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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-May-17 5:12 PM View:  | Superconductor Technologies... (CLRD) | 10-Apr-17 | Market Purchase | 200,000 | $1.69 | $338,800.00 | 23% 851.15K to 1.05M | (89%) |
| 25-May-16 5:04 PM View: | Superconductor Technologies... (CLRD) | 23-May-16 | Market Purchase | 300,000 | $0.25 | $75,900.00 | 14% 2.1M to 2.4M | (95%) |
| 04-Feb-16 5:32 PM View: | Superconductor Technologies... (CLRD) | 02-Feb-16 | Market Purchase | 100,000 | $0.23 | $23,100.00 | 5% 2.0M to 2.1M | (95%) |
| 28-Dec-15 4:24 PM View: | Superconductor Technologies... (CLRD) | 23-Dec-15 | Market Purchase | 200,000 | $0.22 | $43,800.00 | 11% 1.8M to 2.0M | (95%) |
| 10-Sep-15 6:13 PM View: | Superconductor Technologies... (CLRD) | 08-Sep-15 | Market Purchase | 80,000 | $1.03 | $82,480.00 | 5% 1.57M to 1.65M | (99%) |
| 12-Jun-15 5:09 PM View: | Superconductor Technologies... (CLRD) | 10-Jun-15 | Market Purchase | 12,000 | $1.04 | $12,516.00 | < 1% 1.56M to 1.57M | (99%) |
| 23-May-14 5:08 PM View: | Transgenomic Inc. (PRPO) | 22-May-14 | Market Sale | 413,050 | $3.70 | $1,528,280.00 | (98%) 421.38K to 8.33K | 97% |
| 01-May-14 5:13 PM View: | Superconductor Technologies... (CLRD) | 29-Apr-14 | Market Purchase | 8,000 | $2.29 | $18,344.00 | < 1% 1.55M to 1.56M | (99%) |
| 04-Oct-13 5:11 PM View: | Transgenomic Inc. (PRPO) | 02-Oct-13 | Market Purchase | 9,000 | $0.39 | $3,510.00 | < 1% 5.05M to 5.06M | (97%) |
| 08-Aug-13 5:13 PM View: | Superconductor Technologies... (CLRD) | 06-Aug-13 | Purchase | 1,111,730 | -- | -- | 255% 436.56K to 1.55M | |
| 20-Mar-13 5:13 PM View: | Superconductor Technologies... (CLRD) | 18-Mar-13 | Market Purchase | 9,250 | $3.46 | $31,986.50 | 2% 427.31K to 436.56K | (100%) |
| 21-Nov-12 5:12 PM View: | Superconductor Technologies... (CLRD) | 20-Nov-12 | Market Purchase | 1,333,330 | $0.30 | $400,000.00 | 35% 3.79M to 5.13M | (100%) |
| 28-Jun-12 5:19 PM View: | Network Equipment Technolog... (NWK) | 26-Jun-12 | Market Sale | 1,000,000 | $1.32 | $1,320,000.00 | (46%) 2.18M to 1.18M | < 1% |
| 22-Jun-12 5:22 PM View: | Network Equipment Technolog... (NWK) | 20-Jun-12 | Market Sale | 25,000 | $1.32 | $33,000.00 | (1%) 2.21M to 2.18M | < 1% |
| 10-Jan-12 5:14 PM View: | Transgenomic Inc. (PRPO) | 06-Jan-12 | Market Sale | 25,000 | $1.24 | $30,975.00 | (< 1%) 5.07M to 5.05M | 99% |
| 08-Jul-11 5:17 PM View: | Network Equipment Technolog... (NWK) | 07-Jul-11 | Market Purchase | 30,000 | $2.67 | $80,220.00 | 1% 2.18M to 2.21M | (66%) |
| 08-Jul-11 5:17 PM View: | Network Equipment Technolog... (NWK) | 06-Jul-11 | Market Purchase | 30,000 | $2.69 | $80,790.00 | 1% 2.15M to 2.18M | (66%) |
| 24-Jun-11 5:28 PM View: | Transgenomic Inc. (PRPO) | 22-Jun-11 | Market Purchase | 5,000 | $1.55 | $7,770.00 | < 1% 5.07M to 5.07M | (99%) |
| 28-Jun-11 1:21 PM View: | RAE Systems Inc. (RAE) | 17-Jun-11 | Disposition (change in control) | 3,556,690 | $2.25 | $8,002,560.00 | (99%) 3.61M to 51.0K | 0% |
| 28-Jun-11 1:21 PM View: | RAE Systems Inc. (RAE) | 17-Jun-11 | Disposition (change in control) | 51,000 | $2.25 | $114,750.00 | (100%) 51.0K to 0 | 0% |
| 14-Feb-11 12:31 PM View: | Superconductor Technologies... (CLRD) | 09-Feb-11 | Market Purchase | 500,000 | $2.45 | $1,225,000.00 | 15% 3.29M to 3.79M | (100%) |
| 24-Jan-11 5:25 PM View: | RAE Systems Inc. (RAE) | 21-Jan-11 | Market Sale | 800 | $1.71 | $1,368.80 | (< 1%) 3.61M to 3.61M | < 1% |
| 24-Jan-11 5:25 PM View: | RAE Systems Inc. (RAE) | 20-Jan-11 | Market Sale | 54,200 | $1.72 | $93,224.00 | (1%) 3.66M to 3.61M | < 1% |
| 08-Jun-10 5:22 PM View: | Superconductor Technologies... (CLRD) | 04-Jun-10 | Market Sale | 1,200,000 | $2.32 | $2,784,000.00 | (27%) 4.49M to 3.29M | 100% |
| 18-May-10 5:10 PM View: | Adept Technology Inc. (ADEP) | 14-May-10 | Market Sale | 5,000 | $5.26 | $26,300.00 | (< 1%) 518.6K to 513.6K | (26%) |
| 14-May-10 5:16 PM View: | Adept Technology Inc. (ADEP) | 13-May-10 | Market Sale | 5,000 | $5.36 | $26,775.00 | (< 1%) 523.6K to 518.6K | (24%) |
| 14-May-10 5:16 PM View: | Adept Technology Inc. (ADEP) | 12-May-10 | Market Sale | 5,000 | $5.36 | $26,800.00 | (< 1%) 528.6K to 523.6K | (24%) |
| 12-May-10 6:21 PM View: | Adept Technology Inc. (ADEP) | 11-May-10 | Market Sale | 5,000 | $5.43 | $27,125.00 | (< 1%) 533.6K to 528.6K | (23%) |
| 12-May-10 6:21 PM View: | Adept Technology Inc. (ADEP) | 10-May-10 | Market Sale | 5,000 | $5.59 | $27,950.00 | (< 1%) 538.6K to 533.6K | (19%) |
| 07-May-10 5:28 PM View: | Adept Technology Inc. (ADEP) | 06-May-10 | Market Sale | 5,000 | $5.26 | $26,325.00 | (< 1%) 543.6K to 538.6K | (26%) |
| 07-May-10 5:28 PM View: | Adept Technology Inc. (ADEP) | 05-May-10 | Market Sale | 5,000 | $5.44 | $27,200.00 | (< 1%) 548.6K to 543.6K | (22%) |
| 05-May-10 5:27 PM View: | Adept Technology Inc. (ADEP) | 04-May-10 | Market Sale | 5,000 | $5.35 | $26,750.00 | (< 1%) 553.6K to 548.6K | (24%) |
| 05-May-10 5:27 PM View: | Adept Technology Inc. (ADEP) | 03-May-10 | Market Sale | 5,000 | $6.09 | $30,450.00 | (< 1%) 558.6K to 553.6K | (9%) |
| 03-May-10 5:18 PM View: | Adept Technology Inc. (ADEP) | 30-Apr-10 | Market Sale | 5,000 | $5.95 | $29,750.00 | (< 1%) 563.6K to 558.6K | (12%) |
| 03-May-10 5:18 PM View: | Adept Technology Inc. (ADEP) | 29-Apr-10 | Market Sale | 15,000 | $6.32 | $94,725.00 | (3%) 578.6K to 563.6K | (5%) |
| 20-Oct-09 6:07 PM View: | Adept Technology Inc. (ADEP) | 19-Oct-09 | Market Sale | 5,000 | $2.54 | $12,700.00 | (< 1%) 583.6K to 578.6K | (162%) |
| 20-Oct-09 6:07 PM View: | Adept Technology Inc. (ADEP) | 16-Oct-09 | Market Sale | 10,000 | $2.56 | $25,600.00 | (2%) 593.6K to 583.6K | (159%) |
| 16-Oct-09 6:15 PM View: | Adept Technology Inc. (ADEP) | 15-Oct-09 | Market Sale | 10,000 | $2.67 | $26,750.00 | (2%) 603.6K to 593.6K | (147%) |
| 27-Oct-09 6:40 PM View: | Cell Genesys, Inc. (CEGE) | 14-Oct-09 | Disposition (change in control) | 7,560,490 | -- | -- | (99%) 7.6M to 40.0K | |
| 27-Oct-09 6:40 PM View: | Cell Genesys, Inc. (CEGE) | 14-Oct-09 | Disposition (change in control) | 40,000 | -- | -- | (100%) 40.0K to 0 | |
| 16-Oct-09 6:15 PM View: | Adept Technology Inc. (ADEP) | 14-Oct-09 | Market Sale | 10,000 | $2.73 | $27,300.00 | (2%) 613.6K to 603.6K | (143%) |
| 14-Oct-09 6:13 PM View: | Adept Technology Inc. (ADEP) | 13-Oct-09 | Market Sale | 10,000 | $2.65 | $26,550.00 | (2%) 623.6K to 613.6K | (150%) |
| 14-Oct-09 6:13 PM View: | Adept Technology Inc. (ADEP) | 12-Oct-09 | Market Sale | 10,000 | $2.77 | $27,650.00 | (2%) 633.6K to 623.6K | (140%) |
| 29-Jul-09 6:06 PM View: | RAE Systems Inc. (RAE) | 28-Jul-09 | Market Purchase | 50,000 | $1.57 | $78,500.00 | 1% 3.61M to 3.66M | 2% |
| 29-Jul-09 6:06 PM View: | RAE Systems Inc. (RAE) | 27-Jul-09 | Market Purchase | 50,000 | $1.87 | $93,500.00 | 1% 3.56M to 3.61M | (4%) |
| 27-Jul-09 6:02 PM View: | RAE Systems Inc. (RAE) | 24-Jul-09 | Market Purchase | 50,000 | $1.81 | $90,500.00 | 1% 3.51M to 3.56M | (3%) |
| 27-Jul-09 6:02 PM View: | RAE Systems Inc. (RAE) | 23-Jul-09 | Market Purchase | 50,000 | $1.92 | $96,250.00 | 1% 3.46M to 3.51M | (9%) |
| 25-Jun-09 5:13 PM View: | Superconductor Technologies... (CLRD) | 23-Jun-09 | Market Purchase | 3,000,000 | $3.00 | $9,000,000.00 | 201% 1.49M to 4.49M | (100%) |
| 10-Jun-09 6:24 PM View: | Superconductor Technologies... (CLRD) | 08-Jun-09 | Market Purchase | 20,000 | $3.96 | $79,300.00 | 1% 1.47M to 1.49M | (100%) |
| 10-Jun-09 6:23 PM View: | RAE Systems Inc. (RAE) | 08-Jun-09 | Market Purchase | 30,000 | $1.54 | $46,200.00 | < 1% 3.43M to 3.46M | (< 1%) |