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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-15 4:29 PM View:  | Unify Corp. (DAEG) | 23-Nov-15 | Disposition (change in control) | 534 | $0.82 | $437.88 | (< 1%) 3.18M to 3.18M | 1% |
| 23-Nov-15 4:29 PM View: | Unify Corp. (DAEG) | 23-Nov-15 | Disposition (change in control) | 3,183,190 | $0.82 | $2,610,220.00 | (100%) 3.18M to 0 | 1% |
| 23-Nov-15 4:29 PM View: | Unify Corp. (DAEG) | 19-May-14 | Disposition (other) | 3,353 | -- | -- | (< 1%) 3.19M to 3.18M | |
| 15-May-08 12:48 PM View: | AXS-One Inc. (AXSO.OB) | 13-May-08 | Grant Duplicate | 160,000 | -- | -- | 7% 2.25M to 2.41M |