PM View: | NewStar Financial, Inc. (NEWS) | 18-Jan-08 | Grant | 1,680,610 | $10.00 | $16,806,100.00 | 21% 7.83M to 9.51M |