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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jul-19 4:46 PM View:  | Guggenheim Strategic Opport... (GOF) | 10-Jul-19 | Market Sale | 2,000 | $21.09 | $42,182.80 | (100%) 2.0K to 0 | 3% |
| 13-Mar-19 10:08 AM View: | Guggenheim Credit Allocatio... (GGM) | 12-Mar-19 | Market Sale | 6,919 | $21.66 | $149,866.00 | (100%) 6.92K to 0 | < 1% |
| 11-Mar-19 4:46 PM View: | Guggenheim Credit Allocatio... (GGM) | 11-Mar-19 | Market Sale | 1,933 | $21.46 | $41,482.20 | (22%) 8.85K to 6.92K | < 1% |
| 11-Mar-19 4:46 PM View: | Guggenheim Credit Allocatio... (GGM) | 08-Mar-19 | Market Sale | 3,837 | $21.53 | $82,624.80 | (30%) 12.69K to 8.85K | < 1% |
| 29-Dec-17 11:31 AM View: | Guggenheim Strategic Opport... (GOF) | 28-Dec-17 | Market Sale | 32,143 | $21.65 | $695,896.00 | (94%) 34.14K to 2.0K | 18% |
| 14-Mar-16 3:23 PM View: | Guggenheim Strategic Opport... (GOF) | 11-Mar-16 | Market Purchase | 12,000 | $16.14 | $193,642.00 | 54% 22.14K to 34.14K | 17% |
| 12-Aug-15 2:21 PM View: | Guggenheim Strategic Opport... (GOF) | 11-Aug-15 | Market Purchase | 7,000 | $18.83 | $131,831.00 | 136% 5.14K to 12.14K | 9% |
| 01-Jul-15 1:28 PM View: | Guggenheim Strategic Opport... (GOF) | 30-Jun-15 | Market Purchase | 1,300 | $21.73 | $28,243.80 | 13% 9.9K to 11.2K | (5%) |
| 01-Jul-15 1:54 PM View: | Guggenheim Credit Allocatio... (GGM) | 30-Jun-15 | Market Purchase | 1,300 | $21.73 | $28,243.80 | 13% 9.9K to 11.2K | 2% |
| 01-Jul-15 1:22 PM View: | Guggenheim Strategic Opport... (GOF) | 29-Jun-15 | Market Purchase | 5,143 | $19.23 | $98,889.60 | 100% 0 to 5.14K | 8% |
| 01-Jul-15 1:14 PM View: | Guggenheim Credit Allocatio... (GGM) | 29-Jun-15 | Market Purchase | 1,918 | $21.74 | $41,695.40 | 24% 7.98K to 9.9K | 1% |
| 21-May-15 5:28 PM View: | Diamond Resorts Internation... (DRII) | 19-May-15 | Grant | 11,471 | -- | -- | 62% 18.54K to 30.01K | |
| 30-Sep-14 9:40 AM View: | Guggenheim Credit Allocatio... (GGM) | 26-Sep-14 | Market Purchase | 7,538 | $23.43 | $176,621.00 | 1713% 0.44K to 7.98K | 2% |
| 08-Aug-14 9:58 AM View: | Guggenheim Credit Allocatio... (GGM) | 07-Aug-14 | Market Purchase | 440 | $23.29 | $10,247.60 | 100% 0 to 0.44K | 4% |
| 23-May-14 4:00 PM View: | Diamond Resorts Internation... (DRII) | 20-May-14 | Grant | 7,828 | -- | -- | 73% 10.71K to 18.54K | |
| 26-Jul-13 10:05 AM View: | Diamond Resorts Internation... (DRII) | 24-Jul-13 | Grant | 10,714 | -- | -- | 100% 0 to 10.71K | |
| 31-Jan-11 4:50 PM View: | Guggenheim Strategic Opport... (GOF) | 01-Dec-10 | Gift | 10,000 | $20.21 | $202,100.00 | (100%) 10.0K to 0 | (58%) |
| 31-Jan-11 4:50 PM View: | Guggenheim Strategic Opport... (GOF) | 17-Sep-10 | Gift | 5,000 | $19.80 | $99,000.00 | (33%) 15.0K to 10.0K | (64%) |
| 31-Jan-11 4:50 PM View: | Guggenheim Strategic Opport... (GOF) | 31-Aug-10 | Gift | 11,900 | $19.20 | $228,480.00 | (44%) 26.9K to 15.0K | (70%) |
| 31-Jan-11 4:50 PM View: | Guggenheim Strategic Opport... (GOF) | 05-May-10 | Gift | 15,000 | $18.01 | $270,150.00 | (36%) 41.9K to 26.9K | (88%) |
| 15-Oct-08 1:48 PM View: | Guggenheim Strategic Opport... (GOF) | 10-Oct-08 | Market Purchase | 1,900 | $8.34 | $15,846.00 | 5% 40.0K to 41.9K | 340% |
| 10-Oct-08 5:06 PM View: | Guggenheim Strategic Opport... (GOF) | 09-Oct-08 | Market Purchase | 10,000 | $9.50 | $95,000.00 | 33% 30.0K to 40.0K | 292% |
| 22-Sep-08 10:41 AM View: | Guggenheim Strategic Opport... (GOF) | 18-Sep-08 | Market Purchase | 5,000 | $12.00 | $60,000.00 | 20% 25.0K to 30.0K | 211% |
| 19-Nov-07 3:01 PM View: | Guggenheim Strategic Opport... (GOF) | 19-Nov-07 | Market Purchase | 5,000 | $16.35 | $81,750.00 | 25% 20.0K to 25.0K | 150% |
| 15-Nov-07 6:17 PM View: | Guggenheim Strategic Opport... (GOF) | 15-Nov-07 | Market Purchase | 10,000 | $16.60 | $166,000.00 | 100% 10.0K to 20.0K | 146% |
| 09-Nov-07 5:42 PM View: | Guggenheim Strategic Opport... (GOF) | 09-Nov-07 | Market Purchase | 1,000 | $17.00 | $17,000.00 | 100% 0 to 1.0K | 143% |