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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Apr-19 3:28 PM View:  | Gwg Holdings, Inc. (GWGHQ) | 26-Apr-19 | Acquisition (other) | 2,026,580 | -- | -- | 50% 4.05M to 6.08M | |
| 30-Apr-19 3:28 PM View: | Gwg Holdings, Inc. (GWGHQ) | 26-Apr-19 | Disposition (other) | 854,195 | -- | -- | (14%) 6.08M to 5.23M | |
| 30-Apr-19 3:28 PM View: | Gwg Holdings, Inc. (GWGHQ) | 26-Apr-19 | Disposition (other) | 3,198,960 | -- | -- | (61%) 5.23M to 2.03M | |
| 30-Apr-19 3:28 PM View: | Gwg Holdings, Inc. (GWGHQ) | 26-Mar-19 | Gift | 50,000 | -- | -- | (1%) 4.1M to 4.05M | |
| 13-Feb-19 10:00 PM View: | Gwg Holdings, Inc. (GWGHQ) | 07-Dec-18 | Gift | 100,000 | -- | -- | (4%) 2.23M to 2.13M | |
| 13-Feb-19 10:00 PM View: | Gwg Holdings, Inc. (GWGHQ) | 07-Dec-18 | Disposition (other) | 48,544 | -- | -- | (2%) 2.13M to 2.08M | |
| 05-Sep-18 1:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 21-Aug-18 | Payment of Exercise | 54,916 | $11.05 | $606,822.00 | (2%) 3.33M to 3.27M | 54% |
| 05-Sep-18 1:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 21-Aug-18 | Option Exercise | 63,333 | $8.26 | $523,400.00 | 2% 3.26M to 3.33M | |
| 09-Aug-16 3:29 PM View: | Gwg Holdings, Inc. (GWGHQ) | 27-Jul-16 | Acquisition (other) | 244,543 | -- | -- | 10% 2.46M to 2.71M | |
| 09-Aug-16 3:29 PM View: | Gwg Holdings, Inc. (GWGHQ) | 27-Jul-16 | Disposition (other) | 489,086 | -- | -- | (18%) 2.71M to 2.22M | |
| 26-Sep-14 3:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 24-Sep-14 | Purchase Duplicate | 100,000 | $12.50 | $1,250,000.00 | 4% 2.36M to 2.46M |