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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Jul-24 7:50 PM View:  | One Group Hospitality, Inc. (STKS) | 28-Jun-24 | Grant | 6,176 | $4.25 | $26,248.00 | 2% 386.42K to 392.59K | |
| 04-Apr-24 5:09 PM View: | One Group Hospitality, Inc. (STKS) | 02-Apr-24 | Grant | 4,581 | $5.73 | $26,249.10 | 1% 381.84K to 386.42K | |
| 02-Jan-24 6:19 PM View: | One Group Hospitality, Inc. (STKS) | 29-Dec-23 | Grant | 4,289 | $6.12 | $26,248.70 | 1% 377.55K to 381.84K | |
| 03-Oct-23 10:00 PM View: | One Group Hospitality, Inc. (STKS) | 29-Sep-23 | Grant | 4,773 | $5.50 | $26,251.50 | 1% 372.77K to 377.55K | |
| 06-Jul-23 6:40 PM View: | One Group Hospitality, Inc. (STKS) | 30-Jun-23 | Grant | 3,586 | $7.32 | $26,249.50 | < 1% 369.19K to 372.77K | |
| 04-Apr-23 8:16 PM View: | One Group Hospitality, Inc. (STKS) | 31-Mar-23 | Grant | 3,241 | $8.10 | $26,252.10 | < 1% 365.95K to 369.19K | |
| 04-Jan-23 7:45 PM View: | One Group Hospitality, Inc. (STKS) | 30-Dec-22 | Grant | 2,480 | $6.30 | $15,624.00 | < 1% 363.47K to 365.95K | |
| 03-Oct-22 9:36 PM View: | One Group Hospitality, Inc. (STKS) | 30-Sep-22 | Grant | 2,353 | $6.64 | $15,623.90 | < 1% 361.12K to 363.47K | |
| 30-Jun-22 9:15 PM View: | One Group Hospitality, Inc. (STKS) | 29-Jun-22 | Grant | 2,128 | $7.34 | $15,619.50 | < 1% 358.99K to 361.12K | |
| 31-Mar-22 9:10 PM View: | One Group Hospitality, Inc. (STKS) | 30-Mar-22 | Grant | 1,492 | $10.47 | $15,621.20 | < 1% 357.5K to 358.99K | |
| 13-Jan-22 6:53 PM View: | One Group Hospitality, Inc. (STKS) | 29-Dec-21 | Grant | 1,180 | $12.36 | $14,584.80 | < 1% 356.31K to 357.5K | 2% |
| 05-Aug-21 6:17 PM View: | One Group Hospitality, Inc. (STKS) | 03-Aug-21 | Grant | 3,090 | $9.44 | $29,169.60 | < 1% 353.23K to 356.31K | (4%) |
| 14-Jun-21 9:36 PM View: | One Group Hospitality, Inc. (STKS) | 10-Jun-21 | Market Sale | 50,000 | $12.40 | $620,000.00 | (12%) 403.23K to 353.23K | (3%) |
| 06-May-21 9:50 PM View: | One Group Hospitality, Inc. (STKS) | 04-May-21 | Grant | 3,070 | $9.50 | $29,165.00 | < 1% 400.15K to 403.23K | 13% |
| 12-Mar-21 10:27 AM View: | One Group Hospitality, Inc. (STKS) | 09-Mar-21 | Grant | 6,881 | $5.45 | $37,501.40 | 2% 393.27K to 400.15K | 97% |
| 29-Oct-20 2:41 PM View: | One Group Hospitality, Inc. (STKS) | 27-Oct-20 | Grant | 12,387 | $2.22 | $27,499.10 | 3% 380.89K to 393.27K | 382% |
| 30-Jul-20 1:30 PM View: | One Group Hospitality, Inc. (STKS) | 28-Jul-20 | Grant | 20,522 | $1.34 | $27,499.50 | 6% 360.37K to 380.89K | 700% |
| 01-May-20 4:08 PM View: | One Group Hospitality, Inc. (STKS) | 29-Apr-20 | Grant | 19,643 | $1.40 | $27,500.20 | 6% 340.72K to 360.37K | 671% |
| 26-Mar-20 5:20 PM View: | One Group Hospitality, Inc. (STKS) | 25-Mar-20 | Grant | 23,109 | -- | -- | 7% 317.61K to 340.72K | |
| 28-Jun-19 4:05 PM View: | One Group Hospitality, Inc. (STKS) | 26-Jun-19 | Grant | 15,823 | -- | -- | 5% 301.79K to 317.61K | |
| 06-Jun-18 8:47 PM View: | One Group Hospitality, Inc. (STKS) | 04-Jun-18 | Grant | 16,393 | -- | -- | 6% 285.4K to 301.79K | |
| 23-Aug-17 5:03 PM View: | One Group Hospitality, Inc. (STKS) | 12-Jul-17 | Grant | 19,139 | -- | -- | 7% 266.26K to 285.4K | |
| 15-Aug-16 5:14 PM View: | One Group Hospitality, Inc. (STKS) | 11-Aug-16 | Grant | 15,267 | -- | -- | 6% 250.99K to 266.26K | |
| 11-Feb-16 8:47 PM View: | One Group Hospitality, Inc. (STKS) | 09-Feb-16 | Option Exercise | 18,199 | $2.75 | $50,047.20 | 7% 273.7K to 291.9K | |
| 11-Feb-16 8:47 PM View: | One Group Hospitality, Inc. (STKS) | 09-Feb-16 | Option Exercise | 45,018 | $2.75 | $123,800.00 | 15% 291.9K to 336.92K | |
| 20-May-15 7:19 PM View: | One Group Hospitality, Inc. (STKS) | 18-May-15 | Grant | 8,080 | -- | -- | 30% 27.0K to 35.08K | |
| 17-Feb-15 6:49 PM View: | One Group Hospitality, Inc. (STKS) | 24-Sep-14 | Acquisition (other) | 33,000 | -- | -- | 16% 205.63K to 238.63K | |
| 10-Sep-14 6:55 PM View: | One Group Hospitality, Inc. (STKS) | 09-Sep-14 | Purchase | 20,000 | $5.00 | $100,000.00 | 74% 27.0K to 47.0K | |
| 06-Feb-12 6:02 PM View: | Response Genetics, Inc (RGDX) | 02-Feb-12 | Market Purchase | 1,000 | $1.50 | $1,500.00 | 25% 3.94K to 4.94K | 1% |
| 20-May-11 4:49 PM View: | Swisher Hygiene Inc. (SWSH) | 18-May-11 | Gift | 5,200,220 | -- | -- | (68%) 7.67M to 2.47M | |
| 20-May-11 4:49 PM View: | Swisher Hygiene Inc. (SWSH) | 18-May-11 | Exercise (in-the money or at-the-money) | 5,500,000 | $0.51 | $2,805,000.00 | 253% 2.17M to 7.67M | |
| 12-Jun-07 4:33 PM View: | Response Genetics, Inc (RGDX) | 08-Jun-07 | Conversion | 1,840 | -- | -- | < 1% 449.98K to 451.82K | |
| 12-Jun-07 4:33 PM View: | Response Genetics, Inc (RGDX) | 08-Jun-07 | Conversion | 1,278,680 | $0.39 | $496,062.00 | 283% 451.82K to 1.73M | |
| 12-Jun-07 4:33 PM View: | Response Genetics, Inc (RGDX) | 08-Jun-07 | Acquisition (other) | 2,099 | -- | -- | < 1% 1.73M to 1.73M |