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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Apr-13 10:29 AM View:  | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition | 25,536 | -- | -- | (16%) 155.72K to 130.19K | |
| 25-Apr-13 10:29 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition (other) | 130,187 | $15.55 | $2,024,410.00 | (100%) 130.19K to 0 | |
| 12-Mar-13 4:18 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-13 | Payment of Exercise | 2,275 | $15.51 | $35,285.20 | (1%) 158.0K to 155.72K | (< 1%) |
| 04-Mar-13 4:41 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-13 | Payment of Exercise | 1,670 | $15.55 | $25,968.50 | (1%) 159.67K to 158.0K | 0% |
| 04-Mar-13 4:41 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-13 | Payment of Exercise | 1,511 | $15.55 | $23,496.10 | (< 1%) 161.18K to 159.67K | 0% |
| 03-Jan-13 3:16 PM View: | Duff & Phelps Corporation (DUF) | 31-Dec-12 | Option Exercise | 63,914 | -- | -- | 66% 97.27K to 161.18K | |
| 26-Jul-12 5:32 PM View: | Duff & Phelps Corporation (DUF) | 25-Jul-12 | Market Sale (Planned) | 2,887 | $15.50 | $44,748.50 | (3%) 100.15K to 97.27K | (3%) |
| 17-Jul-12 4:29 PM View: | Duff & Phelps Corporation (DUF) | 13-Jul-12 | Market Sale (Planned) | 7,302 | $15.00 | $109,530.00 | (7%) 107.45K to 100.15K | (7%) |
| 13-Mar-12 4:17 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-12 | Payment of Exercise | 2,220 | $14.36 | $31,879.20 | (2%) 109.67K to 107.45K | < 1% |
| 05-Mar-12 5:06 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-12 | Payment of Exercise | 1,629 | $13.77 | $22,431.30 | (1%) 111.3K to 109.67K | 0% |
| 05-Mar-12 5:06 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-12 | Grant | 39,515 | -- | -- | 55% 71.79K to 111.3K | |
| 28-Feb-12 5:10 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-12 | Payment of Exercise | 4,120 | $15.21 | $62,665.20 | (5%) 75.91K to 71.79K | < 1% |
| 03-May-11 4:03 PM View: | Duff & Phelps Corporation (DUF) | 02-May-11 | Market Sale | 15,086 | $15.34 | $231,419.00 | (17%) 90.99K to 75.91K | < 1% |
| 28-Apr-11 4:09 PM View: | Duff & Phelps Corporation (DUF) | 26-Apr-11 | Market Sale (Planned) | 11,655 | $16.19 | $188,682.00 | (11%) 102.65K to 90.99K | (< 1%) |
| 05-Apr-11 4:17 PM View: | Duff & Phelps Corporation (DUF) | 04-Apr-11 | Market Sale (Planned) | 2,268 | $15.80 | $35,834.40 | (2%) 104.92K to 102.65K | (< 1%) |
| 05-Apr-11 4:17 PM View: | Duff & Phelps Corporation (DUF) | 01-Apr-11 | Market Sale (Planned) | 4,207 | $15.79 | $66,411.30 | (4%) 109.12K to 104.92K | (< 1%) |
| 22-Mar-11 1:25 PM View: | Duff & Phelps Corporation (DUF) | 21-Mar-11 | Payment of Exercise | 4,412 | $15.15 | $66,841.80 | (4%) 113.54K to 109.12K | (2%) |
| 14-Mar-11 2:07 PM View: | Duff & Phelps Corporation (DUF) | 11-Mar-11 | Grant | 22,130 | -- | -- | 24% 91.41K to 113.54K | |
| 14-Mar-11 2:07 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-11 | Payment of Exercise | 2,229 | $15.25 | $33,992.20 | (2%) 93.64K to 91.41K | 1% |
| 03-Mar-11 4:04 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-11 | Grant | 30,050 | -- | -- | 47% 63.59K to 93.64K | |
| 01-Mar-11 1:12 PM View: | Duff & Phelps Corporation (DUF) | 28-Feb-11 | Payment of Exercise | 4,137 | $16.44 | $68,012.30 | (6%) 67.72K to 63.59K | 4% |
| 29-Mar-10 10:36 AM View: | Duff & Phelps Corporation (DUF) | 25-Mar-10 | Market Sale (Planned) | 787 | $17.64 | $13,882.70 | (1%) 68.51K to 67.72K | 2% |
| 23-Mar-10 1:09 PM View: | Duff & Phelps Corporation (DUF) | 22-Mar-10 | Market Sale (Planned) | 1,390 | $17.55 | $24,388.80 | (2%) 69.9K to 68.51K | (< 1%) |
| 23-Mar-10 1:09 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-10 | Payment of Exercise | 4,412 | $17.72 | $78,180.60 | (6%) 74.31K to 69.9K | < 1% |
| 18-Mar-10 4:23 PM View: | Duff & Phelps Corporation (DUF) | 17-Mar-10 | Market Sale (Planned) | 7,496 | $17.67 | $132,435.00 | (9%) 81.81K to 74.31K | < 1% |
| 12-Mar-10 8:52 AM View: | Duff & Phelps Corporation (DUF) | 10-Mar-10 | Grant | 18,458 | -- | -- | 29% 63.35K to 81.81K | |
| 02-Mar-10 11:01 AM View: | Duff & Phelps Corporation (DUF) | 26-Feb-10 | Payment of Exercise | 4,293 | $16.68 | $71,607.20 | (6%) 67.64K to 63.35K | (2%) |
| 23-Mar-09 12:36 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-09 | Payment of Exercise | 4,056 | $14.79 | $59,988.20 | (6%) 71.7K to 67.64K | (30%) |
| 27-Feb-09 3:01 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-09 | Grant | 34,264 | -- | -- | 92% 37.43K to 71.7K | |
| 24-Nov-08 5:09 PM View: | Duff & Phelps Corporation (DUF) | 21-Nov-08 | Market Purchase | 895 | $9.04 | $8,093.84 | 2% 36.54K to 37.43K | 120% |
| 20-Mar-08 4:10 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-08 | Grant | 36,539 | -- | -- | 100% 0 to 36.54K |