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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-22 6:33 PM View:  | Pzena Investment Management... (PZN) | 31-Oct-22 | Disposition (change in control) | 5,209,080 | -- | -- | (100%) 5.21M to 0 | |
| 04-Jan-22 4:50 PM View: | Pzena Investment Management... (PZN) | 01-Jan-22 | Grant | 200,000 | -- | -- | 3% 5.72M to 5.92M | |
| 04-Jan-22 4:50 PM View: | Pzena Investment Management... (PZN) | 31-Dec-21 | Option Exercise | 49,573 | -- | -- | < 1% 5.67M to 5.72M | |
| 04-Jan-22 4:50 PM View: | Pzena Investment Management... (PZN) | 03-Jun-21 | Gift | 200,000 | -- | -- | (3%) 5.87M to 5.67M | |
| 05-Jan-21 8:35 PM View: | Pzena Investment Management... (PZN) | 01-Jan-21 | Grant | 150,000 | -- | -- | 3% 5.72M to 5.87M | |
| 05-Jan-21 8:35 PM View: | Pzena Investment Management... (PZN) | 31-Dec-20 | Option Exercise | 70,749 | -- | -- | 1% 5.65M to 5.72M | |
| 05-Jan-21 8:35 PM View: | Pzena Investment Management... (PZN) | 17-Dec-20 | Gift | 200,000 | -- | -- | (3%) 5.85M to 5.65M | |
| 03-Mar-20 5:53 PM View: | Pzena Investment Management... (PZN) | 28-Feb-20 | Grant | 221,729 | -- | -- | 4% 5.63M to 5.85M | |
| 03-Jan-20 6:11 PM View: | Pzena Investment Management... (PZN) | 31-Dec-19 | Option Exercise | 70,748 | -- | -- | 1% 5.56M to 5.63M | |
| 03-Jan-19 5:56 PM View: | Pzena Investment Management... (PZN) | 01-Jan-19 | Grant | 83,752 | -- | -- | 2% 5.47M to 5.56M | |
| 03-Jan-19 5:56 PM View: | Pzena Investment Management... (PZN) | 31-Dec-18 | Grant | 51,363 | -- | -- | < 1% 5.42M to 5.47M | |
| 03-Jan-19 5:56 PM View: | Pzena Investment Management... (PZN) | 19-Dec-18 | Gift | 100,000 | -- | -- | (2%) 5.52M to 5.42M | |
| 01-May-18 4:20 PM View: | Pzena Investment Management... (PZN) | 30-Apr-18 | Grant | 297,211 | -- | -- | 6% 5.22M to 5.52M | |
| 03-Jan-18 4:39 PM View: | Pzena Investment Management... (PZN) | 31-Dec-17 | Grant | 21,174 | -- | -- | < 1% 5.2M to 5.22M | |
| 03-Jan-18 4:39 PM View: | Pzena Investment Management... (PZN) | 22-Dec-17 | Gift | 150,000 | -- | -- | (3%) 5.35M to 5.2M | |
| 03-Jan-18 4:39 PM View: | Pzena Investment Management... (PZN) | 26-Sep-17 | Gift | 150,000 | -- | -- | (3%) 5.5M to 5.35M | |
| 15-Dec-16 4:33 PM View: | Pzena Investment Management... (PZN) | 13-Dec-16 | Option Exercise | 200,000 | -- | -- | 4% 5.3M to 5.5M | |
| 15-Dec-16 4:33 PM View: | Pzena Investment Management... (PZN) | 06-Dec-16 | Gift | 100,000 | -- | -- | (2%) 5.4M to 5.3M | |
| 15-Dec-16 4:33 PM View: | Pzena Investment Management... (PZN) | 21-Apr-16 | Gift | 100,000 | -- | -- | (2%) 5.5M to 5.4M | |
| 22-Dec-15 9:11 PM View: | Pzena Investment Management... (PZN) | 18-Dec-15 | Grant | 100,000 | -- | -- | 2% 5.4M to 5.5M | |
| 12-Feb-16 9:49 AM View: | Pzena Investment Management... (PZN) | 12-Jun-15 | Gift | 150,000 | -- | -- | (3%) 5.65M to 5.5M | |
| 02-Jan-15 4:21 PM View: | Pzena Investment Management... (PZN) | 22-Dec-14 | Gift | 50,000 | -- | -- | (< 1%) 5.6M to 5.55M | |
| 02-Jan-15 4:21 PM View: | Pzena Investment Management... (PZN) | 14-Feb-14 | Gift | 100,000 | -- | -- | (2%) 5.65M to 5.55M | |
| 10-Jan-14 11:08 AM View: | Pzena Investment Management... (PZN) | 09-Dec-13 | Gift | 50,000 | -- | -- | (< 1%) 5.75M to 5.7M | |
| 10-Jan-14 11:08 AM View: | Pzena Investment Management... (PZN) | 14-Feb-13 | Gift | 100,000 | -- | -- | (2%) 5.8M to 5.7M | |
| 03-Jan-13 3:27 PM View: | Pzena Investment Management... (PZN) | 30-Nov-12 | Gift | 100,000 | -- | -- | (2%) 5.34M to 5.24M | |
| 03-Jan-13 3:27 PM View: | Pzena Investment Management... (PZN) | 03-Aug-12 | Gift | 100,000 | -- | -- | (2%) 5.34M to 5.24M | |
| 02-Nov-07 11:01 AM View: | Pzena Investment Management... (PZN) | 30-Oct-07 | Grant | 5,442,780 | $5.44 | $29,608,800.00 | 100% 0 to 5.44M | |
| 02-Nov-07 11:01 AM View: | Pzena Investment Management... (PZN) | 30-Oct-07 | Grant | 708,970 | $0.71 | $503,369.00 | 13% 5.44M to 6.15M |