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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Dec-19 6:01 PM View:  | Soleno Therapeutics Inc (SLNO) | 02-Dec-19 | Market Sale | 34,028 | $1.62 | $55,125.40 | (< 1%) 3.67M to 3.63M | (17%) |
| 27-Nov-19 6:05 PM View: | Soleno Therapeutics Inc (SLNO) | 27-Nov-19 | Market Sale | 2,898 | $1.53 | $4,433.94 | (< 1%) 3.67M to 3.67M | (23%) |
| 27-Nov-19 6:05 PM View: | Soleno Therapeutics Inc (SLNO) | 26-Nov-19 | Market Sale | 15,171 | $1.55 | $23,515.00 | (< 1%) 3.69M to 3.67M | (22%) |
| 25-Nov-19 8:00 PM View: | Soleno Therapeutics Inc (SLNO) | 25-Nov-19 | Market Sale | 14,775 | $1.56 | $23,049.00 | (< 1%) 3.7M to 3.69M | (21%) |
| 25-Nov-19 8:00 PM View: | Soleno Therapeutics Inc (SLNO) | 22-Nov-19 | Market Sale | 2,600 | $1.55 | $4,030.00 | (< 1%) 3.7M to 3.7M | (22%) |
| 25-Nov-19 8:00 PM View: | Soleno Therapeutics Inc (SLNO) | 21-Nov-19 | Market Sale | 44,296 | $1.55 | $68,658.80 | (1%) 3.75M to 3.7M | (22%) |
| 20-Nov-19 7:11 PM View: | Soleno Therapeutics Inc (SLNO) | 20-Nov-19 | Market Sale | 40,929 | $1.55 | $63,439.90 | (1%) 3.79M to 3.75M | (22%) |
| 20-Nov-19 7:11 PM View: | Soleno Therapeutics Inc (SLNO) | 19-Nov-19 | Market Sale | 600 | $1.55 | $930.00 | (< 1%) 3.79M to 3.79M | (22%) |
| 20-Nov-19 7:11 PM View: | Soleno Therapeutics Inc (SLNO) | 18-Nov-19 | Market Sale | 100 | $1.55 | $155.00 | (< 1%) 3.79M to 3.79M | (22%) |
| 15-Nov-19 6:53 PM View: | Soleno Therapeutics Inc (SLNO) | 15-Nov-19 | Market Sale | 51,404 | $1.55 | $79,676.20 | (1%) 3.84M to 3.79M | (22%) |
| 15-Nov-19 6:53 PM View: | Soleno Therapeutics Inc (SLNO) | 14-Nov-19 | Market Sale | 31,391 | $1.55 | $48,656.00 | (< 1%) 3.87M to 3.84M | (22%) |
| 15-Nov-19 6:53 PM View: | Soleno Therapeutics Inc (SLNO) | 13-Nov-19 | Market Sale | 14,229 | $1.55 | $22,054.90 | (< 1%) 3.89M to 3.87M | (22%) |
| 07-Nov-19 6:08 PM View: | Soleno Therapeutics Inc (SLNO) | 05-Nov-19 | Market Sale | 8,764 | $1.55 | $13,584.20 | (< 1%) 3.89M to 3.89M | (22%) |
| 04-Nov-19 5:46 PM View: | Soleno Therapeutics Inc (SLNO) | 04-Nov-19 | Market Sale | 214,682 | $1.58 | $339,198.00 | (5%) 4.11M to 3.89M | (20%) |
| 04-Nov-19 5:46 PM View: | Soleno Therapeutics Inc (SLNO) | 01-Nov-19 | Market Sale | 94,911 | $1.55 | $147,112.00 | (2%) 4.2M to 4.11M | (22%) |
| 04-Nov-19 5:46 PM View: | Soleno Therapeutics Inc (SLNO) | 31-Oct-19 | Market Sale | 24,824 | $1.55 | $38,477.20 | (< 1%) 4.23M to 4.2M | (22%) |
| 28-Oct-19 7:24 PM View: | Soleno Therapeutics Inc (SLNO) | 28-Oct-19 | Market Sale | 7,225 | $1.55 | $11,198.80 | (< 1%) 4.24M to 4.23M | (22%) |
| 28-Oct-19 7:24 PM View: | Soleno Therapeutics Inc (SLNO) | 24-Oct-19 | Market Sale | 23,322 | $1.60 | $37,315.20 | (< 1%) 4.26M to 4.24M | (18%) |
| 09-Aug-18 7:12 PM View: | Soleno Therapeutics Inc (SLNO) | 14-May-18 | Acquisition (other) | 271,792 | $3.40 | $924,093.00 | 7% 3.99M to 4.26M | |
| 09-Aug-18 7:12 PM View: | Soleno Therapeutics Inc (SLNO) | 07-Mar-18 | Acquisition (other) | 54,357 | $3.40 | $184,814.00 | 1% 3.93M to 3.99M | |
| 19-Dec-17 8:44 PM View: | Soleno Therapeutics Inc (SLNO) | 15-Dec-17 | Market Purchase | 1,085,480 | $1.84 | $2,000,000.00 | 38% 2.85M to 3.93M | 1% |
| 04-Oct-17 6:05 PM View: | Soleno Therapeutics Inc (SLNO) | 02-Oct-17 | Grant | 16,827 | $0.52 | $8,750.04 | < 1% 14.27M to 14.29M | (28%) |
| 17-Jul-17 8:59 PM View: | Soleno Therapeutics Inc (SLNO) | 06-Jul-17 | Grant | 14,344 | $0.61 | $8,749.84 | < 1% 14.26M to 14.27M | (36%) |
| 14-Apr-17 6:06 AM View: | Soleno Therapeutics Inc (SLNO) | 07-Apr-17 | Grant | 13,888 | $0.63 | $8,749.44 | < 1% 14.24M to 14.26M | (41%) |
| 09-Mar-17 10:00 PM View: | Soleno Therapeutics Inc (SLNO) | 07-Mar-17 | Grant | 5,750,070 | -- | -- | 82% 7.0M to 12.75M | |
| 09-Mar-17 10:00 PM View: | Soleno Therapeutics Inc (SLNO) | 07-Mar-17 | Purchase Duplicate | 1,488,210 | $0.91 | $1,354,040.00 | 12% 12.75M to 14.24M | |
| 01-Sep-16 6:03 PM View: | Sagent Pharmaceuticals, Inc. (SGNT) | 29-Aug-16 | Disposition (change in control) | 3,013,760 | $21.75 | $65,549,400.00 | (100%) 3.01M to 0 | |
| 25-Apr-16 4:34 PM View: | Sagent Pharmaceuticals, Inc. (SGNT) | 21-Apr-16 | Market Sale | 2,005 | $13.55 | $27,167.80 | (< 1%) 3.02M to 3.01M | 5% |
| 09-Feb-16 4:06 PM View: | Soleno Therapeutics Inc (SLNO) | 08-Feb-16 | Acquisition (other) Duplicate | 136,224 | -- | -- | 2% 6.87M to 7.0M | |
| 12-Jan-16 4:02 PM View: | Soleno Therapeutics Inc (SLNO) | 08-Jan-16 | Acquisition (other) Duplicate | 333,787 | -- | -- | 5% 6.53M to 6.87M | |
| 23-Nov-15 4:30 PM View: | Soleno Therapeutics Inc (SLNO) | 19-Nov-15 | Acquisition (other) | 1,643,310 | -- | -- | 34% 4.89M to 6.53M | |
| 09-Nov-15 8:09 PM View: | Marshall Edwards Inc. (MEIP) | 09-Nov-15 | Market Sale | 9,142 | $1.75 | $15,998.50 | (2%) 579.17K to 570.02K | (64%) |
| 09-Nov-15 8:09 PM View: | Marshall Edwards Inc. (MEIP) | 06-Nov-15 | Market Sale | 440 | $1.85 | $814.00 | (< 1%) 579.61K to 579.17K | (55%) |
| 09-Nov-15 8:09 PM View: | Marshall Edwards Inc. (MEIP) | 05-Nov-15 | Market Sale | 13,111 | $1.91 | $25,042.00 | (2%) 592.72K to 579.61K | (50%) |
| 04-Nov-15 6:34 PM View: | Sagent Pharmaceuticals, Inc. (SGNT) | 04-Nov-15 | Market Sale | 463,983 | $15.45 | $7,168,540.00 | (4%) 10.5M to 10.03M | (2%) |
| 04-Nov-15 6:34 PM View: | Sagent Pharmaceuticals, Inc. (SGNT) | 03-Nov-15 | Market Sale | 58,240 | $16.32 | $950,477.00 | (< 1%) 10.56M to 10.5M | 4% |
| 04-Nov-15 6:34 PM View: | Sagent Pharmaceuticals, Inc. (SGNT) | 02-Nov-15 | Market Sale | 80,954 | $16.87 | $1,365,650.00 | (< 1%) 10.64M to 10.56M | 7% |
| 18-Aug-15 6:57 PM View: | Soleno Therapeutics Inc (SLNO) | 14-Aug-15 | Acquisition (other) | 1,051,250 | -- | -- | 27% 3.84M to 4.89M | |
| 14-Aug-15 9:59 PM View: | Soleno Therapeutics Inc (SLNO) | 12-Aug-15 | Acquisition (other) Duplicate | 796,464 | -- | -- | 26% 3.04M to 3.84M | |
| 26-Mar-15 3:00 PM View: | Marshall Edwards Inc. (MEIP) | 24-Mar-15 | Exercise (out-of-the-money) | 26,445 | $3.12 | $82,508.40 | 15% 180.01K to 206.46K | |
| 29-Oct-13 8:07 PM View: | Marshall Edwards Inc. (MEIP) | 29-Oct-13 | Market Sale | 44 | $8.27 | $363.88 | (< 1%) 542.44K to 542.4K | 65% |
| 29-Oct-13 8:07 PM View: | Marshall Edwards Inc. (MEIP) | 28-Oct-13 | Market Sale | 2,263 | $8.30 | $18,790.10 | (< 1%) 544.7K to 542.44K | 66% |
| 29-Oct-13 8:07 PM View: | Marshall Edwards Inc. (MEIP) | 25-Oct-13 | Market Sale | 15,100 | $8.20 | $123,820.00 | (3%) 559.8K to 544.7K | 65% |
| 03-Oct-13 7:30 PM View: | Marshall Edwards Inc. (MEIP) | 02-Oct-13 | Market Sale | 28,243 | $10.00 | $282,455.00 | (13%) 225.66K to 197.42K | 71% |
| 03-Oct-13 7:30 PM View: | Marshall Edwards Inc. (MEIP) | 01-Oct-13 | Market Sale | 5,551 | $11.00 | $61,046.00 | (2%) 231.22K to 225.66K | 74% |
| 17-Sep-13 10:57 AM View: | Sagent Pharmaceuticals, Inc. (SGNT) | 16-Sep-13 | Market Sale | 539,017 | $21.25 | $11,454,100.00 | (13%) 4.16M to 3.62M | 26% |
| 02-Jul-13 7:30 PM View: | Marshall Edwards Inc. (MEIP) | 28-Jun-13 | Market Sale | 426 | $7.58 | $3,228.10 | (< 1%) 231.64K to 231.22K | 62% |
| 13-Jun-13 6:16 PM View: | Marshall Edwards Inc. (MEIP) | 11-Jun-13 | Market Sale | 13,727 | $7.80 | $107,071.00 | (6%) 245.37K to 231.64K | 63% |
| 20-May-13 6:32 PM View: | Marshall Edwards Inc. (MEIP) | 16-May-13 | Market Sale | 1,012 | $9.07 | $9,174.29 | (< 1%) 246.38K to 245.37K | 68% |
| 18-May-07 4:26 PM View: | Biodel Inc. (ALBO) | 16-May-07 | Conversion Duplicate | 1,078,930 | -- | -- | 178% 606.7K to 1.69M |