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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Dec-10 4:35 PM View:  | Rodman & Renshaw Capital Gr... (MKTS) | 30-Nov-10 | Grant | 300,000 | -- | -- | 12% 2.44M to 2.74M | |
| 19-Feb-08 11:09 AM View: | Rodman & Renshaw Capital Gr... (MKTS) | 15-Feb-08 | Grant | 15,873 | -- | -- | < 1% 2.43M to 2.44M |