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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Mar-16 5:23 PM View:  | Voya Financial, Inc. (VOYA) | 29-Mar-16 | Market Option Sale | 3,625 | $30.11 | $109,152.00 | (16%) 22.39K to 18.76K | (89%) |
| 30-Mar-16 5:23 PM View: | Voya Financial, Inc. (VOYA) | 28-Mar-16 | Payment of Exercise | 3,538 | $30.45 | $107,732.00 | (14%) 25.92K to 22.39K | (86%) |
| 30-Mar-16 5:23 PM View: | Voya Financial, Inc. (VOYA) | 28-Mar-16 | Option Exercise | 7,163 | -- | -- | 38% 18.76K to 25.92K | |
| 09-Mar-16 5:19 PM View: | Voya Financial, Inc. (VOYA) | 08-Mar-16 | Market Option Sale | 21,905 | $30.76 | $673,901.00 | (54%) 40.67K to 18.76K | (85%) |
| 09-Mar-16 5:19 PM View: | Voya Financial, Inc. (VOYA) | 07-Mar-16 | Payment of Exercise | 21,326 | $31.35 | $668,570.00 | (34%) 61.99K to 40.67K | (81%) |
| 09-Mar-16 5:19 PM View: | Voya Financial, Inc. (VOYA) | 07-Mar-16 | Option Exercise | 43,231 | -- | -- | 230% 18.76K to 61.99K | |
| 06-Jan-16 5:27 PM View: | Voya Financial, Inc. (VOYA) | 05-Jan-16 | Market Option Sale | 9,065 | $36.68 | $332,530.00 | (22%) 41.95K to 32.89K | (55%) |
| 06-Jan-16 5:27 PM View: | Voya Financial, Inc. (VOYA) | 04-Jan-16 | Payment of Exercise | 5,061 | $37.20 | $188,269.00 | (11%) 47.01K to 41.95K | (53%) |
| 06-Jan-16 5:27 PM View: | Voya Financial, Inc. (VOYA) | 04-Jan-16 | Option Exercise | 14,126 | -- | -- | 43% 32.89K to 47.01K | |
| 23-Nov-15 4:14 PM View: | Voya Financial, Inc. (VOYA) | 20-Nov-15 | Market Sale | 7,000 | $41.79 | $292,540.00 | (18%) 39.89K to 32.89K | (36%) |
| 04-Sep-15 5:02 PM View: | Voya Financial, Inc. (VOYA) | 03-Sep-15 | Market Sale | 3,565 | $42.42 | $151,231.00 | (8%) 43.45K to 39.89K | (34%) |
| 01-Apr-15 6:50 PM View: | Voya Financial, Inc. (VOYA) | 30-Mar-15 | Payment of Exercise | 6,970 | $43.31 | $301,871.00 | (13%) 54.21K to 47.24K | (31%) |
| 01-Apr-15 6:50 PM View: | Voya Financial, Inc. (VOYA) | 30-Mar-15 | Option Exercise | 14,325 | -- | -- | 36% 39.89K to 54.21K | |
| 01-Apr-15 6:50 PM View: | Voya Financial, Inc. (VOYA) | 30-Mar-15 | Market Option Sale | 3,790 | $43.65 | $165,425.00 | (8%) 47.24K to 43.45K | (30%) |
| 09-Jun-14 5:23 PM View: | Voya Financial, Inc. (VOYA) | 05-Jun-14 | Payment of Exercise | 10,075 | $36.10 | $363,708.00 | (20%) 49.96K to 39.89K | (58%) |
| 06-Dec-13 8:18 AM View: | Voya Financial, Inc. (VOYA) | 04-Dec-13 | Market Sale | 10,290 | $33.69 | $346,631.00 | (17%) 60.25K to 49.96K | (69%) |
| 07-May-13 5:43 PM View: | Voya Financial, Inc. (VOYA) | 07-May-13 | Grant | 55,152 | -- | -- | 100% 0 to 55.15K | |
| 07-May-13 5:43 PM View: | Voya Financial, Inc. (VOYA) | 07-May-13 | Purchase | 5,100 | $19.50 | $99,450.00 | 9% 55.15K to 60.25K | |
| 08-Apr-11 3:00 PM View: | ING Senior Income Q (XSIIX) | 15-Mar-11 | Market Sale | 14,173 | $13.26 | $187,928.00 | (100%) 14.17K to 0 | (27%) |
| 08-Apr-11 3:07 PM View: | ING Senior Income Q (XSIIX) | 01-Sep-10 | Market Sale | 4,651 | $12.52 | $58,232.50 | (27%) 17.38K to 12.73K | (35%) |
| 08-Apr-11 3:07 PM View: | ING Senior Income Q (XSIIX) | 27-May-10 | Market Purchase | 4,330 | $12.51 | $54,167.60 | 52% 8.4K to 12.73K | 35% |
| 08-Apr-11 3:07 PM View: | ING Senior Income Q (XSIIX) | 15-Apr-10 | Market Purchase | 13,954 | $12.90 | $180,000.00 | (1142%) (-1.22K) to 12.73K | 31% |