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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-18 5:12 PM View:  | Sutro Biopharma, Inc. (STRO) | 01-Oct-18 | Conversion | 1,944,900 | -- | -- | 100% 0 to 1.94M | |
| 23-Jul-18 5:01 PM View: | Allakos Inc. (ALLK) | 23-Jul-18 | Conversion | 11,269,200 | -- | -- | 100% 11.27M to 22.54M | |
| 23-Jul-18 5:01 PM View: | Allakos Inc. (ALLK) | 23-Jul-18 | Purchase | 250,000 | $18.00 | $4,500,000.00 | 1% 22.54M to 22.79M | |
| 30-Dec-15 5:18 PM View: | Evofem Biosciences, Inc. (EVFM) | 30-Dec-15 | Market Sale | 250,000 | $1.44 | $360,000.00 | (16%) 1.59M to 1.34M | 74% |
| 30-Dec-15 5:18 PM View: | Evofem Biosciences, Inc. (EVFM) | 29-Dec-15 | Market Sale | 493,654 | $1.53 | $755,291.00 | (24%) 2.08M to 1.59M | 76% |
| 30-Dec-15 5:18 PM View: | Evofem Biosciences, Inc. (EVFM) | 28-Dec-15 | Market Sale | 54,333 | $1.59 | $86,389.50 | (3%) 2.14M to 2.08M | 77% |
| 17-Dec-15 5:00 PM View: | Evofem Biosciences, Inc. (EVFM) | 15-Dec-15 | Market Sale | 529,261 | $1.44 | $762,136.00 | (20%) 2.67M to 2.14M | 74% |
| 09-Jun-15 4:12 PM View: | Zs Pharma, Inc. (ZSPH) | 08-Jun-15 | Market Sale | 11,200 | $57.53 | $644,336.00 | (< 1%) 2.66M to 2.65M | (56%) |
| 09-Jun-15 4:12 PM View: | Zs Pharma, Inc. (ZSPH) | 05-Jun-15 | Market Sale | 164,227 | $57.88 | $9,505,460.00 | (6%) 2.82M to 2.66M | (55%) |
| 05-Jun-15 5:25 PM View: | Zs Pharma, Inc. (ZSPH) | 04-Jun-15 | Market Sale | 88,408 | $57.49 | $5,082,280.00 | (3%) 2.91M to 2.82M | (56%) |
| 05-Jun-15 5:25 PM View: | Zs Pharma, Inc. (ZSPH) | 03-Jun-15 | Market Sale | 23,189 | $56.60 | $1,312,500.00 | (< 1%) 2.93M to 2.91M | (59%) |
| 02-Jun-15 7:54 PM View: | Zs Pharma, Inc. (ZSPH) | 02-Jun-15 | Market Sale | 84,342 | $56.77 | $4,788,100.00 | (3%) 3.02M to 2.93M | (58%) |
| 02-Jun-15 7:54 PM View: | Zs Pharma, Inc. (ZSPH) | 01-Jun-15 | Market Sale | 72,520 | $58.00 | $4,206,160.00 | (2%) 3.09M to 3.02M | (55%) |
| 02-Jun-15 7:54 PM View: | Zs Pharma, Inc. (ZSPH) | 29-May-15 | Market Sale | 139,561 | $58.74 | $8,198,040.00 | (4%) 3.23M to 3.09M | (53%) |
| 14-May-15 9:23 PM View: | Atyr Pharma Inc (ATYR) | 12-May-15 | Conversion | 1,778,060 | -- | -- | 100% 0 to 1.78M | |
| 20-Feb-15 5:03 PM View: | Esperion Therapeutics, Inc. (ESPR) | 18-Feb-15 | Disposition (other) | 842,222 | -- | -- | (33%) 2.55M to 1.71M | |
| 10-Dec-14 5:51 PM View: | Trevena, Inc. (TRVN) | 10-Dec-14 | Market Purchase | 500,000 | $4.00 | $2,000,000.00 | 13% 3.89M to 4.39M | (83%) |
| 19-Nov-14 5:23 PM View: | Applied Genetic Technologie... (AGTC) | 17-Nov-14 | Disposition (other) | 1,492,200 | -- | -- | (50%) 2.98M to 1.49M | |
| 21-Oct-14 7:33 PM View: | Esperion Therapeutics, Inc. (ESPR) | 21-Oct-14 | Private Purchase Duplicate | 500,000 | $20.00 | $10,000,000.00 | 24% 2.05M to 2.55M | |
| 31-Jul-14 5:45 PM View: | Immune Design Corp. (IMDZ) | 29-Jul-14 | Conversion | 2,183,220 | -- | -- | 100% 0 to 2.18M | |
| 31-Jul-14 5:45 PM View: | Immune Design Corp. (IMDZ) | 29-Jul-14 | Purchase | 299,559 | $12.00 | $3,594,710.00 | 14% 2.18M to 2.48M | |
| 25-Jun-14 11:37 AM View: | Zs Pharma, Inc. (ZSPH) | 23-Jun-14 | Conversion | 3,030,090 | -- | -- | 100% 0 to 3.03M | |
| 25-Jun-14 11:37 AM View: | Zs Pharma, Inc. (ZSPH) | 23-Jun-14 | Purchase | 200,000 | $18.00 | $3,600,000.00 | 7% 3.03M to 3.23M | |
| 01-Apr-14 4:28 PM View: | Applied Genetic Technologie... (AGTC) | 01-Apr-14 | Conversion | 2,828,760 | -- | -- | 100% 0 to 2.83M | |
| 01-Apr-14 4:28 PM View: | Applied Genetic Technologie... (AGTC) | 01-Apr-14 | Purchase | 155,645 | $12.00 | $1,867,740.00 | 6% 2.83M to 2.98M | |
| 07-Feb-14 11:57 AM View: | Trevena, Inc. (TRVN) | 05-Feb-14 | Conversion | 3,417,850 | -- | -- | 100% 0 to 3.42M | |
| 07-Feb-14 11:57 AM View: | Trevena, Inc. (TRVN) | 05-Feb-14 | Purchase Duplicate | 472,410 | $7.00 | $3,306,870.00 | 14% 3.42M to 3.89M | |
| 01-Jul-13 4:33 PM View: | Esperion Therapeutics, Inc. (ESPR) | 01-Jul-13 | Conversion Duplicate | 1,816,480 | -- | -- | 100% 0 to 1.82M | |
| 01-Jul-13 4:33 PM View: | Esperion Therapeutics, Inc. (ESPR) | 01-Jul-13 | Purchase Duplicate | 235,714 | $14.00 | $3,300,000.00 | 13% 1.82M to 2.05M | |
| 08-Jan-10 4:27 PM View: | Anesiva, Inc. (ANSV.PK) | 06-Jan-10 | Market Sale | 372,999 | $0.09 | $34,241.30 | (6%) 6.7M to 6.32M | 36% |
| 08-Jan-10 4:27 PM View: | Anesiva, Inc. (ANSV.PK) | 06-Jan-10 | Market Sale | 31,651 | $0.09 | $2,905.56 | (< 1%) 6.32M to 6.29M | 36% |
| 30-Jun-08 2:25 PM View: | ATS Medical Inc. (ATSI) | 26-Jun-08 | Grant | 1,960,000 | $1.65 | $3,234,000.00 | 20% 9.8M to 11.76M | 24% |