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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Apr-16 5:12 PM View:  | Neos Therapeutics, Inc. (NEOS) | 20-Apr-16 | Market Sale | 8,327 | $9.88 | $82,304.90 | (< 1%) 1.61M to 1.6M | 88% |
| 20-Apr-16 5:12 PM View: | Neos Therapeutics, Inc. (NEOS) | 20-Apr-16 | Market Sale | 213 | $9.88 | $2,105.31 | (< 1%) 1.6M to 1.6M | 88% |
| 20-Apr-16 5:12 PM View: | Neos Therapeutics, Inc. (NEOS) | 19-Apr-16 | Market Sale | 7,097 | $10.03 | $71,175.80 | (< 1%) 1.62M to 1.61M | 88% |
| 20-Apr-16 5:12 PM View: | Neos Therapeutics, Inc. (NEOS) | 19-Apr-16 | Market Sale | 182 | $10.03 | $1,825.28 | (< 1%) 1.61M to 1.61M | 88% |
| 20-Apr-16 5:12 PM View: | Neos Therapeutics, Inc. (NEOS) | 18-Apr-16 | Market Sale | 4,434 | $10.10 | $44,781.60 | (< 1%) 1.62M to 1.62M | 88% |
| 20-Apr-16 5:12 PM View: | Neos Therapeutics, Inc. (NEOS) | 18-Apr-16 | Market Sale | 114 | $10.10 | $1,151.35 | (< 1%) 1.62M to 1.62M | 88% |
| 15-Apr-16 5:21 PM View: | Neos Therapeutics, Inc. (NEOS) | 15-Apr-16 | Market Sale | 17,755 | $10.20 | $181,127.00 | (1%) 1.64M to 1.62M | 88% |
| 15-Apr-16 5:21 PM View: | Neos Therapeutics, Inc. (NEOS) | 15-Apr-16 | Market Sale | 455 | $10.20 | $4,641.68 | (< 1%) 1.62M to 1.62M | 88% |
| 15-Apr-16 5:21 PM View: | Neos Therapeutics, Inc. (NEOS) | 14-Apr-16 | Market Sale | 26,389 | $10.29 | $271,578.00 | (2%) 1.67M to 1.64M | 88% |
| 15-Apr-16 5:21 PM View: | Neos Therapeutics, Inc. (NEOS) | 14-Apr-16 | Market Sale | 677 | $10.29 | $6,967.22 | (< 1%) 1.64M to 1.64M | 88% |
| 15-Apr-16 5:21 PM View: | Neos Therapeutics, Inc. (NEOS) | 13-Apr-16 | Market Sale | 12,375 | $10.16 | $125,754.00 | (< 1%) 1.68M to 1.67M | 88% |
| 15-Apr-16 5:21 PM View: | Neos Therapeutics, Inc. (NEOS) | 13-Apr-16 | Market Sale | 317 | $10.16 | $3,221.32 | (< 1%) 1.67M to 1.67M | 88% |
| 17-Dec-15 4:54 PM View: | Ardelyx, Inc. (ARDX) | 15-Dec-15 | Disposition (other) | 292,500 | -- | -- | (10%) 2.84M to 2.55M | |
| 17-Dec-15 4:54 PM View: | Ardelyx, Inc. (ARDX) | 15-Dec-15 | Disposition (other) | 7,500 | -- | -- | (< 1%) 2.55M to 2.54M | |
| 28-Jul-15 4:59 PM View: | Neos Therapeutics, Inc. (NEOS) | 28-Jul-15 | Conversion | 1,246,370 | -- | -- | 100% 1.25M to 2.49M | |
| 28-Jul-15 4:59 PM View: | Neos Therapeutics, Inc. (NEOS) | 28-Jul-15 | Conversion | 31,956 | -- | -- | 1% 2.49M to 2.52M | |
| 10-Apr-15 4:22 PM View: | Ardelyx, Inc. (ARDX) | 08-Apr-15 | Disposition (other) | 390,000 | -- | -- | (12%) 3.24M to 2.85M | |
| 10-Apr-15 4:22 PM View: | Ardelyx, Inc. (ARDX) | 08-Apr-15 | Disposition (other) | 10,000 | -- | -- | (< 1%) 2.85M to 2.84M | |
| 06-Apr-15 5:22 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 02-Apr-15 | Exercise (in-the money or at-the-money) | 292,500 | $29.79 | $8,713,580.00 | (10%) 2.84M to 2.55M | |
| 06-Apr-15 5:22 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 02-Apr-15 | Exercise (in-the money or at-the-money) | 7,500 | $29.79 | $223,425.00 | (< 1%) 2.55M to 2.54M | |
| 26-Feb-15 4:23 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 24-Feb-15 | Disposition (other) | 195,000 | -- | -- | (6%) 3.04M to 2.85M | |
| 26-Feb-15 4:23 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 24-Feb-15 | Disposition (other) | 5,000 | -- | -- | (< 1%) 2.85M to 2.84M | |
| 17-Feb-15 5:40 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 13-Feb-15 | Market Sale | 40,786 | $62.98 | $2,568,820.00 | (1%) 3.08M to 3.04M | (4%) |
| 17-Feb-15 5:40 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 13-Feb-15 | Market Sale | 1,047 | $62.98 | $65,943.20 | (< 1%) 3.04M to 3.04M | (4%) |
| 17-Feb-15 5:40 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 12-Feb-15 | Market Sale | 78,813 | $63.13 | $4,975,330.00 | (2%) 3.16M to 3.09M | (4%) |
| 17-Feb-15 5:40 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 12-Feb-15 | Market Sale | 2,021 | $63.13 | $127,582.00 | (< 1%) 3.09M to 3.08M | (4%) |
| 11-Feb-15 5:03 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 11-Feb-15 | Market Sale | 53,100 | $61.84 | $3,283,700.00 | (25%) 212.74K to 159.64K | 1% |
| 11-Feb-15 5:03 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-15 | Market Sale | 20,670 | $60.05 | $1,241,230.00 | (< 1%) 3.27M to 3.24M | (2%) |
| 11-Feb-15 5:03 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-15 | Market Sale | 530 | $60.05 | $31,826.50 | (< 1%) 3.24M to 3.24M | (2%) |
| 11-Feb-15 5:03 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 09-Feb-15 | Market Sale | 9,608 | $59.00 | $566,872.00 | (< 1%) 3.25M to 3.24M | (3%) |
| 11-Feb-15 5:03 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 09-Feb-15 | Market Sale | 246 | $59.00 | $14,514.00 | (< 1%) 3.24M to 3.24M | (3%) |
| 06-Feb-15 4:59 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 06-Feb-15 | Market Sale | 29,522 | $59.48 | $1,755,970.00 | (< 1%) 3.28M to 3.25M | (< 1%) |
| 06-Feb-15 4:59 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 06-Feb-15 | Market Sale | 757 | $59.48 | $45,026.40 | (< 1%) 3.25M to 3.25M | (< 1%) |
| 06-Feb-15 4:59 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 05-Feb-15 | Market Sale | 12,578 | $59.51 | $748,517.00 | (< 1%) 3.29M to 3.28M | (< 1%) |
| 06-Feb-15 4:59 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 05-Feb-15 | Market Sale | 322 | $59.51 | $19,162.20 | (< 1%) 3.28M to 3.28M | (< 1%) |
| 06-Feb-15 4:59 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 04-Feb-15 | Market Sale | 48,750 | $59.30 | $2,890,880.00 | (1%) 3.34M to 3.29M | (< 1%) |
| 06-Feb-15 4:59 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 04-Feb-15 | Market Sale | 1,250 | $59.30 | $74,125.00 | (< 1%) 3.29M to 3.29M | (< 1%) |
| 03-Feb-15 5:33 PM View: | Ardelyx, Inc. (ARDX) | 30-Jan-15 | Market Sale | 165,750 | $27.37 | $4,536,580.00 | (5%) 3.41M to 3.24M | 77% |
| 03-Feb-15 5:33 PM View: | Ardelyx, Inc. (ARDX) | 30-Jan-15 | Market Sale | 4,250 | $27.37 | $116,322.00 | (< 1%) 3.24M to 3.24M | 77% |
| 17-Feb-15 5:39 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 08-Jan-15 | Market Sale | 3,260 | $49.13 | $160,161.00 | (< 1%) 3.34M to 3.34M | (34%) |
| 17-Feb-15 5:39 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 08-Jan-15 | Market Sale | 84 | $49.13 | $4,126.84 | (< 1%) 3.34M to 3.34M | (34%) |
| 17-Feb-15 5:39 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 08-Jan-15 | Exercise (in-the money or at-the-money) | 41,282 | $3.88 | $160,133.00 | 1% 3.3M to 3.34M | |
| 17-Feb-15 5:39 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 08-Jan-15 | Exercise (in-the money or at-the-money) | 1,058 | $3.88 | $4,103.98 | < 1% 3.34M to 3.34M | |
| 12-Jan-15 5:50 PM View: | Ardelyx, Inc. (ARDX) | 08-Jan-15 | Market Sale | 292,500 | $24.25 | $7,093,120.00 | (8%) 3.71M to 3.42M | 74% |
| 12-Jan-15 5:50 PM View: | Ardelyx, Inc. (ARDX) | 08-Jan-15 | Market Sale | 7,500 | $24.25 | $181,875.00 | (< 1%) 3.42M to 3.41M | 74% |
| 02-Jan-15 4:06 PM View: | Ardelyx, Inc. (ARDX) | 30-Dec-14 | Disposition (other) | 390,000 | -- | -- | (9%) 4.11M to 3.72M | |
| 02-Jan-15 4:06 PM View: | Ardelyx, Inc. (ARDX) | 30-Dec-14 | Disposition (other) | 10,000 | -- | -- | (< 1%) 3.72M to 3.71M | |
| 22-Dec-14 4:45 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 18-Dec-14 | Disposition (other) | 297,375 | -- | -- | (8%) 3.8M to 3.51M | |
| 22-Dec-14 4:45 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 18-Dec-14 | Disposition (other) | 7,625 | -- | -- | (< 1%) 3.51M to 3.5M | |
| 22-Dec-14 4:45 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 18-Dec-14 | Market Sale | 190,125 | $50.14 | $9,532,870.00 | (5%) 3.5M to 3.31M | (6%) |