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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Apr-13 10:37 AM View:  | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition | 27,996 | -- | -- | (12%) 235.64K to 207.64K | |
| 25-Apr-13 10:37 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition (other) | 207,642 | $15.55 | $3,228,830.00 | (100%) 207.64K to 0 | |
| 12-Mar-13 4:21 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-13 | Payment of Exercise | 2,695 | $15.51 | $41,799.40 | (1%) 238.33K to 235.64K | (< 1%) |
| 04-Mar-13 4:46 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-13 | Payment of Exercise | 1,979 | $15.55 | $30,773.50 | (< 1%) 240.31K to 238.33K | 0% |
| 04-Mar-13 4:46 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-13 | Payment of Exercise | 1,873 | $15.55 | $29,125.20 | (< 1%) 242.19K to 240.31K | 0% |
| 03-Jan-13 3:13 PM View: | Duff & Phelps Corporation (DUF) | 31-Dec-12 | Option Exercise | 134,731 | -- | -- | 125% 107.45K to 242.19K | |
| 26-Jul-12 5:39 PM View: | Duff & Phelps Corporation (DUF) | 25-Jul-12 | Market Sale (Planned) | 9,352 | $15.40 | $144,021.00 | (8%) 116.81K to 107.45K | (4%) |
| 17-Jul-12 4:21 PM View: | Duff & Phelps Corporation (DUF) | 13-Jul-12 | Market Sale (Planned) | 9,352 | $15.00 | $140,280.00 | (7%) 126.16K to 116.81K | (7%) |
| 13-Mar-12 4:26 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-12 | Payment of Exercise | 2,636 | $14.36 | $37,853.00 | (2%) 128.79K to 126.16K | < 1% |
| 05-Mar-12 4:52 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-12 | Payment of Exercise | 1,935 | $13.77 | $26,645.00 | (1%) 130.73K to 128.79K | 0% |
| 05-Mar-12 4:52 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-12 | Grant | 40,878 | -- | -- | 45% 89.85K to 130.73K | |
| 28-Feb-12 5:23 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-12 | Payment of Exercise | 4,893 | $15.21 | $74,422.50 | (5%) 94.74K to 89.85K | < 1% |
| 28-Apr-11 4:03 PM View: | Duff & Phelps Corporation (DUF) | 26-Apr-11 | Market Sale (Planned) | 21,125 | $16.27 | $343,687.00 | (18%) 115.87K to 94.74K | (< 1%) |
| 05-Apr-11 4:22 PM View: | Duff & Phelps Corporation (DUF) | 04-Apr-11 | Market Sale (Planned) | 1,368 | $15.75 | $21,546.00 | (1%) 117.24K to 115.87K | (< 1%) |
| 05-Apr-11 4:22 PM View: | Duff & Phelps Corporation (DUF) | 01-Apr-11 | Market Sale (Planned) | 6,132 | $15.74 | $96,520.80 | (5%) 123.37K to 117.24K | (< 1%) |
| 22-Mar-11 1:22 PM View: | Duff & Phelps Corporation (DUF) | 21-Mar-11 | Payment of Exercise | 5,238 | $15.15 | $79,355.70 | (4%) 128.61K to 123.37K | (2%) |
| 14-Mar-11 2:09 PM View: | Duff & Phelps Corporation (DUF) | 11-Mar-11 | Grant | 24,590 | -- | -- | 24% 104.02K to 128.61K | |
| 14-Mar-11 2:09 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-11 | Payment of Exercise | 2,646 | $15.25 | $40,351.50 | (2%) 106.66K to 104.02K | 1% |
| 03-Mar-11 4:06 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-11 | Grant | 30,897 | -- | -- | 41% 75.77K to 106.66K | |
| 01-Mar-11 1:17 PM View: | Duff & Phelps Corporation (DUF) | 28-Feb-11 | Payment of Exercise | 4,912 | $16.44 | $80,753.30 | (6%) 80.68K to 75.77K | 4% |
| 23-Mar-10 12:59 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-10 | Payment of Exercise | 5,205 | $17.72 | $92,232.60 | (6%) 85.88K to 80.68K | < 1% |
| 12-Mar-10 8:43 AM View: | Duff & Phelps Corporation (DUF) | 10-Mar-10 | Grant | 19,611 | -- | -- | 30% 66.27K to 85.88K | |
| 02-Mar-10 10:57 AM View: | Duff & Phelps Corporation (DUF) | 26-Feb-10 | Payment of Exercise | 5,024 | $16.68 | $83,800.30 | (7%) 71.3K to 66.27K | (2%) |
| 23-Mar-09 12:43 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-09 | Payment of Exercise | 4,827 | $14.79 | $71,391.30 | (6%) 76.12K to 71.3K | (30%) |
| 27-Feb-09 3:19 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-09 | Grant | 36,405 | -- | -- | 92% 39.72K to 76.12K | |
| 24-Nov-08 5:05 PM View: | Duff & Phelps Corporation (DUF) | 21-Nov-08 | Market Purchase | 895 | $9.40 | $8,416.04 | 2% 38.82K to 39.72K | 111% |
| 20-Mar-08 4:09 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-08 | Grant | 38,823 | -- | -- | 100% 0 to 38.82K |