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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Jan-17 4:01 PM View:  | Histogen Inc. (HSTO) | 09-Jan-17 | Option Exercise | 42,424 | $0.99 | $41,999.80 | 29% 144.74K to 187.16K | |
| 06-Feb-15 4:04 PM View: | Histogen Inc. (HSTO) | 02-Apr-14 | Gift | 5,000 | -- | -- | (3%) 149.74K to 144.74K | |
| 01-Aug-13 7:09 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Conversion | 43,072 | -- | -- | 40% 106.67K to 149.74K | |
| 16-Sep-09 7:25 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Sep-09 | Grant Duplicate | 1,350 | -- | -- | 5% 28.17K to 29.52K | |
| 31-Aug-09 2:38 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 31-Aug-09 | Market Purchase | 1,000 | $1.90 | $1,900.00 | 4% 27.17K to 28.17K | (98%) |
| 28-Aug-09 5:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 28-Aug-09 | Grant Duplicate | 1,428 | -- | -- | 6% 25.74K to 27.17K | |
| 14-Aug-09 2:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 13-Aug-09 | Grant | 504 | -- | -- | 2% 25.24K to 25.74K | |
| 08-Jun-09 1:59 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 04-Jun-09 | Grant | 1,120 | -- | -- | 5% 24.12K to 25.24K | |
| 15-May-09 12:51 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-May-09 | Grant | 463 | -- | -- | 2% 23.66K to 24.12K | |
| 08-May-09 1:26 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 07-May-09 | Grant | 513 | -- | -- | 2% 23.14K to 23.66K | |
| 01-Apr-09 1:45 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 30-Mar-09 | Grant | 472 | -- | -- | 2% 22.67K to 23.14K | |
| 30-Mar-09 11:30 AM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 26-Mar-09 | Grant Duplicate | 1,357 | -- | -- | 6% 21.32K to 22.67K | |
| 23-Mar-09 2:19 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 19-Mar-09 | Grant | 727 | -- | -- | 4% 20.59K to 21.32K | |
| 12-Mar-09 12:51 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 10-Mar-09 | Grant Duplicate | 2,093 | -- | -- | 11% 18.5K to 20.59K | |
| 16-Jan-09 1:34 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Jan-09 | Grant Duplicate | 8,239 | -- | -- | 80% 10.26K to 18.5K | |
| 07-Nov-08 3:32 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 05-Nov-08 | Grant | 600 | -- | -- | 6% 9.66K to 10.26K | |
| 26-Aug-08 5:56 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 25-Aug-08 | Grant Duplicate | 1,353 | -- | -- | 16% 8.3K to 9.66K | |
| 13-Aug-08 2:46 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 08-Aug-08 | Grant | 586 | -- | -- | 8% 7.72K to 8.3K | |
| 09-Jun-08 4:02 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 05-Jun-08 | Grant | 1,241 | -- | -- | 19% 6.48K to 7.72K | |
| 12-May-08 5:49 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 09-May-08 | Grant | 517 | -- | -- | 9% 5.96K to 6.48K | |
| 18-Apr-08 2:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 16-Apr-08 | Grant Duplicate | 1,216 | -- | -- | 26% 4.74K to 5.96K | |
| 07-Mar-08 5:17 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 06-Mar-08 | Grant Duplicate | 1,015 | -- | -- | 27% 3.73K to 4.74K | |
| 04-Mar-08 6:01 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 29-Feb-08 | Grant | 1,387 | -- | -- | 59% 2.34K to 3.73K | |
| 15-Jan-08 4:11 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Jan-08 | Grant Duplicate | 1,007 | -- | -- | 75% 1.33K to 2.34K | |
| 17-Dec-07 1:01 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Dec-07 | Grant Duplicate | 575 | -- | -- | 76% 0.76K to 1.33K | |
| 15-Nov-07 8:46 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Nov-07 | Grant Duplicate | 533 | -- | -- | 236% 0.23K to 0.76K | |
| 07-Nov-07 7:26 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 05-Nov-07 | Grant | 226 | -- | -- | 100% 0 to 0.23K |