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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Oct-15 2:57 PM View:  | Square 1 Financial Inc (SQBK) | 06-Oct-15 | Disposition | 34,467 | -- | -- | (68%) 50.37K to 15.9K | |
| 08-Oct-15 2:57 PM View: | Square 1 Financial Inc (SQBK) | 06-Oct-15 | Disposition | 15,903 | -- | -- | (100%) 15.9K to 0 | |
| 31-Aug-15 3:49 PM View: | Square 1 Financial Inc (SQBK) | 31-Aug-15 | Option Exercise | 18,000 | $6.00 | $108,000.00 | 43% 41.8K to 59.8K | |
| 31-Aug-15 3:49 PM View: | Square 1 Financial Inc (SQBK) | 28-Aug-15 | Payment of Exercise | 4,311 | $25.05 | $107,991.00 | (9%) 46.12K to 41.8K | 100% |
| 31-Aug-15 3:49 PM View: | Square 1 Financial Inc (SQBK) | 28-Aug-15 | Option Exercise | 18,000 | $6.00 | $108,000.00 | 64% 28.12K to 46.12K | |
| 04-Mar-15 4:49 PM View: | Square 1 Financial Inc (SQBK) | 03-Mar-15 | Payment of Exercise | 375 | $26.00 | $9,750.00 | (1%) 28.49K to 28.12K | 100% |
| 04-Mar-15 4:49 PM View: | Square 1 Financial Inc (SQBK) | 02-Mar-15 | Grant | 1,626 | -- | -- | 6% 27.07K to 28.7K | |
| 04-Mar-15 4:49 PM View: | Square 1 Financial Inc (SQBK) | 02-Mar-15 | Payment of Exercise | 204 | $27.68 | $5,646.72 | (< 1%) 28.7K to 28.49K | 100% |
| 18-Nov-14 5:07 PM View: | Square 1 Financial Inc (SQBK) | 15-Nov-14 | Payment of Exercise | 1,379 | $21.43 | $29,552.00 | (4%) 32.12K to 30.74K | 100% |
| 18-Nov-14 5:07 PM View: | Square 1 Financial Inc (SQBK) | 15-Nov-14 | Acquisition (other) Duplicate | 3,667 | -- | -- | 13% 28.45K to 32.12K | |
| 18-Nov-14 5:07 PM View: | Square 1 Financial Inc (SQBK) | 15-Nov-14 | Disposition (other) Duplicate | 3,667 | -- | -- | (12%) 30.74K to 27.07K | |
| 31-Mar-14 7:48 PM View: | Square 1 Financial Inc (SQBK) | 27-Mar-14 | Purchase | 2,778 | $18.00 | $50,004.00 | 11% 25.67K to 28.45K | |
| 20-Sep-11 11:21 AM View: | Hercules Technology Growth ... (HTGC) | 17-Sep-11 | Payment of Exercise | 230 | $9.38 | $2,157.40 | (< 1%) 196.5K to 196.27K | (82%) |
| 20-Sep-11 11:21 AM View: | Hercules Technology Growth ... (HTGC) | 16-Sep-11 | Payment of Exercise | 459 | $9.38 | $4,305.42 | (< 1%) 196.96K to 196.5K | (82%) |
| 18-Aug-11 2:12 PM View: | Hercules Technology Growth ... (HTGC) | 17-Aug-11 | Payment of Exercise | 230 | $9.19 | $2,113.70 | (< 1%) 197.19K to 196.96K | (86%) |
| 18-Aug-11 2:12 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-11 | Payment of Exercise | 459 | $9.11 | $4,181.49 | (< 1%) 197.65K to 197.19K | (88%) |
| 16-Aug-11 11:01 AM View: | Hercules Technology Growth ... (HTGC) | 15-Aug-11 | Payment of Exercise | 276 | $9.23 | $2,547.48 | (< 1%) 197.93K to 197.65K | (85%) |
| 19-Jul-11 1:55 PM View: | Hercules Technology Growth ... (HTGC) | 17-Jul-11 | Payment of Exercise | 230 | $10.33 | $2,375.90 | (< 1%) 27.64K to 27.41K | (70%) |
| 19-Jul-11 1:55 PM View: | Hercules Technology Growth ... (HTGC) | 16-Jul-11 | Payment of Exercise | 459 | $10.33 | $4,741.47 | (2%) 28.1K to 27.64K | (70%) |
| 21-Jun-11 10:58 AM View: | Hercules Technology Growth ... (HTGC) | 17-Jun-11 | Payment of Exercise | 230 | $10.28 | $2,364.40 | (< 1%) 196.49K to 196.26K | (71%) |
| 21-Jun-11 10:58 AM View: | Hercules Technology Growth ... (HTGC) | 16-Jun-11 | Payment of Exercise | 459 | $10.34 | $4,746.06 | (< 1%) 196.94K to 196.49K | (70%) |
| 01-Jun-11 11:08 AM View: | Hercules Technology Growth ... (HTGC) | 31-May-11 | Market Sale | 20,000 | $10.77 | $215,400.00 | (9%) 216.94K to 196.94K | (63%) |
| 18-May-11 5:04 PM View: | Hercules Technology Growth ... (HTGC) | 17-May-11 | Payment of Exercise | 230 | $10.37 | $2,385.10 | (< 1%) 217.18K to 216.94K | (69%) |
| 18-May-11 5:04 PM View: | Hercules Technology Growth ... (HTGC) | 16-May-11 | Payment of Exercise | 459 | $10.35 | $4,750.65 | (< 1%) 217.63K to 217.18K | (70%) |
| 20-Apr-11 3:05 PM View: | Hercules Technology Growth ... (HTGC) | 17-Apr-11 | Payment of Exercise | 230 | $10.33 | $2,375.90 | (< 1%) 217.86K to 217.63K | (73%) |
| 20-Apr-11 3:05 PM View: | Hercules Technology Growth ... (HTGC) | 16-Apr-11 | Payment of Exercise | 459 | $10.33 | $4,741.47 | (< 1%) 218.32K to 217.86K | (73%) |
| 01-Apr-11 5:37 PM View: | Hercules Technology Growth ... (HTGC) | 30-Mar-11 | Grant | 45,000 | -- | -- | 26% 173.32K to 218.32K | |
| 22-Dec-10 12:04 PM View: | Hercules Technology Growth ... (HTGC) | 21-Dec-10 | Payment of Exercise | 18,665 | $10.38 | $193,743.00 | (10%) 190.2K to 171.54K | (78%) |
| 22-Dec-10 12:04 PM View: | Hercules Technology Growth ... (HTGC) | 21-Dec-10 | Option Exercise | 34,316 | $4.21 | $144,470.00 | 22% 155.89K to 190.2K | |
| 21-Dec-10 2:28 PM View: | Hercules Technology Growth ... (HTGC) | 17-Dec-10 | Payment of Exercise | 230 | $10.10 | $2,323.00 | (< 1%) 153.45K to 153.22K | (83%) |
| 19-Nov-10 2:58 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-10 | Payment of Exercise | 230 | $10.19 | $2,343.70 | (< 1%) 153.68K to 153.45K | (82%) |
| 28-May-10 12:31 PM View: | Hercules Technology Growth ... (HTGC) | 27-May-10 | Market Purchase | 500 | $8.97 | $4,485.00 | < 1% 147.77K to 148.27K | 114% |
| 18-Mar-10 1:56 PM View: | Hercules Technology Growth ... (HTGC) | 16-Mar-10 | Grant | 60,000 | -- | -- | 70% 86.28K to 146.28K | |
| 10-Mar-10 5:49 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-10 | Market Sale | 3,500 | $10.25 | $35,875.00 | (4%) 89.78K to 86.28K | (91%) |
| 12-Feb-10 10:43 AM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-09 | Grant | 292 | -- | -- | < 1% 89.49K to 89.78K | |
| 28-Dec-09 11:12 AM View: | Hercules Technology Growth ... (HTGC) | 23-Dec-09 | Market Sale | 5,000 | $10.41 | $52,050.00 | (5%) 94.49K to 89.49K | (93%) |
| 19-Mar-09 2:08 PM View: | Hercules Technology Growth ... (HTGC) | 17-Mar-09 | Grant | 30,000 | -- | -- | 61% 48.98K to 78.98K | |
| 14-Nov-08 8:15 AM View: | Hercules Technology Growth ... (HTGC) | 13-Nov-08 | Grant | 500 | $6.15 | $3,075.00 | 1% 48.48K to 48.98K | 293% |
| 12-Nov-08 10:35 AM View: | Hercules Technology Growth ... (HTGC) | 11-Nov-08 | Grant | 500 | $6.96 | $3,480.00 | 1% 47.98K to 48.48K | 266% |
| 16-Sep-08 10:28 AM View: | Hercules Technology Growth ... (HTGC) | 15-Sep-08 | Grant | 500 | $9.80 | $4,900.00 | 1% 47.48K to 47.98K | 160% |
| 19-Aug-08 4:46 PM View: | Hercules Technology Growth ... (HTGC) | 15-Aug-08 | Grant | 3,000 | -- | -- | 7% 44.48K to 47.48K | |
| 11-Aug-08 4:24 PM View: | Hercules Technology Growth ... (HTGC) | 30-Jul-08 | Grant | 3,000 | -- | -- | 7% 44.38K to 47.38K | |
| 10-Jun-08 10:39 AM View: | Hercules Technology Growth ... (HTGC) | 09-Jun-08 | Market Purchase | 100 | $9.94 | $994.00 | < 1% 44.38K to 44.48K | 164% |
| 16-May-08 3:28 PM View: | Hercules Technology Growth ... (HTGC) | 16-May-08 | Market Purchase | 500 | $10.13 | $5,064.00 | 1% 43.88K to 44.38K | 159% |
| 27-Feb-08 4:48 PM View: | Hercules Technology Growth ... (HTGC) | 25-Feb-08 | Grant | 23,000 | -- | -- | 110% 20.88K to 43.88K |