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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Dec-14 2:17 PM View:  | First Trust Specialty Finan... (FGB) | 29-Dec-14 | Market Sale | 1,000 | $7.58 | $7,582.30 | (56%) 1.8K to 0.8K | 14% |
| 30-Dec-14 2:17 PM View: | First Trust Specialty Finan... (FGB) | 29-Dec-14 | Market Sale | 400 | $7.58 | $3,032.92 | (50%) 0.8K to 0.4K | 14% |
| 23-Jun-10 2:38 PM View: | First Trust Specialty Finan... (FGB) | 29-Dec-09 | txn.W.title | 1,000 | $5.86 | $5,860.00 | 250% 0.4K to 1.4K | 71% |
| 20-Dec-07 1:17 PM View: | First Trust Specialty Finan... (FGB) | 19-Dec-07 | Grant | 400 | $11.64 | $4,656.00 | 100% 0 to 0.4K | 5% |