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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 2:49 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 16,412 | $7.50 | $123,090.00 | (2%) 737.24K to 720.83K | 0% |
| 17-Nov-21 2:49 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 720,826 | $7.50 | $5,406,200.00 | (100%) 720.83K to 0 | 0% |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Payment of Exercise | 3,845 | $6.22 | $23,915.90 | (< 1%) 741.08K to 737.24K | (14%) |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Option Exercise | 10,232 | -- | -- | 1% 730.85K to 741.08K | |
| 03-Dec-15 3:56 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Payment of Exercise | 10,936 | $6.19 | $67,693.80 | (1%) 741.79K to 730.85K | (23%) |
| 03-Dec-15 3:56 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Option Exercise | 20,961 | -- | -- | 3% 720.83K to 741.79K | |
| 05-Jan-15 7:35 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 94,217 | -- | -- | 14% 662.87K to 757.08K | |
| 05-Jan-15 7:35 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 36,257 | -- | -- | (5%) 757.08K to 720.83K | |
| 09-Jan-14 4:49 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Payment of Exercise | 4,395 | $7.40 | $32,523.00 | (< 1%) 667.26K to 662.87K | (13%) |
| 09-Jan-14 4:49 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Option Exercise | 10,016 | -- | -- | 2% 657.25K to 667.26K | |
| 14-Mar-12 4:45 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Payment of Exercise | 66,002 | $7.03 | $463,994.00 | (9%) 723.25K to 657.25K | (22%) |
| 14-Mar-12 4:45 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Option Exercise | 141,394 | -- | -- | 24% 581.85K to 723.25K | |
| 12-May-11 4:20 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Payment of Exercise | 9,336 | $8.00 | $74,688.00 | (2%) 591.19K to 581.85K | (9%) |
| 12-May-11 4:20 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Option Exercise | 20,000 | -- | -- | 4% 571.19K to 591.19K | |
| 09-Mar-11 2:25 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Payment of Exercise | 24,776 | $8.33 | $206,384.00 | (16%) 150.66K to 125.89K | (5%) |
| 09-Mar-11 2:25 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 53,078 | -- | -- | 54% 97.59K to 150.66K | |
| 13-May-10 5:12 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Payment of Exercise | 8,169 | $7.13 | $58,245.00 | (1%) 551.06K to 542.89K | (24%) |
| 13-May-10 5:12 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Option Exercise | 17,500 | -- | -- | 3% 533.56K to 551.06K | |
| 17-Dec-09 4:07 PM View: | JMP Group Inc. (JMP) | 15-Dec-09 | Gift | 550 | -- | -- | (< 1%) 534.11K to 533.56K | |
| 17-Nov-09 5:42 PM View: | JMP Group Inc. (JMP) | 17-Nov-09 | Market Sale | 9,593 | $9.81 | $94,107.30 | (2%) 543.7K to 534.11K | 10% |
| 17-Nov-09 5:42 PM View: | JMP Group Inc. (JMP) | 16-Nov-09 | Market Sale | 7,500 | $10.07 | $75,525.00 | (1%) 551.2K to 543.7K | 12% |
| 04-Nov-09 4:18 PM View: | JMP Group Inc. (JMP) | 02-Nov-09 | Payment of Exercise | 44,650 | $8.16 | $364,344.00 | (7%) 595.85K to 551.2K | (8%) |
| 04-Nov-09 4:18 PM View: | JMP Group Inc. (JMP) | 02-Nov-09 | Option Exercise | 95,000 | -- | -- | 19% 500.85K to 595.85K | |
| 25-Jun-09 5:32 PM View: | JMP Group Inc. (JMP) | 25-Jun-09 | Market Sale | 26,500 | $7.08 | $187,620.00 | (5%) 527.35K to 500.85K | (22%) |
| 25-Jun-09 5:32 PM View: | JMP Group Inc. (JMP) | 24-Jun-09 | Market Sale | 23,500 | $7.02 | $164,970.00 | (4%) 550.85K to 527.35K | (23%) |
| 11-May-09 6:02 PM View: | JMP Group Inc. (JMP) | 11-May-09 | Payment of Exercise | 4,468 | $6.40 | $28,595.20 | (< 1%) 555.32K to 550.85K | (35%) |
| 11-May-09 6:02 PM View: | JMP Group Inc. (JMP) | 11-May-09 | Option Exercise | 12,500 | -- | -- | 2% 542.82K to 555.32K | |
| 09-Feb-09 6:20 PM View: | JMP Group Inc. (JMP) | 05-Feb-09 | Grant | 3,900 | $5.00 | $19,500.00 | < 1% 540.31K to 544.21K | 83% |
| 24-Dec-08 5:09 PM View: | JMP Group Inc. (JMP) | 22-Dec-08 | Payment of Exercise | 15,333 | $4.88 | $74,825.00 | (3%) 555.64K to 540.31K | (88%) |
| 24-Dec-08 5:09 PM View: | JMP Group Inc. (JMP) | 22-Dec-08 | Option Exercise | 43,450 | -- | -- | 8% 512.19K to 555.64K | |
| 18-May-07 4:40 PM View: | JMP Group Inc. (JMP) | 16-May-07 | Acquisition (other) | 512,394 | -- | -- | 100% 0 to 512.39K |