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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Nov-16 4:16 PM View:  | Roka Bioscience, Inc. (ROKA) | 10-Nov-16 | Conversion | 3,572 | $7.00 | $25,004.00 | 67% 5.37K to 8.94K | |
| 07-Dec-15 4:05 PM View: | Roka Bioscience, Inc. (ROKA) | 06-Dec-15 | Payment of Exercise | 128 | $1.43 | $183.04 | (< 1%) 53.79K to 53.66K | 95% |