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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Dec-12 6:11 AM View:  | China Shen Zhou Mining & Re... (SHZ) | 20-Aug-12 | Grant | 30,000 | -- | -- | < 1% 15.0M to 15.03M | |
| 13-Jun-11 5:21 PM View: | China Shen Zhou Mining & Re... (SHZ) | 29-Apr-11 | Market Sale | 69,900 | $4.79 | $334,723.00 | (< 1%) 15.07M to 15.0M | 98% |
| 13-Jun-11 5:21 PM View: | China Shen Zhou Mining & Re... (SHZ) | 20-Apr-11 | Market Sale | 10 | $4.89 | $48.90 | (< 1%) 15.07M to 15.07M | 98% |
| 13-Jun-11 5:21 PM View: | China Shen Zhou Mining & Re... (SHZ) | 08-Apr-11 | Market Sale | 100,000 | $6.09 | $609,000.00 | (< 1%) 15.17M to 15.07M | 98% |
| 08-Nov-10 8:39 AM View: | China Shen Zhou Mining & Re... (SHZ) | 27-Oct-10 | Market Sale | 10,000 | $3.61 | $36,100.00 | (< 1%) 15.18M to 15.17M | 97% |
| 08-Nov-10 8:39 AM View: | China Shen Zhou Mining & Re... (SHZ) | 26-Oct-10 | Market Sale | 40,000 | $3.60 | $144,000.00 | (< 1%) 15.22M to 15.18M | 97% |
| 08-Nov-10 8:39 AM View: | China Shen Zhou Mining & Re... (SHZ) | 25-Oct-10 | Market Sale | 50,000 | $3.34 | $167,000.00 | (< 1%) 15.27M to 15.22M | 97% |
| 25-Feb-10 10:25 AM View: | China Shen Zhou Mining & Re... (SHZ) | 04-Feb-10 | Gift | 250,000 | -- | -- | 2% 15.02M to 15.27M | |
| 18-Aug-09 6:37 AM View: | China Shen Zhou Mining & Re... (SHZ) | 14-Aug-09 | Gift | 100,000 | -- | -- | < 1% 14.97M to 15.07M | |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 09-Dec-08 | Market Purchase | 5,000 | $0.45 | $2,227.50 | < 1% 14.97M to 14.97M | (93%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 04-Dec-08 | Market Purchase | 5,000 | $0.45 | $2,234.00 | < 1% 14.96M to 14.97M | (94%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 20-Nov-08 | Market Purchase | 10,000 | $0.35 | $3,535.00 | < 1% 14.95M to 14.96M | (92%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 28-Oct-08 | Market Purchase | 10,000 | $0.64 | $6,351.00 | < 1% 14.94M to 14.95M | (95%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 24-Oct-08 | Market Purchase | 21,000 | $0.60 | $12,562.20 | < 1% 14.92M to 14.94M | (95%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 16-Oct-08 | Market Purchase | 500 | $0.60 | $300.00 | < 1% 14.92M to 14.92M | (95%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 15-Oct-08 | Market Purchase | 1,000 | $0.57 | $575.00 | < 1% 14.92M to 14.92M | (95%) |
| 12-Feb-09 8:31 AM View: | China Shen Zhou Mining & Re... (SHZ) | 14-Oct-08 | Market Purchase | 1,000 | $0.70 | $696.00 | < 1% 14.92M to 14.92M | (95%) |