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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Dec-15 5:15 PM View:  | Gladstone Capital Corp. (GLAD) | 15-Dec-15 | Market Purchase | 700 | $6.75 | $4,722.98 | 100% 0 to 0.7K | 15% |
| 16-Dec-15 5:16 PM View: | Gladstone Land Corp (LAND) | 15-Dec-15 | Market Purchase | 200 | $8.59 | $1,717.92 | 100% 0 to 0.2K | 52% |