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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Oct-19 8:42 PM View:  | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 202,500 | $1.27 | $257,175.00 | (26%) 767.01K to 564.51K | |
| 09-Oct-19 8:42 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 362,012 | $1.27 | $459,755.00 | (64%) 564.51K to 202.5K | |
| 18-Jul-19 7:13 PM View: | Castle Brands Inc. (ROX) | 16-Jul-19 | Grant | 90,000 | -- | -- | 19% 474.51K to 564.51K | |
| 21-Jun-19 7:37 AM View: | Castle Brands Inc. (ROX) | 19-Jun-19 | Option Exercise | 25,000 | $0.35 | $8,750.00 | 6% 438.48K to 463.48K | |
| 13-Dec-18 8:33 AM View: | Castle Brands Inc. (ROX) | 12-Dec-18 | Market Purchase | 6,500 | $0.78 | $5,099.25 | 2% 431.98K to 438.48K | 16% |
| 02-Nov-18 7:33 AM View: | Castle Brands Inc. (ROX) | 31-Oct-18 | Grant | 7,441 | $0.81 | $6,000.42 | 2% 424.54K to 431.98K | |
| 07-May-18 5:34 PM View: | Castle Brands Inc. (ROX) | 04-May-18 | Acquisition (other) | 6,138 | $0.98 | $5,999.90 | 1% 418.4K to 424.54K | |
| 23-Apr-18 4:52 PM View: | Castle Brands Inc. (ROX) | 20-Apr-18 | Grant | 90,000 | -- | -- | 27% 328.4K to 418.4K | |
| 02-Nov-17 7:54 AM View: | Castle Brands Inc. (ROX) | 31-Oct-17 | Grant | 5,931 | $1.01 | $5,990.31 | 2% 322.47K to 328.4K | |
| 28-Apr-17 5:12 PM View: | Castle Brands Inc. (ROX) | 26-Apr-17 | Grant | 90,000 | -- | -- | 39% 232.47K to 322.47K | |
| 27-Dec-16 8:19 AM View: | Castle Brands Inc. (ROX) | 23-Dec-16 | Market Purchase | 2,000 | $0.65 | $1,300.00 | < 1% 230.47K to 232.47K | 39% |
| 05-Jul-16 7:14 AM View: | Castle Brands Inc. (ROX) | 30-Jun-16 | Market Purchase | 14,000 | $0.78 | $10,920.00 | 6% 216.47K to 230.47K | 16% |
| 04-Mar-16 7:35 AM View: | Castle Brands Inc. (ROX) | 03-Mar-16 | Option Exercise | 25,100 | $0.21 | $5,271.00 | 13% 191.37K to 216.47K | |
| 12-Nov-15 7:50 AM View: | Castle Brands Inc. (ROX) | 10-Nov-15 | Market Purchase | 5,850 | $1.35 | $7,897.50 | 3% 185.52K to 191.37K | (33%) |
| 13-Aug-15 7:55 AM View: | Castle Brands Inc. (ROX) | 12-Aug-15 | Market Purchase | 4,400 | $1.23 | $5,412.00 | 2% 181.12K to 185.52K | (27%) |
| 18-Mar-15 8:53 AM View: | Castle Brands Inc. (ROX) | 16-Mar-15 | Market Purchase | 2,000 | $1.20 | $2,400.00 | 1% 179.12K to 181.12K | (25%) |
| 25-Feb-14 8:41 AM View: | Castle Brands Inc. (ROX) | 24-Feb-14 | Option Exercise | 29,116 | $0.33 | $9,476.29 | 100% 0 to 29.12K | |
| 12-Feb-09 9:20 AM View: | Castle Brands Inc. (ROX) | 11-Feb-09 | Grant | 150,000 | $0.01 | $1,500.00 | 100% 0 to 150.0K | 2500% |