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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-22 6:36 PM View:  | Pzena Investment Management... (PZN) | 31-Oct-22 | Disposition (change in control) | 5,852,630 | $0.01 | $45,120.00 | (100%) 5.85M to 0 | |
| 04-Jan-22 4:51 PM View: | Pzena Investment Management... (PZN) | 01-Jan-22 | Grant Duplicate | 200,000 | -- | -- | 4% 5.65M to 5.85M | |
| 04-Jan-22 4:51 PM View: | Pzena Investment Management... (PZN) | 31-Dec-21 | Option Exercise | 15,075 | -- | -- | < 1% 5.63M to 5.65M | |
| 04-Jan-22 4:51 PM View: | Pzena Investment Management... (PZN) | 03-Jun-21 | Gift | 150,000 | -- | -- | (3%) 5.78M to 5.63M | |
| 05-Jan-21 8:37 PM View: | Pzena Investment Management... (PZN) | 01-Jan-21 | Grant | 100,000 | -- | -- | 2% 5.68M to 5.78M | |
| 05-Jan-21 8:37 PM View: | Pzena Investment Management... (PZN) | 31-Dec-20 | Option Exercise | 34,186 | -- | -- | < 1% 5.65M to 5.68M | |
| 05-Jan-21 8:37 PM View: | Pzena Investment Management... (PZN) | 17-Dec-20 | Gift | 75,000 | -- | -- | (1%) 5.72M to 5.65M | |
| 03-Jan-20 6:13 PM View: | Pzena Investment Management... (PZN) | 01-Jan-20 | Grant | 221,331 | -- | -- | 4% 5.5M to 5.72M | |
| 03-Jan-20 6:13 PM View: | Pzena Investment Management... (PZN) | 31-Dec-19 | Option Exercise | 64,948 | -- | -- | 1% 5.44M to 5.5M | |
| 03-Jan-19 6:01 PM View: | Pzena Investment Management... (PZN) | 01-Jan-19 | Grant | 62,994 | -- | -- | 1% 5.37M to 5.44M | |
| 03-Jan-19 6:01 PM View: | Pzena Investment Management... (PZN) | 31-Dec-18 | Grant | 49,875 | -- | -- | < 1% 5.32M to 5.37M | |
| 03-Jan-19 6:01 PM View: | Pzena Investment Management... (PZN) | 19-Dec-18 | Gift | 75,000 | -- | -- | (1%) 5.4M to 5.32M | |
| 01-May-18 4:21 PM View: | Pzena Investment Management... (PZN) | 30-Apr-18 | Grant | 248,394 | -- | -- | 5% 5.15M to 5.4M | |
| 03-Jan-18 4:44 PM View: | Pzena Investment Management... (PZN) | 31-Dec-17 | Grant | 49,875 | -- | -- | < 1% 5.1M to 5.15M | |
| 03-Jan-18 4:44 PM View: | Pzena Investment Management... (PZN) | 22-Dec-17 | Gift Duplicate | 150,000 | -- | -- | (3%) 5.25M to 5.1M | |
| 03-Jan-18 4:44 PM View: | Pzena Investment Management... (PZN) | 26-Sep-17 | Gift | 75,000 | -- | -- | (1%) 5.33M to 5.25M | |
| 04-Jan-17 4:53 PM View: | Pzena Investment Management... (PZN) | 01-Jan-17 | Grant | 140,646 | -- | -- | 3% 5.19M to 5.33M | |
| 04-Jan-17 4:53 PM View: | Pzena Investment Management... (PZN) | 31-Dec-16 | Grant | 30,762 | -- | -- | < 1% 5.15M to 5.19M | |
| 04-Jan-17 4:53 PM View: | Pzena Investment Management... (PZN) | 06-Dec-16 | Gift Duplicate | 100,000 | -- | -- | (2%) 5.25M to 5.15M | |
| 04-Jan-17 4:53 PM View: | Pzena Investment Management... (PZN) | 21-Apr-16 | Gift | 75,000 | -- | -- | (1%) 5.33M to 5.25M | |
| 22-Dec-15 9:13 PM View: | Pzena Investment Management... (PZN) | 18-Dec-15 | Grant | 191,938 | -- | -- | 4% 5.14M to 5.33M | |
| 12-Feb-16 9:49 AM View: | Pzena Investment Management... (PZN) | 12-Jun-15 | Gift | 125,000 | -- | -- | (2%) 5.45M to 5.33M | |
| 11-Mar-15 4:11 PM View: | Pzena Investment Management... (PZN) | 09-Mar-15 | Option Exercise | 200,000 | -- | -- | 4% 5.06M to 5.26M | |
| 02-Jan-15 4:15 PM View: | Pzena Investment Management... (PZN) | 22-Dec-14 | Gift | 50,000 | -- | -- | (< 1%) 5.11M to 5.06M | |
| 02-Jan-15 4:15 PM View: | Pzena Investment Management... (PZN) | 14-Feb-14 | Gift | 75,000 | -- | -- | (1%) 5.14M to 5.06M | |
| 10-Jan-14 11:06 AM View: | Pzena Investment Management... (PZN) | 09-Dec-13 | Gift | 50,000 | -- | -- | (< 1%) 5.24M to 5.19M | |
| 10-Jan-14 11:06 AM View: | Pzena Investment Management... (PZN) | 14-Feb-13 | Gift | 100,000 | -- | -- | (2%) 5.29M to 5.19M | |
| 03-Jan-13 3:28 PM View: | Pzena Investment Management... (PZN) | 30-Nov-12 | Gift | 100,000 | -- | -- | (2%) 4.17M to 4.07M | |
| 03-Jan-13 3:28 PM View: | Pzena Investment Management... (PZN) | 03-Aug-12 | Gift | 100,000 | -- | -- | (2%) 4.17M to 4.07M | |
| 02-Nov-07 10:58 AM View: | Pzena Investment Management... (PZN) | 30-Oct-07 | Grant | 4,256,660 | $4.26 | $18,133,400.00 | 100% 0 to 4.26M | |
| 02-Nov-07 10:58 AM View: | Pzena Investment Management... (PZN) | 30-Oct-07 | Grant | 1,281,250 | $1.28 | $1,640,000.00 | 30% 4.26M to 5.54M |