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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Dec-22 5:48 PM View:  | Akero Therapeutics, Inc. (AKRO) | 30-Nov-22 | Private Sale | 11,101 | $46.94 | $521,067.00 | (4%) 307.5K to 296.39K | |
| 02-Dec-22 5:48 PM View: | Akero Therapeutics, Inc. (AKRO) | 30-Nov-22 | Sale | 12,030 | $46.94 | $564,673.00 | (4%) 296.39K to 284.36K | |
| 01-Nov-22 5:38 PM View: | Akero Therapeutics, Inc. (AKRO) | 28-Oct-22 | Private Sale | 21,138 | $40.31 | $852,091.00 | (6%) 351.6K to 330.46K | |
| 01-Nov-22 5:38 PM View: | Akero Therapeutics, Inc. (AKRO) | 28-Oct-22 | Sale | 22,965 | $40.31 | $925,738.00 | (7%) 330.46K to 307.5K | |
| 27-Oct-22 9:50 PM View: | Akero Therapeutics, Inc. (AKRO) | 27-Oct-22 | Sale | 66,426 | $41.53 | $2,758,920.00 | (14%) 490.2K to 423.77K | |
| 27-Oct-22 9:50 PM View: | Akero Therapeutics, Inc. (AKRO) | 27-Oct-22 | Sale | 72,172 | $41.53 | $2,997,580.00 | (17%) 423.77K to 351.6K | |
| 27-Oct-22 9:50 PM View: | Akero Therapeutics, Inc. (AKRO) | 26-Oct-22 | Sale | 65,885 | $43.74 | $2,882,140.00 | (10%) 627.66K to 561.78K | |
| 27-Oct-22 9:50 PM View: | Akero Therapeutics, Inc. (AKRO) | 26-Oct-22 | Sale | 71,583 | $43.75 | $3,131,400.00 | (13%) 561.78K to 490.2K | |
| 27-Oct-22 9:50 PM View: | Akero Therapeutics, Inc. (AKRO) | 25-Oct-22 | Private Sale | 4,515 | $44.92 | $202,797.00 | (< 1%) 637.09K to 632.57K | |
| 27-Oct-22 9:50 PM View: | Akero Therapeutics, Inc. (AKRO) | 25-Oct-22 | Sale | 4,906 | $44.92 | $220,359.00 | (< 1%) 632.57K to 627.66K | |
| 25-Nov-20 5:03 PM View: | Stoke Therapeutics, Inc. (STOK) | 24-Nov-20 | Purchase Duplicate | 375,000 | $39.00 | $14,625,000.00 | 2% 16.79M to 17.16M | |
| 14-Jul-20 4:45 PM View: | Akero Therapeutics, Inc. (AKRO) | 10-Jul-20 | Purchase Duplicate | 415,000 | $36.00 | $14,940,000.00 | 8% 5.42M to 5.83M | |
| 25-Jun-19 6:05 PM View: | Akero Therapeutics, Inc. (AKRO) | 24-Jun-19 | Conversion Duplicate | 4,515,200 | -- | -- | 100% 0 to 4.52M | |
| 25-Jun-19 6:05 PM View: | Akero Therapeutics, Inc. (AKRO) | 24-Jun-19 | Purchase Duplicate | 900,000 | $16.00 | $14,400,000.00 | 20% 4.52M to 5.42M | |
| 21-Jun-19 5:01 PM View: | Stoke Therapeutics, Inc. (STOK) | 21-Jun-19 | Conversion Duplicate | 15,397,800 | -- | -- | (1539780000%) 0 to 15.4M | |
| 21-Jun-19 5:01 PM View: | Stoke Therapeutics, Inc. (STOK) | 21-Jun-19 | Purchase Duplicate | 1,388,890 | $18.00 | $25,000,000.00 | 9% 15.4M to 16.79M | |
| 24-Aug-16 1:20 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-16 | Disposition (change in control) | 133,393 | $58.00 | $7,736,790.00 | (88%) 151.83K to 18.44K | |
| 24-Aug-16 1:20 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-16 | Disposition (change in control) | 18,436 | $58.00 | $1,069,290.00 | (100%) 18.44K to 0 | |
| 03-Jun-16 5:10 PM View: | Heartware International, Inc. (HTWR) | 01-Jun-16 | Option Exercise | 1,000 | -- | -- | < 1% 150.83K to 151.83K | |
| 02-May-16 7:22 PM View: | Heartware International, Inc. (HTWR) | 01-May-16 | Option Exercise | 500 | -- | -- | < 1% 150.33K to 150.83K | |
| 13-May-15 5:07 PM View: | Heartware International, Inc. (HTWR) | 12-May-15 | Option Exercise | 250 | -- | -- | < 1% 154.33K to 154.58K | |
| 04-May-15 5:03 PM View: | Heartware International, Inc. (HTWR) | 01-May-15 | Option Exercise | 1,500 | -- | -- | < 1% 152.83K to 154.33K | |
| 24-Sep-14 5:44 PM View: | Eledon Pharmaceuticals, Inc. (NVUS) | 22-Sep-14 | Conversion | 7,549,570 | -- | -- | 97% 7.76M to 15.31M | |
| 24-Sep-14 5:44 PM View: | Eledon Pharmaceuticals, Inc. (NVUS) | 22-Sep-14 | Private Purchase | 362,500 | $15.00 | $5,437,500.00 | 2% 15.31M to 15.67M | |
| 13-May-14 5:08 PM View: | Heartware International, Inc. (HTWR) | 12-May-14 | Option Exercise | 250 | -- | -- | < 1% 152.58K to 152.83K | |
| 02-May-14 5:59 PM View: | Heartware International, Inc. (HTWR) | 01-May-14 | Option Exercise | 500 | -- | -- | < 1% 152.08K to 152.58K | |
| 11-Feb-14 6:07 PM View: | Heartware International, Inc. (HTWR) | 28-Jan-14 | Gift | 3,250 | -- | -- | (2%) 155.33K to 152.08K | |
| 07-Jan-14 5:06 PM View: | Heartware International, Inc. (HTWR) | 06-Jan-14 | Market Sale (Planned) | 7,909 | $99.29 | $785,285.00 | (5%) 163.24K to 155.33K | 42% |
| 02-Jul-13 5:38 PM View: | Heartware International, Inc. (HTWR) | 01-Jul-13 | Market Sale | 13,118 | $95.57 | $1,253,730.00 | (7%) 176.36K to 163.24K | 39% |
| 22-May-13 8:26 PM View: | Heartware International, Inc. (HTWR) | 20-May-13 | Acquisition (other) | 47,518 | -- | -- | 12% 388.79K to 436.31K | |
| 22-May-13 8:26 PM View: | Heartware International, Inc. (HTWR) | 20-May-13 | Acquisition (other) | 105,136 | -- | -- | 24% 436.31K to 541.44K | |
| 22-May-13 8:26 PM View: | Heartware International, Inc. (HTWR) | 20-May-13 | Acquisition (other) | 11,682 | -- | -- | 2% 541.44K to 553.12K | |
| 22-May-13 8:26 PM View: | Heartware International, Inc. (HTWR) | 20-May-13 | Disposition (other) | 376,768 | -- | -- | (68%) 553.12K to 176.36K | |
| 13-May-13 5:20 PM View: | Heartware International, Inc. (HTWR) | 12-May-13 | Option Exercise | 250 | -- | -- | < 1% 388.54K to 388.79K | |
| 06-May-13 5:16 PM View: | Heartware International, Inc. (HTWR) | 04-May-13 | Option Exercise | 333 | -- | -- | < 1% 388.2K to 388.54K | |
| 03-May-13 6:20 PM View: | Heartware International, Inc. (HTWR) | 01-May-13 | Option Exercise | 250 | -- | -- | < 1% 387.95K to 388.2K | |
| 20-Mar-13 5:23 PM View: | Heartware International, Inc. (HTWR) | 18-Mar-13 | Acquisition (other) | 39,625 | -- | -- | 7% 598.33K to 637.96K | |
| 20-Mar-13 5:23 PM View: | Heartware International, Inc. (HTWR) | 18-Mar-13 | Disposition (other) | 250,000 | -- | -- | (39%) 637.96K to 387.95K | |
| 13-Mar-13 6:24 PM View: | Heartware International, Inc. (HTWR) | 11-Mar-13 | Gift | 1,250 | -- | -- | (< 1%) 599.58K to 598.33K | |
| 22-Jan-13 6:23 PM View: | Heartware International, Inc. (HTWR) | 16-Jan-13 | Gift | 1,500 | -- | -- | < 1% 599.58K to 601.08K | |
| 22-Jan-13 6:23 PM View: | Heartware International, Inc. (HTWR) | 16-Jan-13 | Gift | 1,500 | -- | -- | (< 1%) 601.08K to 599.58K | |
| 17-Jan-13 6:15 PM View: | Heartware International, Inc. (HTWR) | 15-Jan-13 | Acquisition (other) | 39,625 | -- | -- | 5% 809.96K to 849.58K | |
| 17-Jan-13 6:15 PM View: | Heartware International, Inc. (HTWR) | 15-Jan-13 | Disposition (other) | 250,000 | -- | -- | (29%) 849.58K to 599.58K | |
| 18-Dec-12 7:04 PM View: | Heartware International, Inc. (HTWR) | 14-Dec-12 | Gift | 9,000 | -- | -- | 1% 885.88K to 894.88K | |
| 18-Dec-12 7:04 PM View: | Heartware International, Inc. (HTWR) | 14-Dec-12 | Gift | 9,000 | -- | -- | (1%) 894.88K to 885.88K | |
| 18-Dec-12 7:04 PM View: | Heartware International, Inc. (HTWR) | 14-Dec-12 | Market Sale | 75,922 | $81.01 | $6,150,530.00 | (9%) 885.88K to 809.96K | 28% |
| 13-Dec-12 8:53 PM View: | Heartware International, Inc. (HTWR) | 13-Dec-12 | Market Sale | 108,571 | $81.28 | $8,825,060.00 | (11%) 994.45K to 885.88K | 29% |
| 13-Dec-12 8:53 PM View: | Heartware International, Inc. (HTWR) | 12-Dec-12 | Market Sale | 11,480 | $81.82 | $939,294.00 | (1%) 1.01M to 994.45K | 29% |
| 13-Dec-12 8:53 PM View: | Heartware International, Inc. (HTWR) | 11-Dec-12 | Market Sale | 55,358 | $82.18 | $4,549,320.00 | (5%) 1.06M to 1.01M | 29% |
| 11-Dec-12 5:03 PM View: | Heartware International, Inc. (HTWR) | 10-Dec-12 | Market Sale | 25,500 | $83.03 | $2,117,260.00 | (2%) 1.09M to 1.06M | 30% |