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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Nov-13 1:43 PM View:  | NYSE Euronext, Inc. (NYX) | 13-Nov-13 | Disposition | 31,196 | -- | -- | (100%) 31.2K to 0 | |
| 07-May-13 5:28 PM View: | NYSE Euronext, Inc. (NYX) | 06-May-13 | Market Sale | 82,528 | $40.27 | $3,323,080.00 | (73%) 113.72K to 31.2K | (2%) |
| 12-Feb-13 7:41 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Conversion | 7,487 | -- | -- | 7% 110.42K to 117.9K | |
| 12-Feb-13 7:41 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Payment of Exercise | 4,180 | $36.24 | $151,483.00 | (4%) 117.9K to 113.72K | (14%) |
| 12-Feb-13 7:41 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Conversion | 48,625 | -- | -- | 131% 37.08K to 85.7K | |
| 12-Feb-13 7:41 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Payment of Exercise | 23,908 | $36.24 | $866,426.00 | (28%) 85.7K to 61.79K | (14%) |
| 12-Feb-13 7:41 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Conversion | 5,430 | -- | -- | 7% 77.1K to 82.53K | |
| 12-Feb-13 7:41 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Payment of Exercise | 2,258 | $36.14 | $81,604.10 | (3%) 82.53K to 80.27K | (14%) |
| 14-Feb-12 12:31 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Conversion | 69,677 | -- | -- | 155% 44.85K to 114.53K | |
| 14-Feb-12 12:31 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Payment of Exercise | 31,997 | $27.69 | $885,997.00 | (28%) 114.53K to 82.53K | (57%) |
| 09-Feb-12 5:23 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Conversion | 5,431 | -- | -- | 13% 41.64K to 47.07K | |
| 09-Feb-12 5:23 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Payment of Exercise | 2,226 | $27.82 | $61,927.30 | (5%) 47.07K to 44.85K | (57%) |
| 08-Apr-11 4:18 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Conversion | 36,824 | -- | -- | 157% 23.41K to 60.23K | |
| 08-Apr-11 4:18 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Payment of Exercise | 18,586 | $39.81 | $739,909.00 | (31%) 60.23K to 41.64K | (13%) |
| 04-Mar-11 11:36 AM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-11 | Conversion | 5,096 | -- | -- | 24% 20.88K to 25.98K | |
| 04-Mar-11 11:36 AM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-11 | Payment of Exercise | 2,572 | $36.33 | $93,440.80 | (10%) 25.98K to 23.41K | (25%) |
| 14-Feb-11 1:12 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Conversion | 12,100 | -- | -- | 87% 13.9K to 26.0K | |
| 14-Feb-11 1:12 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Payment of Exercise | 5,119 | $38.10 | $195,034.00 | (20%) 26.0K to 20.88K | (19%) |
| 04-Mar-10 12:48 PM View: | NYSE Euronext, Inc. (NYX) | 02-Mar-10 | Conversion | 5,096 | -- | -- | 47% 10.85K to 15.95K | |
| 04-Mar-10 12:48 PM View: | NYSE Euronext, Inc. (NYX) | 02-Mar-10 | Payment of Exercise | 2,050 | $27.12 | $55,596.00 | (13%) 15.95K to 13.9K | (74%) |
| 11-Feb-10 5:23 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Conversion | 5,758 | -- | -- | 113% 5.1K to 10.85K | |
| 05-Mar-09 1:52 PM View: | NYSE Euronext, Inc. (NYX) | 03-Mar-09 | Conversion | 5,096 | -- | -- | 100% 0 to 5.1K |