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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Dec-18 11:41 AM View:  | Ascena Retail Group Inc. (ASNAQ) | 07-Dec-18 | Option Exercise | 6,074 | -- | -- | 7% 81.82K to 87.89K | |
| 02-Oct-18 1:13 PM View: | Ascena Retail Group Inc. (ASNAQ) | 01-Oct-18 | Payment of Exercise | 1,658 | $4.57 | $7,577.06 | (2%) 83.48K to 81.82K | 51% |
| 02-Oct-18 1:13 PM View: | Ascena Retail Group Inc. (ASNAQ) | 29-Sep-18 | Option Exercise | 5,950 | -- | -- | 8% 77.53K to 83.48K | |
| 25-Sep-18 11:39 AM View: | Ascena Retail Group Inc. (ASNAQ) | 21-Sep-18 | Option Exercise | 11,723 | -- | -- | 18% 65.8K to 77.53K | |
| 04-Jun-18 4:06 PM View: | Ascena Retail Group Inc. (ASNAQ) | 03-Jun-18 | Option Exercise | 15,000 | -- | -- | 30% 50.8K to 65.8K | |
| 08-Dec-17 1:21 PM View: | Ascena Retail Group Inc. (ASNAQ) | 07-Dec-17 | Option Exercise | 6,075 | -- | -- | 14% 44.73K to 50.8K | |
| 02-Oct-17 2:38 PM View: | Ascena Retail Group Inc. (ASNAQ) | 29-Sep-17 | Option Exercise | 5,949 | -- | -- | 15% 38.78K to 44.73K | |
| 22-Sep-17 4:54 PM View: | Ascena Retail Group Inc. (ASNAQ) | 21-Sep-17 | Option Exercise | 11,726 | -- | -- | 43% 27.05K to 38.78K | |
| 05-Jun-17 4:28 PM View: | Ascena Retail Group Inc. (ASNAQ) | 03-Jun-17 | Option Exercise | 15,000 | -- | -- | 124% 12.05K to 27.05K | |
| 17-Mar-14 9:02 PM View: | AnnTaylor Stores Corp. (ANN) | 15-Mar-14 | Payment of Exercise | 5,185 | $37.53 | $194,593.00 | (4%) 144.97K to 139.78K | (11%) |
| 17-Mar-14 9:02 PM View: | AnnTaylor Stores Corp. (ANN) | 13-Mar-14 | Payment of Exercise | 7,155 | $34.90 | $249,710.00 | (5%) 152.12K to 144.97K | (19%) |
| 14-Mar-14 9:20 PM View: | AnnTaylor Stores Corp. (ANN) | 12-Mar-14 | Payment of Exercise | 2,943 | $36.09 | $106,213.00 | (2%) 155.07K to 152.13K | (15%) |
| 13-Mar-14 5:10 PM View: | AnnTaylor Stores Corp. (ANN) | 11-Mar-14 | Grant | 7,774 | -- | -- | 5% 147.3K to 155.07K | |
| 29-Nov-13 4:24 PM View: | AnnTaylor Stores Corp. (ANN) | 26-Nov-13 | Option Exercise | 69,346 | $22.80 | $1,581,220.00 | 30% 234.22K to 303.57K | |
| 29-Nov-13 4:24 PM View: | AnnTaylor Stores Corp. (ANN) | 26-Nov-13 | Market Option Sale | 69,346 | $36.44 | $2,527,060.00 | (23%) 303.57K to 234.22K | (14%) |
| 29-Nov-13 4:24 PM View: | AnnTaylor Stores Corp. (ANN) | 26-Nov-13 | Market Sale | 83,947 | $36.44 | $3,059,140.00 | (36%) 234.22K to 150.27K | (14%) |
| 23-Aug-13 4:27 PM View: | AnnTaylor Stores Corp. (ANN) | 21-Aug-13 | Grant | 10,863 | -- | -- | 5% 223.36K to 234.22K | |
| 19-Mar-13 6:05 PM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-13 | Payment of Exercise | 7,286 | $31.20 | $227,323.00 | (3%) 230.64K to 223.36K | (33%) |
| 19-Mar-13 6:05 PM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-13 | Option Exercise | 7,167 | -- | -- | 3% 223.48K to 230.64K | |
| 19-Mar-13 6:05 PM View: | AnnTaylor Stores Corp. (ANN) | 15-Mar-13 | Payment of Exercise | 3,994 | $30.91 | $123,455.00 | (2%) 227.47K to 223.48K | (34%) |
| 15-Mar-13 5:05 PM View: | AnnTaylor Stores Corp. (ANN) | 13-Mar-13 | Payment of Exercise | 7,478 | $30.77 | $230,098.00 | (3%) 234.95K to 227.47K | (35%) |
| 14-Mar-13 4:28 PM View: | AnnTaylor Stores Corp. (ANN) | 12-Mar-13 | Grant | 11,100 | -- | -- | 5% 223.85K to 234.95K | |
| 07-Mar-13 2:53 PM View: | AnnTaylor Stores Corp. (ANN) | 05-Mar-13 | Grant | 7,987 | -- | -- | 4% 215.86K to 223.85K | |
| 28-Aug-12 12:10 PM View: | AnnTaylor Stores Corp. (ANN) | 24-Aug-12 | Option Exercise | 3,000 | $27.74 | $83,211.50 | 1% 215.86K to 218.86K | |
| 28-Aug-12 12:10 PM View: | AnnTaylor Stores Corp. (ANN) | 24-Aug-12 | Market Option Sale | 3,000 | $35.15 | $105,450.00 | (1%) 218.86K to 215.86K | (18%) |
| 23-Aug-12 2:02 PM View: | AnnTaylor Stores Corp. (ANN) | 22-Aug-12 | Option Exercise | 3,000 | $27.09 | $81,259.80 | 1% 215.86K to 218.86K | |
| 23-Aug-12 2:02 PM View: | AnnTaylor Stores Corp. (ANN) | 22-Aug-12 | Market Option Sale | 3,000 | $35.15 | $105,450.00 | (1%) 218.86K to 215.86K | (18%) |
| 23-Aug-12 2:02 PM View: | AnnTaylor Stores Corp. (ANN) | 21-Aug-12 | Option Exercise | 114,904 | $22.02 | $2,530,610.00 | 53% 215.86K to 330.77K | |
| 23-Aug-12 2:02 PM View: | AnnTaylor Stores Corp. (ANN) | 21-Aug-12 | Market Option Sale | 114,904 | $35.21 | $4,046,270.00 | (35%) 330.77K to 215.86K | (18%) |
| 16-Aug-12 12:00 PM View: | AnnTaylor Stores Corp. (ANN) | 14-Aug-12 | Grant | 15,074 | -- | -- | 8% 200.79K to 215.86K | |
| 19-Mar-12 1:31 PM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-12 | Payment of Exercise | 9,538 | $28.32 | $270,116.00 | (5%) 210.33K to 200.79K | (46%) |
| 19-Mar-12 1:31 PM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-12 | Option Exercise | 7,167 | -- | -- | 4% 203.16K to 210.33K | |
| 20-Mar-12 2:57 PM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-12 | Option Exercise | 14,333 | $19.58 | $280,640.00 | 7% 200.79K to 215.12K | |
| 20-Mar-12 2:57 PM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-12 | Market Option Sale | 14,333 | $27.66 | $396,505.00 | (7%) 215.12K to 200.79K | (50%) |
| 19-Mar-12 1:31 PM View: | AnnTaylor Stores Corp. (ANN) | 15-Mar-12 | Payment of Exercise | 3,858 | $27.76 | $107,098.00 | (2%) 207.02K to 203.16K | (49%) |
| 14-Mar-12 12:58 PM View: | AnnTaylor Stores Corp. (ANN) | 13-Mar-12 | Grant | 30,000 | -- | -- | 17% 177.02K to 207.02K | |
| 14-Mar-12 12:58 PM View: | AnnTaylor Stores Corp. (ANN) | 12-Mar-12 | Payment of Exercise | 1,812 | $27.41 | $49,666.90 | (< 1%) 260.5K to 258.69K | (51%) |
| 14-Mar-12 12:58 PM View: | AnnTaylor Stores Corp. (ANN) | 12-Mar-12 | Option Exercise | 81,668 | $9.78 | $798,976.00 | 46% 178.83K to 260.5K | |
| 14-Mar-12 12:58 PM View: | AnnTaylor Stores Corp. (ANN) | 12-Mar-12 | Market Option Sale | 81,668 | $27.89 | $2,277,340.00 | (32%) 258.69K to 177.02K | (48%) |
| 13-Mar-12 1:17 PM View: | AnnTaylor Stores Corp. (ANN) | 10-Mar-12 | Payment of Exercise | 6,037 | $27.41 | $165,474.00 | (3%) 184.87K to 178.83K | (51%) |
| 18-Aug-11 11:37 AM View: | AnnTaylor Stores Corp. (ANN) | 16-Aug-11 | Grant | 16,479 | -- | -- | 10% 168.39K to 184.87K | |
| 27-Apr-11 10:35 AM View: | AnnTaylor Stores Corp. (ANN) | 25-Apr-11 | Payment of Exercise | 3,791 | $31.79 | $120,516.00 | (2%) 172.18K to 168.39K | (30%) |
| 25-Mar-11 11:06 AM View: | AnnTaylor Stores Corp. (ANN) | 24-Mar-11 | Market Sale | 118 | $27.23 | $3,213.14 | (< 1%) 172.3K to 172.18K | (52%) |
| 25-Mar-11 11:06 AM View: | AnnTaylor Stores Corp. (ANN) | 23-Mar-11 | Market Sale | 5,400 | $27.16 | $146,664.00 | (3%) 177.7K to 172.3K | (52%) |
| 23-Mar-11 10:13 AM View: | AnnTaylor Stores Corp. (ANN) | 21-Mar-11 | Option Exercise | 64,332 | $9.47 | $609,296.00 | 36% 177.7K to 242.03K | |
| 23-Mar-11 10:13 AM View: | AnnTaylor Stores Corp. (ANN) | 21-Mar-11 | Market Option Sale | 64,332 | $26.76 | $1,721,810.00 | (27%) 242.03K to 177.7K | (55%) |
| 17-Mar-11 11:30 AM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-11 | Payment of Exercise | 15,440 | $27.78 | $428,923.00 | (8%) 193.14K to 177.7K | (49%) |
| 17-Mar-11 11:30 AM View: | AnnTaylor Stores Corp. (ANN) | 16-Mar-11 | Option Exercise | 7,166 | -- | -- | 4% 185.97K to 193.14K | |
| 17-Mar-11 11:30 AM View: | AnnTaylor Stores Corp. (ANN) | 15-Mar-11 | Grant | 16,000 | -- | -- | 9% 169.97K to 185.97K | |
| 15-Mar-11 1:41 PM View: | AnnTaylor Stores Corp. (ANN) | 14-Mar-11 | Payment of Exercise | 815 | $27.29 | $22,241.40 | (< 1%) 170.78K to 169.97K | (52%) |