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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Nov-16 2:45 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 7,032 | $11.36 | $79,883.50 | (100%) 7.03K to 0 | |
| 10-Aug-16 5:59 PM View: | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 100% 0 to 7.03K | |
| 05-Jul-16 5:11 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Disposition (other) | 6,463 | -- | -- | (100%) 6.46K to 0 | |
| 05-Jul-16 5:11 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 100% 0 to 6.46K | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Acquisition (other) | 290 | -- | -- | 100% 0 to 0.29K | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Disposition (other) | 6,144 | -- | -- | (100%) 6.14K to 0 | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Option Exercise | 5,854 | -- | -- | 2019% 0.29K to 6.14K | |
| 19-Jun-13 6:27 PM View: | Deerfield Capital Corp. (CIFC) | 17-Jun-13 | Acquisition (other) | 11,111 | -- | -- | 100% 0 to 11.11K | |
| 19-Jun-13 6:27 PM View: | Deerfield Capital Corp. (CIFC) | 17-Jun-13 | Disposition (other) | 11,111 | -- | -- | (100%) 11.11K to 0 | |
| 24-Mar-09 5:12 PM View: | Cyalume Technologies Holdin... (CYLU) | 09-Mar-09 | Private Purchase | 57,366 | -- | -- | 1% 4.27M to 4.33M | |
| 31-Dec-08 2:36 PM View: | Cyalume Technologies Holdin... (CYLU) | 31-Dec-08 | Disposition (other) Duplicate | 8,499,480 | -- | -- | (100%) 8.5M to 0 |