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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-21 4:03 PM View:  | PLC Systems Inc. (VIVE) | 15-Dec-21 | Disposition | 28 | $1.41 | $39.48 | (53%) 53 to 25 | 4% |
| 07-Apr-20 5:19 PM View: | Vyne Therapeutics Inc. (VYNE) | 03-Apr-20 | Grant | 14,499 | -- | -- | 3% 522.04K to 536.54K | |
| 11-Mar-20 5:55 PM View: | Vyne Therapeutics Inc. (VYNE) | 09-Mar-20 | Grant | 7,108 | -- | -- | 1% 514.93K to 522.04K | |
| 13-Dec-19 9:54 PM View: | Vyne Therapeutics Inc. (VYNE) | 11-Dec-19 | Payment of Exercise | 85,210 | $4.52 | $385,149.00 | (14%) 594.97K to 509.76K | 61% |
| 13-Dec-19 9:54 PM View: | Vyne Therapeutics Inc. (VYNE) | 11-Dec-19 | Option Exercise | 252,800 | $0.10 | $25,620.00 | 74% 342.17K to 594.97K | |
| 03-Apr-19 4:34 PM View: | PLC Systems Inc. (VIVE) | 01-Apr-19 | Grant | 24,199 | -- | -- | 100% 0 to 24.2K | |
| 22-Nov-16 4:14 PM View: | Kalvista Pharmaceuticals, I... (KALV) | 21-Nov-16 | Payment of Exercise | 1,026 | $8.59 | $8,816.62 | (91%) 1.13K to 99 | |
| 22-Nov-16 4:14 PM View: | Kalvista Pharmaceuticals, I... (KALV) | 21-Nov-16 | Option Exercise | 1,125 | $7.84 | $8,820.00 | 100% 0 to 1.13K | |
| 22-Nov-16 4:14 PM View: | Kalvista Pharmaceuticals, I... (KALV) | 21-Nov-16 | Disposition (change in control) | 99 | $8.59 | $850.73 | (100%) 99 to 0 | |
| 19-Feb-10 8:19 PM View: | BioForm Medical, Inc. (BFRM) | 16-Feb-10 | Disposition (change in control) | 922,086 | $5.45 | $5,025,370.00 | (97%) 955.0K to 32.91K | < 1% |
| 19-Feb-10 8:19 PM View: | BioForm Medical, Inc. (BFRM) | 16-Feb-10 | Disposition (change in control) | 32,914 | $5.45 | $179,381.00 | (100%) 32.91K to 0 | < 1% |
| 06-Nov-09 6:24 PM View: | BioForm Medical, Inc. (BFRM) | 05-Nov-09 | Option Exercise | 20,000 | $0.45 | $9,000.00 | 2% 922.09K to 942.09K | |
| 06-Nov-09 6:24 PM View: | BioForm Medical, Inc. (BFRM) | 05-Nov-09 | Market Option Sale | 20,000 | $4.09 | $81,710.00 | (2%) 942.09K to 922.09K | < 1% |