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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 2:35 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 75,000 | $7.50 | $562,500.00 | (1%) 6.77M to 6.69M | 0% |
| 17-Nov-21 2:35 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 36,400 | $7.50 | $273,000.00 | (< 1%) 6.69M to 6.65M | 0% |
| 17-Nov-21 2:35 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 6,654,140 | $7.50 | $49,906,000.00 | (100%) 6.65M to 0 | 0% |
| 09-Jun-21 5:03 PM View: | Harvest Capital Credit Corp (HCAP) | 09-Jun-21 | Disposition | 864,273 | -- | -- | (93%) 930.04K to 65.77K | |
| 09-Jun-21 5:03 PM View: | Harvest Capital Credit Corp (HCAP) | 09-Jun-21 | Disposition | 30,000 | -- | -- | (46%) 65.77K to 35.77K | |
| 09-Jun-21 5:03 PM View: | Harvest Capital Credit Corp (HCAP) | 09-Jun-21 | Disposition | 35,768 | -- | -- | (100%) 35.77K to 0 | |
| 14-Sep-20 5:14 PM View: | JMP Group LLC (JMP) | 10-Sep-20 | Market Purchase | 200,000 | $2.39 | $478,000.00 | 3% 6.77M to 6.97M | 222% |
| 14-Sep-20 5:14 PM View: | JMP Group LLC (JMP) | 10-Sep-20 | Market Sale | 200,000 | $2.39 | $478,000.00 | (3%) 6.97M to 6.77M | (222%) |
| 10-Aug-20 3:15 PM View: | Harvest Capital Credit Corp (HCAP) | 07-Aug-20 | Market Purchase | 2,800 | $3.95 | $11,060.00 | < 1% 927.24K to 930.04K | 132% |
| 06-Aug-20 9:48 AM View: | Harvest Capital Credit Corp (HCAP) | 04-Aug-20 | Market Purchase | 200 | $4.00 | $800.00 | < 1% 927.04K to 927.24K | 129% |
| 04-Aug-20 7:30 PM View: | JMP Group LLC (JMP) | 03-Aug-20 | Market Purchase | 33,333 | $2.64 | $87,999.10 | < 1% 6.73M to 6.77M | 191% |
| 29-Jul-20 5:31 PM View: | Harvest Capital Credit Corp (HCAP) | 29-Jul-20 | Market Purchase | 2,000 | $3.95 | $7,900.00 | < 1% 925.04K to 927.04K | 132% |
| 29-Jul-20 5:31 PM View: | Harvest Capital Credit Corp (HCAP) | 28-Jul-20 | Market Purchase | 2,276 | $3.96 | $9,012.96 | < 1% 922.76K to 925.04K | 132% |
| 24-Jul-20 4:21 PM View: | Harvest Capital Credit Corp (HCAP) | 24-Jul-20 | Market Purchase | 200 | $4.00 | $800.00 | < 1% 922.57K to 922.76K | 129% |
| 24-Jul-20 4:21 PM View: | Harvest Capital Credit Corp (HCAP) | 23-Jul-20 | Market Purchase | 3,050 | $4.00 | $12,200.00 | < 1% 919.51K to 922.57K | 129% |
| 22-Jul-20 4:26 PM View: | Harvest Capital Credit Corp (HCAP) | 22-Jul-20 | Market Purchase | 2,000 | $4.00 | $8,000.00 | < 1% 917.51K to 919.51K | 129% |
| 22-Jul-20 4:26 PM View: | Harvest Capital Credit Corp (HCAP) | 21-Jul-20 | Market Purchase | 3,474 | $3.99 | $13,861.30 | < 1% 914.04K to 917.51K | 130% |
| 22-Jul-20 4:26 PM View: | Harvest Capital Credit Corp (HCAP) | 20-Jul-20 | Market Purchase | 8,909 | $3.99 | $35,546.90 | < 1% 905.13K to 914.04K | 130% |
| 17-Jul-20 4:41 PM View: | Harvest Capital Credit Corp (HCAP) | 17-Jul-20 | Market Purchase | 464 | $4.00 | $1,856.00 | < 1% 904.67K to 905.13K | 129% |
| 17-Jul-20 4:41 PM View: | Harvest Capital Credit Corp (HCAP) | 16-Jul-20 | Market Purchase | 1,194 | $4.00 | $4,776.00 | < 1% 903.47K to 904.67K | 129% |
| 10-Jul-20 4:34 PM View: | Harvest Capital Credit Corp (HCAP) | 10-Jul-20 | Market Purchase | 11,848 | $4.00 | $47,392.00 | 1% 891.63K to 903.47K | 129% |
| 10-Jul-20 4:34 PM View: | Harvest Capital Credit Corp (HCAP) | 08-Jul-20 | Market Purchase | 546 | $4.00 | $2,184.00 | < 1% 891.08K to 891.63K | 129% |
| 01-Jul-20 1:04 PM View: | JMP Group LLC (JMP) | 26-Jun-20 | Market Purchase | 1,454 | $2.60 | $3,779.38 | < 1% 6.73M to 6.73M | 196% |
| 16-Jun-20 5:28 PM View: | JMP Group LLC (JMP) | 15-Jun-20 | Market Purchase | 67,270 | $2.77 | $186,338.00 | 1% 6.66M to 6.73M | 178% |
| 29-May-20 4:19 PM View: | Harvest Capital Credit Corp (HCAP) | 28-May-20 | Market Purchase | 2,039 | $3.98 | $8,115.22 | < 1% 889.04K to 891.08K | 130% |
| 15-May-20 5:50 PM View: | Harvest Capital Credit Corp (HCAP) | 15-May-20 | Market Purchase | 2,408 | $3.96 | $9,535.68 | < 1% 886.63K to 889.04K | 127% |
| 15-May-20 5:50 PM View: | Harvest Capital Credit Corp (HCAP) | 14-May-20 | Market Purchase | 1,979 | $3.95 | $7,817.05 | < 1% 884.65K to 886.63K | 128% |
| 13-May-20 5:22 PM View: | Harvest Capital Credit Corp (HCAP) | 13-May-20 | Market Purchase | 613 | $3.97 | $2,433.61 | < 1% 884.04K to 884.65K | 127% |
| 14-May-20 7:35 PM View: | JMP Group LLC (JMP) | 13-May-20 | Market Purchase | 33,390 | $2.64 | $88,223.10 | < 1% 6.63M to 6.66M | 192% |
| 13-May-20 5:22 PM View: | Harvest Capital Credit Corp (HCAP) | 12-May-20 | Market Purchase | 1,165 | $4.10 | $4,776.50 | < 1% 882.88K to 884.04K | 120% |
| 08-May-20 4:59 PM View: | Harvest Capital Credit Corp (HCAP) | 07-May-20 | Market Purchase | 1,774 | $3.97 | $7,042.78 | < 1% 881.1K to 882.88K | 127% |
| 08-May-20 4:07 PM View: | JMP Group LLC (JMP) | 07-May-20 | Market Purchase | 2,958 | $2.59 | $7,674.23 | < 1% 11.81M to 11.82M | 198% |
| 06-May-20 4:36 PM View: | Harvest Capital Credit Corp (HCAP) | 06-May-20 | Market Purchase | 3,000 | $3.97 | $11,910.00 | < 1% 878.1K to 881.1K | 127% |
| 08-May-20 4:07 PM View: | JMP Group LLC (JMP) | 06-May-20 | Market Purchase | 4,000 | $2.51 | $10,039.20 | < 1% 11.81M to 11.81M | 207% |
| 06-May-20 4:36 PM View: | Harvest Capital Credit Corp (HCAP) | 05-May-20 | Market Purchase | 1,151 | $3.97 | $4,569.47 | < 1% 876.95K to 878.1K | 127% |
| 06-May-20 4:36 PM View: | Harvest Capital Credit Corp (HCAP) | 04-May-20 | Market Purchase | 1,900 | $4.00 | $7,600.00 | < 1% 875.05K to 876.95K | 125% |
| 01-May-20 4:37 PM View: | Harvest Capital Credit Corp (HCAP) | 01-May-20 | Market Purchase | 1,500 | $4.00 | $6,000.00 | < 1% 873.55K to 875.05K | 125% |
| 05-May-20 4:35 PM View: | JMP Group LLC (JMP) | 01-May-20 | Market Purchase | 6,000 | $2.45 | $14,675.40 | < 1% 6.62M to 6.62M | 215% |
| 01-May-20 4:37 PM View: | Harvest Capital Credit Corp (HCAP) | 29-Apr-20 | Market Purchase | 4,800 | $3.99 | $19,152.00 | < 1% 868.75K to 873.55K | 126% |
| 08-Apr-20 4:47 PM View: | Harvest Capital Credit Corp (HCAP) | 07-Apr-20 | Market Purchase | 3,710 | $4.06 | $15,062.60 | < 1% 865.04K to 868.75K | 118% |
| 08-Apr-20 4:47 PM View: | Harvest Capital Credit Corp (HCAP) | 06-Apr-20 | Market Purchase | 4,000 | $3.89 | $15,560.00 | < 1% 861.04K to 865.04K | 127% |
| 03-Apr-20 4:34 PM View: | Harvest Capital Credit Corp (HCAP) | 03-Apr-20 | Market Purchase | 5,000 | $3.86 | $19,300.00 | < 1% 856.04K to 861.04K | 129% |
| 03-Apr-20 4:34 PM View: | Harvest Capital Credit Corp (HCAP) | 02-Apr-20 | Market Purchase | 3,000 | $4.12 | $12,360.00 | < 1% 853.04K to 856.04K | 115% |
| 01-Apr-20 4:43 PM View: | Harvest Capital Credit Corp (HCAP) | 01-Apr-20 | Market Purchase | 6,000 | $4.21 | $25,260.00 | < 1% 847.04K to 853.04K | 110% |
| 01-Apr-20 4:43 PM View: | Harvest Capital Credit Corp (HCAP) | 31-Mar-20 | Market Purchase | 4,799 | $4.98 | $23,899.00 | < 1% 842.24K to 847.04K | 78% |
| 01-Apr-20 4:43 PM View: | Harvest Capital Credit Corp (HCAP) | 30-Mar-20 | Market Purchase | 4,000 | $5.27 | $21,080.00 | < 1% 838.24K to 842.24K | 68% |
| 27-Mar-20 4:18 PM View: | Harvest Capital Credit Corp (HCAP) | 27-Mar-20 | Market Purchase | 1,001 | $5.13 | $5,135.13 | < 1% 837.24K to 838.24K | 72% |
| 27-Mar-20 4:18 PM View: | Harvest Capital Credit Corp (HCAP) | 26-Mar-20 | Market Purchase | 1,700 | $5.50 | $9,350.00 | < 1% 835.54K to 837.24K | 61% |
| 27-Mar-20 4:18 PM View: | Harvest Capital Credit Corp (HCAP) | 25-Mar-20 | Market Purchase | 5,500 | $4.50 | $24,750.00 | < 1% 830.04K to 835.54K | 97% |
| 24-Mar-20 4:39 PM View: | Harvest Capital Credit Corp (HCAP) | 24-Mar-20 | Market Purchase | 1,435 | $4.17 | $5,983.95 | < 1% 828.61K to 830.04K | 112% |