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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Jan-17 11:21 AM View:  | Argos Therapeutics Inc (ARGS) | 31-Dec-16 | Grant | 3,571 | -- | -- | 39% 9.11K to 12.68K | |
| 03-Oct-16 11:14 AM View: | Argos Therapeutics Inc (ARGS) | 30-Sep-16 | Grant | 3,521 | -- | -- | 63% 5.59K to 9.11K | |
| 05-Jul-16 10:54 AM View: | Argos Therapeutics Inc (ARGS) | 30-Jun-16 | Grant | 2,854 | -- | -- | 104% 2.73K to 5.59K | |
| 01-Jul-16 5:06 PM View: | Argos Therapeutics Inc (ARGS) | 29-Jun-16 | Purchase | 275,545 | -- | -- | 17% 1.65M to 1.93M | |
| 04-Apr-16 7:42 PM View: | Argos Therapeutics Inc (ARGS) | 31-Mar-16 | Grant | 2,734 | -- | -- | 100% 0 to 2.73K | |
| 16-Mar-16 4:36 PM View: | Argos Therapeutics Inc (ARGS) | 14-Mar-16 | Purchase | 183,697 | -- | -- | 12% 1.47M to 1.65M | |
| 30-Oct-14 8:30 AM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Conversion | 1,486,620 | -- | -- | 40% 3.69M to 5.18M | |
| 30-Oct-14 8:30 AM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Purchase | 300,000 | $10.00 | $3,000,000.00 | 6% 5.18M to 5.48M | |
| 30-Oct-14 8:30 AM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Exercise (in-the money or at-the-money) | 156,443 | $4.60 | $719,998.00 | 3% 5.48M to 5.63M | |
| 12-Feb-14 6:16 PM View: | Argos Therapeutics Inc (ARGS) | 12-Feb-14 | Conversion | 1,431,220 | -- | -- | 100% 0 to 1.43M | |
| 12-Feb-14 6:16 PM View: | Argos Therapeutics Inc (ARGS) | 12-Feb-14 | Purchase | 39,873 | $8.00 | $318,984.00 | 3% 1.43M to 1.47M | |
| 04-Aug-11 5:14 PM View: | Horizon Pharma, Inc. (HZNP) | 02-Aug-11 | Conversion | 743,789 | $1.53 | $1,135,400.00 | 63% 1.18M to 1.93M | |
| 04-Aug-11 5:14 PM View: | Horizon Pharma, Inc. (HZNP) | 02-Aug-11 | Market Purchase | 156,162 | $9.00 | $1,405,460.00 | 8% 1.93M to 2.08M | 116% |