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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-May-15 5:10 PM View:  | EnerJex Resources, Inc. (UAVS) | 04-May-15 | Disposition (other) | 3,439,520 | -- | -- | (100%) 3.44M to 0 | |
| 02-May-14 3:47 PM View: | EnerJex Resources, Inc. (UAVS) | 10-Apr-14 | Disposition (other) | 1,225,000 | -- | -- | (2%) 52.82M to 51.59M | |
| 01-Oct-13 3:50 PM View: | EnerJex Resources, Inc. (UAVS) | 27-Sep-13 | Acquisition (other) | 40,404,700 | -- | -- | 342% 11.81M to 52.22M | |
| 11-Oct-12 5:16 PM View: | GreenHunter Energy, Inc. (GRH) | 09-Oct-12 | Market Sale | 1,225,250 | $2.00 | $2,450,500.00 | (44%) 2.8M to 1.57M | 95% |
| 21-Sep-12 6:40 PM View: | GreenHunter Energy, Inc. (GRH) | 12-Sep-12 | Conversion | 2,450,500 | -- | -- | 100% 0 to 2.45M | |
| 21-Sep-12 6:40 PM View: | GreenHunter Energy, Inc. (GRH) | 12-Sep-12 | Purchase | 345,000 | -- | -- | 14% 2.45M to 2.8M | |
| 03-Jan-12 3:53 PM View: | American Defense Systems Inc (ADFS.PK) | 29-Dec-11 | Private Purchase | 12,994,800 | $0.02 | $300,322.00 | (100%) 12.99M to 0 | |
| 01-Apr-11 4:11 PM View: | American Defense Systems Inc (ADFS.PK) | 22-Mar-11 | Disposition (other) | 8,047,390 | -- | -- | (38%) 21.04M to 12.99M | |
| 04-Jan-11 4:55 PM View: | Oakridge Energy Inc. (OAKR) | 31-Dec-10 | Private Sale | 617,317 | $2.71 | $1,676,020.00 | (100%) 617.32K to 0 | |
| 04-Jan-11 4:57 PM View: | EnerJex Resources, Inc. (UAVS) | 31-Dec-10 | Purchase | 10,550,000 | $0.52 | $5,469,020.00 | 836% 1.26M to 11.81M | |
| 30-Sep-10 3:54 PM View: | EnerJex Resources, Inc. (UAVS) | 28-Sep-10 | Private Purchase | 298,662 | $0.05 | $14,345.50 | 31% 963.39K to 1.26M | |
| 23-Sep-10 2:03 PM View: | EnerJex Resources, Inc. (UAVS) | 20-Sep-10 | Acquisition (other) | 4,005 | -- | -- | < 1% 959.39K to 963.39K | |
| 23-Sep-10 2:03 PM View: | EnerJex Resources, Inc. (UAVS) | 23-Jun-10 | Acquisition (other) | 2,443 | -- | -- | < 1% 956.94K to 959.39K | |
| 23-Sep-10 2:03 PM View: | EnerJex Resources, Inc. (UAVS) | 20-Jan-10 | Acquisition (other) | 2,846 | -- | -- | < 1% 954.1K to 956.94K | |
| 14-Jan-10 3:20 PM View: | American Defense Systems Inc (ADFS.PK) | 11-Jan-10 | Acquisition (other) | 1,009,800 | $0.35 | $353,430.00 | 5% 20.14M to 21.15M | (91%) |
| 04-Jan-10 2:17 PM View: | EnerJex Resources, Inc. (UAVS) | 21-Dec-09 | Disposition (other) | 50,000 | -- | -- | (5%) 1.0M to 954.1K | |
| 26-Oct-09 3:48 PM View: | EnerJex Resources, Inc. (UAVS) | 23-Oct-09 | Acquisition (other) | 949 | $1.28 | $1,214.72 | < 1% 1.0M to 1.0M | |
| 21-Sep-09 4:54 PM View: | PRB Energy, Inc. (PPRBQ.PK) | 17-Sep-09 | Purchase | 750,000 | $1,500,000.00 | $1,125,000,019,968.00 | 5% 14.42M to 15.17M | |
| 08-Sep-09 5:00 PM View: | American Defense Systems Inc (ADFS.PK) | 03-Sep-09 | Market Sale | 69,400 | $0.47 | $32,895.60 | (< 1%) 20.21M to 20.14M | 94% |
| 31-Aug-09 4:51 PM View: | PRB Energy, Inc. (PPRBQ.PK) | 27-Aug-09 | Purchase | 250,000 | $500,000.00 | $124,999,999,488.00 | 2% 14.17M to 14.42M | |
| 31-Aug-09 4:49 PM View: | American Defense Systems Inc (ADFS.PK) | 27-Aug-09 | Market Sale | 47,800 | $0.46 | $22,078.80 | (< 1%) 20.26M to 20.21M | 93% |
| 26-Aug-09 4:59 PM View: | EnerJex Resources, Inc. (UAVS) | 25-Aug-09 | Acquisition (other) | 3,102 | $0.75 | $2,326.44 | < 1% 1000.0K to 1.0M | |
| 26-Aug-09 4:59 PM View: | American Defense Systems Inc (ADFS.PK) | 25-Aug-09 | Market Sale | 300 | $0.47 | $140.10 | (< 1%) 20.26M to 20.26M | 93% |
| 26-Aug-09 4:59 PM View: | American Defense Systems Inc (ADFS.PK) | 24-Aug-09 | Market Sale | 1,212 | $0.46 | $559.94 | (< 1%) 20.26M to 20.26M | 93% |
| 24-Aug-09 5:10 PM View: | American Defense Systems Inc (ADFS.PK) | 21-Aug-09 | Market Sale | 26,100 | $0.47 | $12,256.60 | (< 1%) 20.29M to 20.26M | 93% |
| 24-Aug-09 5:10 PM View: | American Defense Systems Inc (ADFS.PK) | 20-Aug-09 | Market Sale | 96,639 | $0.48 | $46,183.80 | (< 1%) 20.39M to 20.29M | 94% |
| 09-Jul-09 12:20 PM View: | PRB Energy, Inc. (PPRBQ.PK) | 07-Jul-09 | Purchase | 500,000 | $2.00 | $1,000,000.00 | 4% 13.67M to 14.17M | |
| 15-Jun-09 2:55 PM View: | American Defense Systems Inc (ADFS.PK) | 08-Jun-09 | Acquisition (other) | 3,455,620 | $0.01 | $34,556.20 | 20% 16.93M to 20.39M | |
| 03-Jun-09 1:31 PM View: | American Defense Systems Inc (ADFS.PK) | 02-Jun-09 | Market Sale | 4,807 | $0.59 | $2,836.13 | (< 1%) 9.92M to 9.92M | 95% |
| 02-Jan-08 9:26 PM View: | Oakridge Energy Inc. (OAKR) | 31-Dec-07 | Market Purchase | 166,104 | $7.10 | $1,178,990.00 | 34% 482.51K to 648.61K | (90%) |