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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jun-24 12:06 PM View:  | Rezolute, Inc. (RZLT) | 14-Jun-24 | Market Purchase | 40,000 | $4.04 | $161,568.00 | 24% 163.35K to 203.35K | 17% |
| 31-May-24 4:05 PM View: | Rezolute, Inc. (RZLT) | 29-May-24 | Private Purchase | 451 | $3.50 | $1,578.50 | < 1% 162.9K to 163.35K | |
| 28-May-24 2:48 PM View: | Rezolute, Inc. (RZLT) | 24-May-24 | Purchase | 2,942 | $3.23 | $9,502.66 | 2% 159.96K to 162.9K | |
| 28-May-24 2:48 PM View: | Rezolute, Inc. (RZLT) | 23-May-24 | Private Purchase | 58 | $2.85 | $165.30 | < 1% 159.9K to 159.96K | |
| 19-Mar-24 9:17 AM View: | Rezolute, Inc. (RZLT) | 15-Mar-24 | Private Purchase | 20,000 | $1.69 | $33,830.00 | 14% 139.9K to 159.9K | |
| 08-Mar-24 12:37 PM View: | Rezolute, Inc. (RZLT) | 08-Mar-24 | Private Purchase | 50,000 | $1.93 | $96,345.00 | 56% 89.9K to 139.9K | |
| 20-Feb-24 7:01 AM View: | Rezolute, Inc. (RZLT) | 16-Feb-24 | Private Purchase | 41,900 | $1.30 | $54,411.30 | 107% 39.0K to 80.9K | |
| 20-Feb-24 7:01 AM View: | Rezolute, Inc. (RZLT) | 16-Feb-24 | Purchase | 9,000 | $1.37 | $12,330.00 | 11% 80.9K to 89.9K | |
| 25-May-21 3:40 PM View: | Nephros Inc. (NEPH) | 24-May-21 | Exercise (in-the money or at-the-money) | 2,222 | $2.70 | $5,999.40 | 1% 158.19K to 160.42K | |
| 12-Mar-20 5:02 PM View: | Nephros Inc. (NEPH) | 12-Mar-20 | Market Purchase | 2,500 | $6.65 | $16,625.00 | 2% 155.69K to 158.19K | (1%) |
| 05-Mar-20 5:18 PM View: | Nephros Inc. (NEPH) | 05-Mar-20 | Market Purchase | 2,500 | $8.44 | $21,109.00 | 2% 153.19K to 155.69K | (22%) |
| 18-Dec-19 5:14 PM View: | Nephros Inc. (NEPH) | 16-Dec-19 | Grant | 9,282 | -- | -- | 6% 143.91K to 153.19K | |
| 18-Nov-19 12:12 PM View: | Nephros Inc. (NEPH) | 18-Nov-19 | Market Purchase | 1,000 | $8.35 | $8,350.00 | < 1% 142.91K to 143.91K | (22%) |
| 22-Aug-19 4:09 PM View: | Nephros Inc. (NEPH) | 22-Aug-19 | Market Purchase | 2,000 | $6.92 | $13,845.40 | 1% 140.91K to 142.91K | |
| 14-Jun-19 12:34 PM View: | Nephros Inc. (NEPH) | 14-Jun-19 | Market Purchase | 11,172 | $0.60 | $6,683.09 | < 1% 1.23M to 1.24M | |
| 14-Jun-19 12:34 PM View: | Nephros Inc. (NEPH) | 14-Jun-19 | Market Purchase | 32,000 | $0.60 | $19,077.60 | 3% 1.24M to 1.27M | |
| 18-Dec-18 5:34 PM View: | Nephros Inc. (NEPH) | 14-Dec-18 | Grant | 108,296 | -- | -- | 10% 1.12M to 1.23M | |
| 14-May-18 7:27 AM View: | Nephros Inc. (NEPH) | 14-May-18 | Exercise (in-the money or at-the-money) | 40,000 | $0.30 | $12,000.00 | 4% 1.08M to 1.12M | |
| 12-Apr-18 4:12 PM View: | Nephros Inc. (NEPH) | 10-Apr-18 | Market Purchase | 79,000 | $0.45 | $35,550.00 | 8% 997.79K to 1.08M | |
| 22-Dec-17 11:29 AM View: | Nephros Inc. (NEPH) | 20-Dec-17 | Grant | 180,000 | -- | -- | 22% 817.79K to 997.79K | |
| 06-Sep-17 5:13 PM View: | Nephros Inc. (NEPH) | 06-Sep-17 | Market Purchase | 28,000 | $0.24 | $6,818.00 | 4% 789.79K to 817.79K | 69% |
| 06-Sep-17 5:13 PM View: | Nephros Inc. (NEPH) | 05-Sep-17 | Market Purchase | 1,580 | $0.23 | $371.30 | < 1% 788.21K to 789.79K | |
| 23-Aug-17 12:51 PM View: | Nephros Inc. (NEPH) | 22-Aug-17 | Market Purchase | 4,000 | $0.25 | $1,000.00 | < 1% 784.21K to 788.21K | 185% |
| 11-Aug-17 5:35 PM View: | Nephros Inc. (NEPH) | 11-Aug-17 | Market Purchase | 70,000 | $0.26 | $18,200.00 | 10% 714.21K to 784.21K | 175% |
| 13-Jun-17 4:19 PM View: | Nephros Inc. (NEPH) | 12-Jun-17 | Market Purchase | 3,961 | $0.26 | $1,029.86 | < 1% 710.25K to 714.21K | 51% |
| 13-Jun-17 4:19 PM View: | Nephros Inc. (NEPH) | 09-Jun-17 | Market Purchase | 17,500 | $0.26 | $4,550.00 | 3% 692.75K to 710.25K | 45% |
| 19-May-17 5:55 PM View: | Nephros Inc. (NEPH) | 19-May-17 | Market Purchase | 7,500 | $0.25 | $1,912.50 | 1% 685.25K to 692.75K | 57% |
| 19-May-17 5:55 PM View: | Nephros Inc. (NEPH) | 18-May-17 | Purchase | 22,500 | $0.25 | $5,737.50 | 3% 662.75K to 685.25K | |
| 04-Apr-17 4:49 PM View: | Nephros Inc. (NEPH) | 31-Mar-17 | Grant | 17,756 | -- | -- | 3% 644.99K to 662.75K | |
| 21-Mar-17 5:52 PM View: | Nephros Inc. (NEPH) | 17-Mar-17 | Purchase | 83,332 | -- | -- | 15% 561.66K to 644.99K | |
| 23-Dec-16 4:44 PM View: | Nephros Inc. (NEPH) | 23-Dec-16 | Grant | 213,068 | -- | -- | 61% 348.59K to 561.66K | |
| 15-Dec-16 4:33 PM View: | Nephros Inc. (NEPH) | 14-Dec-16 | Grant | 9,165 | -- | -- | 3% 339.43K to 348.59K | |
| 09-Dec-16 5:11 PM View: | Nephros Inc. (NEPH) | 07-Dec-16 | Market Purchase | 4,069 | $0.32 | $1,302.08 | 1% 335.36K to 339.43K | 70% |
| 06-Dec-16 4:37 PM View: | Nephros Inc. (NEPH) | 05-Dec-16 | Market Purchase | 10,620 | $0.34 | $3,610.34 | 3% 324.74K to 335.36K | 9% |
| 02-Dec-16 4:28 PM View: | Nephros Inc. (NEPH) | 01-Dec-16 | Market Purchase | 40,599 | $0.32 | $13,016.00 | 14% 284.14K to 324.74K | 15% |
| 02-Dec-16 4:28 PM View: | Nephros Inc. (NEPH) | 30-Nov-16 | Market Purchase | 931 | $0.29 | $269.99 | < 1% 283.21K to 284.14K | 28% |
| 18-Dec-15 3:22 PM View: | Nephros Inc. (NEPH) | 17-Dec-15 | Grant | 42,840 | -- | -- | 18% 240.37K to 283.21K | |
| 11-Sep-15 5:29 PM View: | Nephros Inc. (NEPH) | 09-Sep-15 | Grant | 70,610 | -- | -- | 42% 169.76K to 240.37K | |
| 31-Aug-15 4:24 PM View: | Nephros Inc. (NEPH) | 31-Aug-15 | Market Purchase | 10,000 | $0.57 | $5,700.00 | 6% 159.76K to 169.76K | (32%) |
| 31-Aug-15 4:24 PM View: | Nephros Inc. (NEPH) | 28-Aug-15 | Market Purchase | 15,000 | $0.59 | $8,900.00 | 10% 144.76K to 159.76K | (26%) |
| 31-Aug-15 4:24 PM View: | Nephros Inc. (NEPH) | 27-Aug-15 | Market Purchase | 19,175 | $0.56 | $10,738.00 | 15% 125.58K to 144.76K | (22%) |
| 20-Aug-15 6:43 PM View: | Nephros Inc. (NEPH) | 20-Aug-15 | Market Purchase | 27,000 | $0.56 | $15,120.00 | 27% 98.58K to 125.58K | (22%) |
| 20-Aug-15 6:43 PM View: | Nephros Inc. (NEPH) | 19-Aug-15 | Market Purchase | 24,500 | $0.50 | $12,250.00 | 33% 74.08K to 98.58K | (12%) |
| 22-Dec-14 5:53 PM View: | Nephros Inc. (NEPH) | 18-Dec-14 | Acquisition (other) | 21,239 | $0.60 | $12,743.40 | 40% 52.84K to 74.08K | |
| 07-Nov-14 5:24 PM View: | Nephros Inc. (NEPH) | 06-Nov-14 | Grant | 43,194 | -- | -- | 448% 9.65K to 52.84K | |
| 27-Mar-14 4:45 PM View: | Nephros Inc. (NEPH) | 21-Mar-14 | Acquisition (other) | 2,151 | $0.30 | $645.30 | 29% 7.5K to 9.65K | |
| 02-Apr-12 4:20 PM View: | Nile Therapeutics, Inc (CAPR) | 30-Mar-12 | Purchase | 12,500 | -- | -- | 53% 23.75K to 36.25K | |
| 09-Jul-09 5:48 PM View: | Nile Therapeutics, Inc (CAPR) | 07-Jul-09 | Purchase | 3,952 | -- | -- | 20% 19.8K to 23.75K | |
| 13-Mar-09 7:35 PM View: | Nile Therapeutics, Inc (CAPR) | 13-Mar-09 | Market Purchase | 5,000 | $0.75 | $3,750.00 | 34% 14.8K to 19.8K | (100%) |
| 13-Mar-09 7:35 PM View: | Nile Therapeutics, Inc (CAPR) | 11-Mar-09 | Market Purchase | 6,000 | $0.77 | $4,620.00 | 68% 8.8K to 14.8K | (100%) |